NSE Factbook 2011

Fact Book
2011
NATIONAL STOCK EXCHANGE OF INDIA LIMITED

2011
Fact Book
Copyright 2011 by National Stock Exchange of India Ltd. (NSE)

Exchange Plaza, Bandra Kurla Complex
Bandra (East), Mumbai 400 051 INDIA
All rights reserved. No part of this publication may be produced, stored
in a retrieval system or transmitted in any form by any means, electronic,
mechanical, photocopying, recording or otherwise without the written
permission of NSE, except as stated below. Single photocopies of single
chapters may be made for private study or research provided that the source
is acknowledged and NSE is notied.
NSE does not guarantee the accuracy of the data included in this publication
and accepts no responsibility whatsoever for any consequence of their use.
C O N T E N T S
1. National Stock Exchange of India Ltd
1-1
Trading Value of Different Market Segments ................................................................ 3
1-2
Market Capitalisation of different market segments ...................................................... 3
1-3
NSE Figures as on March 31, 2011 ............................................................................ 3
1-4
Records reached in different Market Segments (data from inception to March 31, 2011) .......... 3
1-5
Board of Directors of NSEIL .................................................................................... 4
1-6
Executive Committees ......................................................................................... 5

2. Membership
2-1
Eligibility Criteria for Membership ........................................................................... 9
2-2
Growth and Distribution of Members ....................................................................... 12

3. Listing of Securities
3-1
Listing Criteria for Companies on the CM Segment of NSE .............................................. 15
3-2
Listing fees in the CM segment .............................................................................. 16
3-3
Companies Listed, Permitted to Trade, Available for Trading on the CM Segment .................. 17
3-4
Shareholding Pattern at the end of March 2011 for companies listed at NSE ......................... 18
3-5
Pledged shares data as of March 2011 ...................................................................... 19
3-6
Eligibility Criteria for Securities on WDM Segment ....................................................... 19
3-7
Securities Available for Trading on WDM Segment as on March 31 ..................................... 20
3-8
Funds Mobilisation on the Exchange during 2010-11 ..................................................... 21
3-9
Initial Public Offerings (IPOs) of Equity Shares during 2010-11 ......................................... 21
3-10
Resource Mobilisation through public issue of NCDs during 2010-11 ................................... 23
3-11
Rights Issues during 2010-11 .................................................................................. 23
3-12
Preferential Allotments by NSE Listed Companies during 2010-11 ..................................... 24
3-13
Amount raised through QIP during 2010-11 ................................................................ 32
3-14
Companies Delisted during 2010-11 ......................................................................... 33

4. Capital Market Segment
4-1
Business Growth of CM Segment ............................................................................. 37
4-2
Frequency Distribution of Companies traded during 2010-11 ........................................... 39
4-3
Trading Frequency of Companies in Cash Segment during 2010-11 .................................... 39
4-4
Advances/Declines in Cash Segment of NSE (No. of Securities) ........................................ 40
4-5
City-wise Turnover in the CM segment ...................................................................... 40
4-6
Internet Trading Value in the CM segment in comparison with total trading volumes at NSE ...... 41
4-7
Asset Management Companies whose schemes of MFs are listed on NSE as of March 2011 ........ 41
Contd...
Contd...
4-8
NSE transaction charges ....................................................................................... 42
4-9
Rates of Securities Transaction Tax (STT) in CM Segment of NSE ....................................... 42
4-10
Percentage Share of Top N Securities/Member in Turnover ........................................... 43
4-11
50 Most Active Securities during 2010-11 in Terms of Trading Value ................................. 44
4-12
Top 50 Companies by Market Capitalisation as on March 31, 2011 ................................... 45
4-13
NSEs 10 Most Active Trading days during the year 2010-2011 .......................................... 47
4-14
Individual Securities Single day Trading Records-2010-11 ............................................... 47
4-15
Composition of S&P CNX Nifty Index as on March 31, 2011 .............................................. 48
4-16
Composition of CNX Nifty Junior Index as on March 31, 2011 ........................................... 49
4-17
Industry-wise Weightages of S&P CNX NIFTY Securities as on 31st March, 2011 ..................... 51
4-18
S&P CNX NIFTY Index .......................................................................................... 51
4-19
CNX NIFTY Junior Index ....................................................................................... 53
4-20
Performance of NSE Indices during the year 2010-11 .................................................... 54
4-21
Mutual Funds/ETFs: No of Trades and Trading Value ..................................................... 54
4-22
Settlement Statistics for CM Segment ...................................................................... 56

5. Wholesale Debt Market segment
5-1
Business Growth of WDM Segment ........................................................................... 59
5-2
Security-wise Distribution of WDM Trades .................................................................. 61
5-3
Participant wise Distribution of WDM Turnover ............................................................ 62
5-4
Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment .......... 64
5-5
Market Capitalisation of WDM Securities ................................................................... 66
5-6
FIMMDA NSE MIBID/MIBOR Rates 2010-11 ................................................................... 68
5-7
1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 31, 2011 ...... 68
5-8
Corporate Bond Trades at NSE (2010-11) ................................................................... 69

6. Equity Futures & Options segment
6-1
Business Growth of Futures & Options Market Segment ................................................. 73
6-2
Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2010-11) ................. 75
6-3
Internet Trading in the F&O Segment of the Exchange .................................................. 75
6-4
Records Achieved in the F&O Segment: 2010-11 .......................................................... 75
6-5
List of Securities on which Futures & Options are available at NSE as of March 31, 2011 .......... 76
6-6
Participant wise Trading Value in the F&O Segment (2010-11) ......................................... 82
6-7
Number of members in different turnover brackets in Futures and Options segment .............. 83
6-8
Number of members in different turnover brackets in Futures and Options Segment .............. 84
6-9
Segment wise Contribution of Top N Members to turnover on Futures and Options segment .... 85
Contd...
ii
Contd...
6-10
Top 20 Futures contracts according to number of contracts 2010-11 .................................. 86
6-11
Top 20 Option contracts according to number of contracts traded 2010-11 .......................... 86
6-12
Top 20 Option contracts according to no. of contracts traded 2010-11 ................................ 87
6-13
Number of trades in the Futures & Options Segment .................................................... 88
6-14
Settlement Statistics in F&O Segment ...................................................................... 89
6-15
NSE Transaction charges in F&O Segment of Exchange ................................................... 90
6-16
Securities Transaction charges for F&O Segment ......................................................... 90

7. Currency Derivatives Segment
7-1
Business Growth of Currency Futures Segment at NSE ................................................... 93
7-2
Records Achieved in the Currency Futures & Options .................................................... 94
7-3
Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2010-2011 ..... 94
7-4
Settlement Statistics of Currency futures at NSE ......................................................... 94
7-5
Business Growth of Interest Rate Futures .................................................................. 95
7-6
Records Achieved in the Interest Rate Futures ............................................................ 96
7-7
Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2010-2011 ................................... 96
7-8
Settlement Statistics in Interest Rate Futures Segment at NSE ........................................ 96

8. Investor Services, Arbitration
8-1
Receipt and Disposal of Investor Grievance ................................................................ 99
8-2
Status Report of Arbitration Matters ........................................................................ 99

9. Knowledge Initiative
9-1
Studies under the NSE Research Initiative ............................................................... 103
9-2
A) NCFM Modules ............................................................................................. 105

B) NISM Modules .............................................................................................. 106
iii
iv
National Stock Exchange

of India
National Stock Exchange of India

Table 1-1: Trading Value of different Market Segments
(` cr.)
Segment/Year
2006-07
2007-08
2008-09
2009-10
2010-11
Capital Market (CM)
1,945,287
3,551,038
2,752,023
4,138,024
3,577,412
Equity F&O
7,356,242
13,090,478
11,010,482
17,663,665
29,248,221
219,106
282,317
335,952
563,816
559,447
Currency F&O *
--
--
162,272
1,782,608
3,449,788
Interest Rate Futures *
--
--
--
2,975
62
9,520,635
16,923,833
14,260,729
24,151,088
36,834,930
Wholesale Debt Market

(WDM)
Total
* Availabe for trading on Currency Derivative Segment (CDS)

F&O : Futures & Options
Table 1-2: Market Capitalisation of different Market Segments

(As at end March)
(` cr.)
Segment/Year
Mar-07
Mar-08
Mar-09
Mar-10
Mar-11
CM
3,367,350
4,858,122
2,896,194
6,009,173
6,702,616
WDM
1,784,801
2,123,346
2,848,315
3,165,929
3,594,877
Total
5,152,151
6,981,468
5,744,510
9,175,102
10,297,493
Table 1-3: NSE Figures as on March 31, 2011

Listed Companies
1,574
Trading Members
1,373
VSATS
2,332*
Number of cities having VSATS
185
* Does not include NSDL VSATs
Table 1-4: Records reached in different Market Segments

(data from inception to March 31, 2011)
Parameter
Date
Magnitude
Capital Market Segment

Record Number of trades
19-May-09
11,260,392
Traded Quantity
19-May-09
19,225.95 Lakh
Contd...
Contd...
Parameter
Date
Turnover
Market Capitalisation
Magnitude
19-May-09
` 40,152 cr.
5-Nov-10
` 75,60,607.49 cr.
Equity Futures & Options Segment

No. of trades
24-Feb-11
3,029,676
Number of contracts traded
24-Feb-11
10,497,798
24-Feb-11
` 277,277.49 cr.
Turnover
Currency Derivatives Segment (Currency F & O)

No. of trades
24-Mar-11
90,563
Number of contracts traded
24-Mar-11
5,601,637
24-Mar-11
` 25,532.16 cr.
Turnover
Interest Rate Futures
Record number of trades
31-Aug-09
1475
Record number of contracts
31-Aug-09
14559
31-Aug-09
` 267.311 cr.
Record daily turnover

Wholesale Debt Market Segment
No. of trades
25-Aug-03
2,074
Turnover
25-Aug-03
` 13,911.57 cr.
Note : Date of inception : WDM - Jun, 1994, CM - Nov 3, 1994 : Equity F&O - Jun 12, 2000 : Currency Futures - Aug 29, 2008,
Currency Options - Oct 29, 2010 : IRF - Aug 31, 2009.
Table 1-5: Board of Directors of NSEIL*
Dr. Vijay L Kelkar

Former Chairman, Finance Commission, India
Former Union Finance Secretary and Advisor to the Finance Minister
Chairman
Mr. Ravi Narain

National Stock Exchange of India Ltd.
Managing Director
Ms. Chitra Ramkrishna

National Stock Exchange of India Ltd.
Joint Managing Director
Mr. C. Achuthan
Former Presiding Ofcer, Securities Appellate Tribunal
Director
Mr. Anjan Barua

Deputy Managing Director & Group Executive
(Global Markets)
State Bank of India
Director
Director
Mrs. Ranjana Kumar
Former Vigilance Commissioner, Central Vigilance Commission, Former
Chairperson, National Bank for Agriculture and Rural Development (NABARD)
and Indian Bank
Mr. A. P. Kurian
Former Chairman
Association of Mutual Funds in India
Director
Contd...
Contd...
8
Dr. Rajiv B. Lall

Managing Director & CEO
IDFC Limited
Director
Mr. S. B. Mainak
Executive Director
(Investment-Risk Management and Research)
Life Insurance Corporation of India
Director
10
Mr. Y. H. Malegam
Chairman Emeritus
M/s. S.B. Billimoria & Co., Chartered Accountants
Director
11
Mr. S. B. Mathur
Secretary General, Life Insurance Council & Former Chairman, Life
Insurance Corporation of India
Director
12
Dr. KRS Murthy

Professor & Former Director
Indian Institute of Management, Bangalore
Director
13
Dr. R. H. Patil
Chairman
The Clearing Corporation of India Ltd.
Director
14
Mrs. Bhagyam Ramani

General Manager & Director, GIC
Director
15
Dr. V. A. Sastry
Director, MUSA Software Engineering Pvt. Ltd.
Former Director, Infosys Technologies Ltd.
Director
16
Mr. Deepak M Satwalekar

Former Managing Director & CEO
HDFC Standard Life Insurance Company Ltd.
Director
* As on May 10, 2011
Table 1-6: Executive Committees *

I
CM & WDM SEGMENTS

1
Mr. Ravi Narain
Managing Director, National Stock Exchange

of India Ltd.
Chairman
Mr. D. C. Anjaria
Director, International Financial Solutions

Pvt. Ltd.
Public Representative
Mr. D. Balasundaram
Chairman, M/s. Coimbatore Capital Limited
Trading Member
Mr. Vimal Bhandari
Country Manager India AEGON International Public Representative

NV.
Mr. Atul Goel
Mr. Y. H. Malegam
Director M/s. Pace Stock Broking Services

Private Limited
Chairman Emeritus, M/s. S.B.Billimoria &
Co., Chartered Accountants
Trading Member
Contd...
Contd...
7
Mr. Gagan Rai
Managing Director & CEO, National Securities Other Nominees

Depository Limited
Joint Managing Director, National Stock

Exchange of India Ltd
Other Nominees
Mr. Akhilesh Kumar Singh
Managing Director & CEO, M/s. Shriram

Insight Share Brokers Limited
Trading Member
10
Mr. Shankar Vailaya
Director-Operations, M/s Sharekhan Ltd.
Trading Member
11
Mr. P. M. Venkatasubramanian
Former Managing Director, GIC
Other Nominees
Chairman
II
F&O MARKET SEGMENT

1
Mr. Ravi Narain

of India Ltd.
Mr. D.C.Anjaria
Director, International Finance Solutions Pvt. Public Representative

Ltd.
Prof. V. Ravi Anshuman
Professor, Indian Institute of Management,

Bangalore
Mr. Anup Bagchi
Managing Director & CEO, M/s. ICICI

Securities Limited
Trading Member
Mr. Shailesh Haribhakti
Executive Chairman & Managing Partner, BDO Public Representative

Haribhakti
Mr. M. Raghavendra
Former General Manager, General Insurance

Corporation of India
Other Nominees
Mr. A.V. Rajwade
Forex Consultant

Exchange of India Ltd
Other Nominees
Mr. Kamlesh Shah
Director, M/s. Total Securities Limited
Trading Member
III
CD SEGMENT
1
Mr. Ravi Narain

of India Ltd.
Chairman
Mr. Pawan Bajaj
Dy. General Manager-Treasury, Bank of India
Trading Member
Mr. M. G.Bhide
Former Chairman, Bank of India
Mr. Conrad Dsouza
Dr. R. H. Patil
Senior General Manager, Treasury, Housing

Development Finance Corporation Ltd
Chairman, The Clearing Corporation of India
Limited
Mr. Suresh Senapaty
Mr. V Srinivasan
* As on May 10, 2011

Exchange of India Limited
Chief Financial Ofcer & Director,Wipro
Limited
Other Nominees
Executive Director Corporate Banking, M/s. Trading Member

Axis Bank Limited
Membership
CM
30
100
300 (Membership in CM
segment and Trading and
Clearing membership in
F&O segment)
110
CM and F&O
30
segment and
Trading/Trading and self
clearing membership
in F&O segment)
WDM
30
200
CM and WDM
30
200
(Amount in ` lakh)
300(Membership in WDM
segment, CM segment and
Trading and Clearing
membership in F&O segment)
260
CM,WDM and F&O

30
200(Membership in WDM
Trading/Trading and Self
Clearing membership in F&O
segment)
Contd...
Net worth requirement for Professional Clearing members in F&O segment is ` 300 lakhs. Further a Professional Clearing member needs to bring Interest Free Security Deposit (IFSD) of
` 25 lakhs with NSCCL and Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL as deposits.
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the F&O segment.
Interest Free Security

85
150
235
Deposit (IFSD) with NSEIL
15
15 *
NIL
15
15 *
Deposit (IFSD) with NSCCL
Collateral Security Deposit
25
25**
NIL
25
25**
(CSD) with NSCCL
Annual Subscription
1
1
NIL
1
1
Advance Minimum
NIL
1
NIL
NIL
1
Transaction Charges for
Futures Segment
Education
Two directors
Two directors should be Two directors
Two directors should
Two directors should be HSC.
should be HSC.
HSC.
should be HSC.
be HSC.
Dealers should also have
Dealers should
Dealers should also have Dealers should
Dealers should also
passed FIMMDA-NSE Debt
also have passed passed SEBI approved
also have passed have passed FIMMDAMarket (Basic Module) of
SEBI approved
certification test for
FIMMDA-NSE
NSE Debt Market (Basic NCFM, Capital Market Module
certification test Derivatives and Capital
Debt Market
Module) of NCFM.&
of NCFM. & SEBI approved
- Capital Market
Market Module of NCFM. (Basic Module) of Capital Market Module certification test for
Module of NCFM.
NCFM.
of NCFM.
Derivatives
Experience
---------------Two years experience in securities market----------------------Other eligibility criteria
The applicant must be engaged solely in the business of securities and must not be engaged in any fund-based activity.
The Directors/Shareholders of the applicant company should not be defaulters on any stock exchange and should not be
debarred by SEBI for being associated with capital market as intermediaries.
Particulars/ Segments
Minimum Paid-up capital
Net Worth
CORPORATES
Table 2-1: Eligibility Criteria for Membership
Membership
10
6
17.5
0.5
NIL

Deposit (IFSD) with NSCCL
Collateral Security Deposit

(CSD) with NSCCL
Annual Subscription
Advance Minimum
Transaction Charges for
Futures Segment
Education
Experience
26.5

Deposit (IFSD) with NSEIL
Proprietor / Two
Partners should be
HSC.
Dealers should
also have passed
SEBI approved
certification test
- Capital Market
Module of NCFM.
75
CM
Net Worth
Particulars
INDIVIDUALS/PARTNERSHIP FIRMS
Contd...
Proprietor / Two
Partners should
be HSC.
Dealers should
also have passed
FIMMDA-NSE
Debt Market
(Basic Module) of
NCFM.
NIL
NIL
NIL
NIL
Proprietor / Two
Partners should be HSC.
passed
FIMMDA-NSE Debt
Market (Basic Module) of
NCFM.&
Capital Market Module
of NCFM.
NIL
0.5
17.5
176.5
200
200
150
CM and WDM
WDM
(Amount in ` lakh)
0.5
17.5 **
6*
201.5
300 (Membership in WDM

segment,CM segment
and Trading and clearing
membership on F&O
segment)
200 (Membership in WDM

Trading/Trading and Self
segment)
CM,WDM and F&O
Contd...
Proprietor / Two Partners

should be HSC.
passed
FIMMDA-NSE Debt Market
(Basic Module) of NCFM,
Capital Market Module of
NCFM.& SEBI approved
Derivatives
---------------Two years experience in securities market-----------------------
Proprietor / Two Partners

should be HSC.
passed SEBI approved
Derivatives and Capital
Market Module of NCFM.
0.5
17.5 **
6*
segment and Trading and
segment)
51.5
segment and Trading and Self
clearing membership in the
F&O segment)
segment and Trading
membership in F&O segment)
CM and F&O
11
CM
CM and F&O
WDM
CM and WDM
CM,WDM and F&O
The applicant should not be engaged in any fund based activity. The Proprietor/Partners should not be defaulters on any stock
exchange and shold not be debarred by SEBI for being associated with capital market as intermediaries Further, Partnership
firms should not be engaged in any business other than Securities.
Trading Membership
New Applicants
(Amount in ` lakh)
---------------Two years experience in securities market----------------------Proprietor/Partners/Directors/Shareholders should not be defaulters on any stock exchange and must not be debarred by SEBI for being
associated with capital market as intermediaries. The applicant must be engaged solely in the business of securities and must not be
engaged in any fund-based activity.*
Trading cum
Clearing
Membership
1000
2
8
25
25
NCDEX Members
* In addition to the individuals, corporates and partnership rms, Banks authorized by the Reserve Bank of India under section 10 of the Foreign Exchange Management Act, 1999 as AD
Category- I bank to become trading and clearing members of the currency derivatives market of the recognized stock exchanges, on their own account and on behalf of their clients,
subject to minimum prudential requirements of minimum net worth of ` 500 crores, minimum CRAR of 10 per cent, net NPA not exceeding 3 per cent and net prot should have been
made for the last 3 years.
The AD Category-I banks which fulll the prudential requirements are required to lay down detailed guidelines with the approval of their Boards for trading and clearing of currency
derivatives contracts and management of risks. AD Category-I banks which do not meet the above minimum prudential requirements and AD Categotry- I banks which are Urban Cooperative banks or State Co-operative banks can participate in the currency derivatives market only as clients, subject to approval therefore from the respective regulatory Departments
of the Reserve Bank.
In case the member is opting for membership of any other segment(s) in combination with the membership of Currency Derivatives segment, the applicable net worth will be the
minimum net worth required for the other segment(s) or the minimum net worth required for Currency Derivatives Segment, whichever is higher.
The eligibility condition for applicants planning to apply for new membership of the Exchange is that either the proprietor/one designated director/partner or the Compliance Ofcer of
the applicant entity should be successfully certied either in Securities Market (Basic) Module or Compliance Ofcers (Brokers) Module or the relevant module pertaining to the segments
wherein membership of the Exchange had been sought.
Experience
Other eligibility
criteria
Trading
Membership
NSE Members
Trading cum
Trading
Trading cum
Professional
Clearing
Membership
Clearing
Clearing
Membership
Membership
Membership
Networth
100
100
1000
100
1000
1000
Cash to NSEIL
2
2
2
2
2
Non-cash to NSEIL
8
10.5
13
13
18
Cash to NSCCL
25
25
25
Non cash to NSCCL
25
25
25
Education
Proprietor/Two Partners/Two directors should be HSC.
Dealers should also have passed SEBI approved National Institute of Securities Markets (NISM) Series I Currency Derivatives Certication
Examination
Particulars
CURRENCY DERIVATIVES- Corporates, Individuals and Firms
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the F&O segment.
Particulars
Other eligibility criteria
Contd...
Table 2-2: Growth and Distribution of Members
12
Month/Year
(end of period)
CM
WDM
CDS
Apr-10
CM/WDM/
F&O/CDS
TOTAL
105
52
1,149
1,311
May-10
105
53
1,156
1,318
Jun-10
104
52
1,164
1,324
Jul-10
103
53
1,171
1,331
Aug-10
103
53
1,177
1,337
Sep-10
103
53
1,180
1,340
Oct-10
101
55
1,188
1,348
Nov-10
99
54
1,194
1,351
Dec-10
99
54
1,202
1,358
Jan-11
99
54
1,207
1,363
Feb-11
100
56
1,212
1,371
Mar-11
99
56
1,215
1,373
Listing of Securities
14
Listing of Securities
Table 3-1: Listing Criteria for Companies on the CM Segment of NSE
Criteria
Initial Public Offerings (IPOs)
Companies listed on other exchanges
Paid-up
Equity Capital
(PUEC)/Market
Capitalisation
(MC) /Net Worth
PUEC ` 10 cr. and MC ` 25 cr.
PUEC ` 10 cr. and MC ` 25 cr. OR

PUEC ` 25 cr. OR
MC ` 50 cr. OR
The company shall have a net worth of not
less than `50 crores in each of the preceding
three financial years.
Company/
Promoters Track
Record
Atleast 3 years track record of either

a) the applicant seeking listing OR
b) the promoters/promoting company
incorporated in or outside India OR
c) Partnership firm and subsequently
converted into Company not
in existence as a Company for
three years and approaches the
Exchange for listing. The Company
subsequently formed would be
considered for listing only on
fulfillment of conditions stipulated
by SEBI in this regard.
Atleast three years track record of either

a) the applicant seeking listing; OR
b) the promoters/promoting company,
incorporated in or outside India.
Dividend Record
/ Net worth /
Distributable
Profits
--
Dividend paid in at least 2 out of the last 3

financial years immediately preceding the
year in which the application has been made
OR The networth of the applicants atleast
`50 crores OR The applicant has distributable
profits in at least two out of the last three
financial years.
Listing
--
Listed on any other stock exchange for

at least last three years OR listed on the
exchange having nationwide trading terminals
for at least one year.
Other
Requirements
(a) No disciplinary action by other

(a) No disciplinary action by other stock
stock exchanges/regulatory
exchanges/regulatory authority in past 3
authority in past 3 yrs.
yrs.
(b) Satisfactory redressal mechanism
(b) Satisfactory redressal mechanism for
for investor grievances,
investor grievances,
(c) distribution of shareholding
(c) distribution of shareholding and
(d) details of litigation record in past 3 (d) details of llitigation record in past 3 years
years.
(e) Track record of Directors of the Company
(e) Track record of Directors of the
(f) Change in control of a Company/
Company
Utilisation of funds raised from public
Note:
1. (a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.
(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up
equity capital after the proposed issue for which listing is sought shall be taken into account.
2. (a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.
(b) In case of case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated
15
3.
4.
5.
6.
by using a 12 month moving average of the market capitalisation over a period of six months immediately preceding
the date of application. For the purpose of calculating the market capitalisation over a 12 month period, the average
of the weekly high and low of the closing prices of the shares as quoted on the National Stock Exchange during the
last twelve months and if the shares are not traded on the National Stock Exchange such average price on any of the
recognised Stock Exchanges where those shares are frequently traded shall be taken into account while determining
market capitalisation after making necessary adjustments for Corporate Action such as Rights / Bonus Issue/Split.
In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be
applicable to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions,
Nationalised Banks, Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant
statutes, guidelines, circulars, clarifications etc. that may be issued by various regulatory authorities from time to time
Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off
- negative balance in profit and loss account to the extent not set off.
Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and
shall be holding at least 20 % of the post issue equity share capital individually or severally.
In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as
eligible for listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange
for listing after six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be
computed based on the period from the IPO to the time of listing.
Table 3-2: Listing Fees in the CM Segment

Particulars
Initial Listing fees
Amount (`)
50,000
Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)
a)
Upto ` 5 Crores
18,000
b)
Above ` 5 Crores and upto ` 10 Crores
31,500
c)
57,500
d)
90,000
e)
1,00,000
f)
1,05,000
g)
1,75,000
h)
2,00,000
i)
2,40,000
j)
2,75,000
k)
3,10,000
l)
3,40,000
m) Above ` 350 Crores and upto ` 400 Crores
3,75,000
n)
4,35,000
o)
5,00,000
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than `500 crores
will have to pay a minimum fees of `5,00,000/- and an additional listing fees of `3,400/- for every increase of `5
crores or part thereof in the paid up share, bond and/ debenture and/or debt capital etc.
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than `1,000
crores will have to pay minimum fees of `8,50,000/- and an additional listing fees of `3,700/- for every increase of
`5 crores or part thereof in the paid up share, bond and/or debenture and/or debt capital etc
16
Table 3-3: Companies Listed, Permitted to Trade, Available for Trading

on the CM Segment
Month/Year
Nov-94
Mar-95
Mar-96
Mar-97
Mar-98
Mar-99
Mar-00
Mar-01
Mar-02
Mar-03
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Mar-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
No. of Companies
Listed *
0
135
422
550
612
648
720
785
793
818
909
970
1,069
1,228
1,381
1,432
1,420
1,425
1,426
1,430
1,431
1,434
1,439
1,443
1,453
1,457
1,461
1470
1,478
1,484
1,490
1,497
1,504
1,512
1,530
1,536
1,552
1,558
1,563
1,574
No. of Companies
Permitted *
300
543
847
934
745
609
479
320
197
107
18
1
----------10
10
31
31
37
36
36
45
45
54
54
60
59
59
59
61
61
No. of Companies
Available for Trading
*@
300
678
1269
1484
1357
1254
1152
1029
890
788
787
839
929
1,084
1,236
1,291
1,279
1,280
1,282
1,287
1,288
1,287
1,291
1,292
1,303
1,338
1,342
1359
1,367
1374
1,388
1,392
1,408
1,412
1,435
1,440
1,456
1,462
1,470
1,484
Market
Capitalisation
(` cr.) *
292,637
363,350
401,459
419,367
481,503
491,175
1,020,426
657,847
636,861
537,133
1,120,976
1,585,585
2,813,201
3,367,350
4,858,122
2,896,194
3,375,025
4,564,572
4,432,596
4,816,459
4,975,800
5,353,880
5,024,830
5,430,088
5,699,637
5,782,965
5,755,305
6,009,173
6,117,858
5,932,578
6,229,136
6,340,120
6,393,418
6,958,534
7,055,094
6,894,912
7,139,310
6,441,491
6,195,967
6,702,616
* At the end of the period.

@ Excludes suspended companies.
17
18
38.62%
26.07%
36.60%
71.18%
47.83%
46.74%
59.95%
43.77%
53.11%
53.26%
47.81%
Finance
FMCG
Information Technology
Infrastructure
Manufacturing
Media &
Entertainment
Petrochemicals
Pharmaceuticals
Services
Telecommunication
Miscellaneous
% to Total Number
of Shares
1.70%
7.11%
5.74%
6.71%
6.30%
3.85%
8.21%
2.75%
5.95%
2.70%
1.62%
1.24%
1.17%
Foreign
Promoters
1.76%
4.79%
7.99%
4.43%
5.34%
1.63%
5.10%
4.19%
0.98%
12.22%
7.72%
10.19%
8.82%
Financial
Insitutions/
Banks/Central Government/State
Government/
Insurance
Companies
13.65%
8.44%
7.41%
10.19%
6.52%
10.97%
9.41%
7.87%
21.16%
16.34%
23.35%
9.36%
17.62%
Foreign Institutional
Investors
2.00%
1.38%
1.56%
3.37%
2.39%
4.58%
2.29%
1.76%
3.16%
7.92%
2.01%
9.31%
3.08%
Mutual
Funds
INSTITUTIONAL
0.11%
0.00%
0.03%
0.06%
0.00%
0.00%
0.05%
0.47%
0.00%
0.00%
0.43%
1.27%
0.00%
Venture
Capital
Funds
including
Foreign
Venture
Capital
Funds
0.06%
0.00%
0.00%
0.44%
0.03%
0.00%
0.10%
0.00%
0.00%
0.18%
1.88%
0.29%
0.12%
Any Other
PUBLIC
8.70%
5.13%
8.61%
7.79%
7.82%
10.17%
6.39%
3.55%
4.44%
6.21%
5.08%
6.40%
4.91%
Bodies
Corporate
16.38%
8.91%
11.60%
18.40%
8.31%
16.43%
13.59%
6.48%
16.97%
11.13%
13.44%
24.62%
13.91%
Individuals
6.72%
9.18%
2.34%
2.56%
2.78%
2.04%
3.06%
1.71%
10.75%
16.80%
4.44%
6.26%
1.21%
Any other
NON-INSTITUTIONAL
1.12%
1.79%
1.61%
2.28%
0.55%
3.58%
3.96%
0.03%
0.00%
0.45%
1.41%
0.88%
3.21%
Shares
held by
Custodians
and against
which Depository
Receipts
have been
issued
51.77%
5.65%
5.56%
10.32%
2.59%
0.15%
0.16%
5.97%
11.72%
3.82%
2.29%
160,867,402,784 17,562,992,385 17,273,318,393 32,056,259,308 8,058,173,947 454,160,675 485,792,374 18,545,354,599 36,412,070,423 11,865,178,456 7,127,739,380
30.20%
Engineering
Number of Shares
45.95%
Indian
Promoters
PROMOTERS
Banks
Sectors
Table 3-4: Shareholding Pattern at the end of March 2011 for companies listed at NSE
Table 3-5: Pledged shares data as of March 2011

Company
Classification
Banks
Indian
Promoters
Foreign
Promoters
Total Promoters
Holding
Shares Pledged
%age of
pledged
shares
7,333,565,371
187,196,941
7,520,762,312
8,293,616
0.11
743,636,803
30,444,271
774,081,074
65,801,658
8.50
Finance
5,211,528,569
218,937,209
5,430,465,778
138,951,649
2.56
FMCG
4,256,225,861
440,431,184
4,696,657,045
519,322,788
11.06
219,701,862
35,712,910
255,414,772
6,236,876
2.44
Infrastructure
42,450,878,684
1,639,634,823
44,090,513,507
5,298,748,547
12.02
Manufacturing
63,485,655,095 10,903,053,827
74,388,708,922
8,076,115,384
10.86
Engineering
Information Technology
Media & Entertainment
3,427,185,681
282,410,524
3,709,596,205
767,369,251
20.69
Petrochemicals
15,393,320,804
1,617,284,662
17,010,605,466
359,958,404
2.12
Pharmaceuticals
3,798,150,342
582,624,944
4,380,775,286
254,619,639
5.81
Services
3,897,209,090
421,291,875
4,318,500,965
379,838,820
8.80
Telecommunication
8,435,960,539
1,125,453,865
9,561,414,404
614,295,042
6.42
Miscellaneous
2,214,384,083
78,515,350
2,292,899,433
357,542,433
15.59
178,430,395,169
16,847,094,107
9.44
Total
Table 3-6: Eligibility Criteria for Securities on WDM Segment

Issuer
Eligibility Criteria for listing

Public Issue / Private Placement
Corporates (Public limited companies

and Private limited companies)
Public Sector Undertaking, Statutory
Corporation established/ constituted

under Special Act of Parliament /State
Legislature, Local bodies/authorities,
Mutual Funds:
Units of any SEBI registered Mutual
Fund/scheme :
Investment objective to invest
predominantly in debt or
Scheme is traded in secondary
market as debt instrument
Paid-up capital of ` 10 crores; or

Market capitalisation of ` 25 crores
(In case of unlisted companies Networth more than ` 25 crores)
Credit rating
Credit rating
Qualifies for listing under SEBIs Regulations
Contd...
19
Contd...
Issuer
Eligibility Criteria for listing

Public Issue / Private Placement
Infrastructure companies
Tax exemption and recognition
as infrastructure company under
related statutes/regulations
Financial Institutions u/s. 4A of

Companies Act, 1956 including
Industrial Development Corporations
Public Issue
Private Placement
Qualifies for listing under the

respective Acts, Rules or Regulations
under which the securities are issued.
Credit rating
Banks
Qualifies for listing under the respective Acts, Rules or

Regulations under which the securities are issued.
Credit rating
Scheduled banks
Networth of `50 crores or above
Qualifies for listing under
the respective Acts, Rules or
Regulations under which the
securities are issued.
Scheduled Banks
Networth of `50 crores
or above
Credit rating
Table 3-7: Securities Available for Trading on WDM Segment (as on March 31)
Securities
2010
Number
Government Securities
Amount
Amount
(` cr.)
(US $ mn.)
Number
Amount
Amount
(` cr.)
(US $ mn.)
1,461
2,472,978
547,846
1,508
2,840,182
636,099
54
137,500
30,461
54
140,418
31,449
PSU Bonds
795
161,904
35,867
852
191,542
42,899
Institutional Bonds
299
77,568
17,184
361
103,973
23,286
Bank Bonds
518
164,385
36,417
518
182,616
40,900
Corporate Bonds
992
133,428
29,559
1,166
169,337
37,925
21
3,117
690
20
3,518
788
4,140
3,150,880
698,024
4,479
3,631,587
813,345
T-Bills
Others
Total
20
2011
Table 3-8: Funds Mobilisation on the Exchange during 2010-11

Particulars
No. of Issues
Amount
Amount
(` cr.)
(US $ mn.)
Equity Public Issues

IPOs
FPOs
51
33,390.93
7,478.37
13,043.88
2,921.36
2,486.34
556.85
Rights Issues
18
8,414.06
1,884.45
QIP
48
23,020.64
5,155.80
279
29,042.05
6,504.38
8,881.53
1,989.14
408
118,279.43
26,490.35
IDR issue
Preferential Allotment
Non-Convertible Debentures
Public Issue
Total
Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2010-11
Sr.
No.
Company Name
Issue Size
(` cr.)
Date of
Listing
No. of
securities
issued
Issue
Price
(`)
1 Pradip Overseas Limited
116.60
5-Apr-10
10,600,049
110
2 Persistent Systems Limited
168.01
6-Apr-10
5,419,706
310
3 Shree Ganesh Jewellery House Limited
371.02
9-Apr-10
14,269,831
260
4 Intrasoft Technologies Limited

5 Goenka Diamond and Jewels Limited
6 Talwalkars Better Value Fitness Limited
7 Nitesh Estates Limited
53.65
12-Apr-10
3,700,000
145
126.51
16-Apr-10
9,371,000
135
77.47
10-May-10
6,050,000
128
405.00
13-May-10
75,000,000
54
8 Tarapur Transformers Limited
63.75
18-May-10
8,500,011
75
9 Mandhana Industries Limited
107.90
19-May-10
8,300,000
130
10 SJVN Limited
1,062.73
20-May-10
415,000,000
26
11 Jaypee Infratech Limited
2,257.60
21-May-10
222,933,497
102
200.00
26-Jun-2010
26,666,667
75
71.66
13-Jul-2010
2,990,000
240
270.00
15-Jul-2010
16,265,060
166
53.10
24-Jul-2010
4,500,000
118
1,628.78
16-Aug-10
16,791,579
985
297.00
18-Aug-10
4,500,000
660
68.75
25-Aug-10
11,250,000
110
12 Parabolic Drugs Limited

13 Technofab Engineering Limited
14 Hindustan Media Ventures Limited
15 Aster Silicates Limited
16 SKS Microfinance Limited
17 Bajaj Corp Limited
18 Prakash Steelage Limited
Contd...
21
Contd...
Sr.
No.
Company Name
Date of
Listing
No. of
securities
issued
Issue
Price
(`)
19 Gujarat Pipavav Port Limited
553.85
9-Sep-10
120,403,021
20 Indosolar Limited
357.00
29-Sep-10
123,103,448
29
21 Microsec Financial Services Limited
147.50
5-Oct-10
12,500,000
118
22 Career Point Infosystems Limited
115.00
6-Oct-10
3,712,822
310
23 Eros International Media Limited
350.00
6-Oct-10
20,000,000
175
24 Electrosteel Steels Limited
285.28
8-Oct-10
259,343,616
11
25 Orient Green Power Company Limited
900.00
8-Oct-10
191,489,361
47
26 Ramky Infrastructure Limited
530.00
8-Oct-10
11,777,777
450
40.50
11-Oct-10
8,100,208
50
27 Gallantt Ispat Limited
46
28 Cantabil Retail India Limited
105.00
12-Oct-10
7,777,778
135
29 Tecpro Systems Limited
267.91
12-Oct-10
7,550,000
355
30 VA Tech Wabag Limited
472.59
13-Oct-10
3,607,581
1310
31 Ashoka Buildcon Limited
225.00
14-Oct-10
6,944,444
324
32 Bedmutha Industries Limited

33 Commercial Engineers & Body Builders Co
Limited
34 Oberoi Realty Limited
35 BS TransComm Limited
36 Gyscoal Alloys Limited
37 Prestige Estates Projects Limited
38 Coal India Limited
39 Gravita India Limited
40 R.P.P. Infra Projects Limited
41 MOIL Limited
42 A2Z Maintenance & Engineering Services
Limited
43 Ravi Kumar Distilleries Limited
44 Punjab & Sind Bank
91.84
14-Oct-10
9,004,211
102
172.41
18-Oct-10
13,575,831
127
1,028.61
20-Oct-10
39,562,000
260
190.45
27-Oct-10
7,679,410
248
54.67
27-Oct-10
7,700,000
71
1,200.00
27-Oct-10
65,573,770
183
15,199.44
4-Nov-10
631,636,440
245
45.00
16-Nov-10
3,600,000
125
48.75
6-Dec-10
6,500,584
75.00
1,237.51
15-Dec-10
33,600,000
375.00
776.24
23-Dec-10
19,407,750
400.00
73.60
27-Dec-10
11,500,000
64.00
470.82
30-Dec-10
40,000,000
120.00
45 Shekhawati Poly-Yarn Limited
36.02
12-Jan-11
12,008,886
30
46 C. Mahendra Exports Limited
165.00
20-Jan-11
15,000,000
110.00
79.38
10-Feb-11
8,100,004
98
47 Omkar Speciality Chemicals Limited

48 Acropetal Technologies Limited
170.01
10-Mar-11
18,890,358
90.00
49 Sudar Garments Limited
69.98
11-Mar-11
4,550,000
205.00
50 Lovable Lingerie Limited
93.28
24-Mar-11
156,700,000
28.00
438.76
30-Mar-11
9,088,000
77.00
51 PTC India Financial Services Limited
22
Issue Size
(` cr.)
Table 3-10: Resource Mobilisation through public issue of NCDs during 2010-11
S.No.
Name of the Company
Date
Shriram Transport Finance Company Limited
Amount
Mobilised
(` cr.)
Amount
Mobilised
(US $ mn.)
2-Jun-10
499.99
111.98
State Bank of India
12-Nov-10
1000.00
223.96
Infrastructure Development Finance Company Limited
22-Nov-10
471.03
105.49
L&T Infrastructure Finance Company Limited
10-Dec-10
256.22
57.38
1-Mar-11
757.29
169.61
State Bank of India
23-Mar-11
5497.00
1,231.13
L&T Infrastructure Finance Company Limited
29-Mar-11
400.00
89.59
Table 3-11: Rights Issues during 2010-11

S. No.
Company Name
Date of Listing
Amount Mobilised
(` cr.)
Amount Mobilised
(US $ mn.)
Swaraj Mazda Limited
1-Apr-10
79.70
17.85
The Andhra Pradesh Paper Mills

Limited
7-Apr-10
35.09
7.86
IBN18 Broadcast Limited
8-Apr-10
509.53
114.12
Hinduja Foundries Limited
26-Apr-10
50.28
11.26
Adani Enterprises Limited
28-Apr-10
1478.52
331.13
Videocon Industries Limited
29-Apr-10
1156.33
258.98
Suzlon Energy Limited
15-Jul-10
1188.39
266.16
Rei Agro Limited
3-Aug-10
1245.38
278.92
ECE Industries Limited
12-Aug-10
43.88
9.83
10
Trent Limited
2-Sep-10
244.83
54.83
11
Trent Limited
2-Sep-10
244.83
54.83
12
Gulf Oil Corporation Limited
9-Sep-10
79.32
17.76
13
Sadbhav Engineering Limited
21-Sep-10
45.31
10.15
14
State Bank of Mysore
14-Oct-10
583.19
130.61
15
Rohit Ferro-Tech Limited
1-Nov-10
94.75
21.22
16
Murudeshwar Ceramics Limited
28-Jan-11
35.02
7.84
17
Jyoti Structures Limited
23-Feb-11
120.86
27.07
18
EIH Limited
30-Mar-11
1178.86
264.02
8,414.06
1,884.45
Total
23
Contd...
Table 3-12: Preferential Allotments by NSE Listed Companies during 2010-11

S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
41.10
(US $ mn.)
2.91
Mahindra Forgings Limited
9.20
Lloyds Steel Industries Limited
13.00
Electrosteel Castings Limited
32.20
7.21
Orient Press Limited
5.00
1.12
Century Enka Limited
15.13
3.39
Kopran Limited
1.85
0.41
Educomp Solutions Limited
4.17
0.93
The Dhampur Sugar Mills Limited
0.32
0.07
Sejal Architectural Glass Limited
3.20
0.72
10
Rana Sugars Limited
4.14
0.93
11
Shriram City Union Finance Limited
23.50
5.26
12
26.50
5.94
13
80.00
17.92
14
Gujarat NRE Coke Limited
9.54
2.14
15
Core Projects and Technologies Limited
16
Housing Development and Infrastructure Limited
17
88.80
19.89
312.00
69.88
Himachal Futuristic Communications Limited
20.00
4.48
18
Surya Roshni Limited
10.80
2.42
19
Ballarpur Industries Limited
135.00
30.24
20
Network18 Media & Investments Limited
11.00
2.46
21
Subex Limited
32.00
7.17
22
Unitech Limited
253.75
56.83
23
Emco Limited
19.16
4.29
24
KEI Industries Limited
8.40
1.88
25
Vakrangee Softwares Limited
7.70
1.72
26
Bajaj Holdings & Investment Limited
218.45
48.93
27
Southern Petrochemicals Industries Corporation Limited
30.00
6.72
28
11.81
2.64
29
Tantia Constructions Limited
7.13
1.60
30
Surana Industries Limited
45.00
10.08
31
JCT Electronics Limited
1.60
0.36
32
Steel Strips Wheels Limited
5.78
1.29
33
Arvind Limited
8.25
1.85
34
Bhartiya International Limited
3.44
0.77
Contd...
24
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
42.19
(US $ mn.)
35
PVR Limited
9.45
36
Tanla Solutions Limited
9.10
2.04
37
Ambica Agarbathies & Aroma industries Limited
5.04
1.13
38
Softpro Systems Limited
6.30
1.41
39
Abhishek Corporation Limited
5.00
1.12
40
Century Enka Limited
18.92
4.24
41
Deep Industries Limited
7.25
1.62
42
Monnet Ispat Limited
86.65
19.41
43
Prajay Engineers Syndicate Limited
16.84
3.77
44
Reliance Infrastructure Limited
1820.62
407.75
45
Shiv-Vani Oil & Gas Exploration Services Limited
93.40
20.92
46
Amtek India Limited
25.46
5.70
47
Aarti Drugs Limited
2.10
0.47
48
Ramkrishna Forgings Limited
11.83
2.65
49
Gammon India Limited
69.91
15.66
50
Rana Sugars Limited
4.03
0.90
51
Valecha Engineering Limited
2.54
0.57
52
6.30
1.41
53
Cholamandalam Investment and Finance Company Limited
100.22
22.45
54
Clutch Auto Limited
1.84
0.41
55
Bartronics India Limited
51.04
11.43
56
3.00
0.67
57
5.00
1.12
58
K Sera Sera Productions Limited
3.00
0.67
59
Trigyn Technologies Limited
2.47
0.55
60
Kale Consultants Limited
1.63
0.36
61
300.00
67.19
62
192.00
43.00
63
Sujana Universal Industries Limited
8.13
1.82
64
Indo Asian Fusegear Limited
4.00
0.90
65
Bombay Rayon Fashions Limited
111.94
25.07
66
Paramount Communications Limited
2.60
0.58
67
Sterlite Technologies Limited
41.93
9.39
68
Sterlite Technologies Limited
0.00
0.00
Contd...
25
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
98.42
(US $ mn.)
69
Amtek Auto Limited
22.04
70
R. S. Software (India) Limited
0.74
0.17
71
Spentex Industries Limited
3.83
0.86
72
Nissan Copper Limited
20.19
4.52
73
GI Engineering Solutions Limited
1.98
0.44
74
Indo Count Industries Limited
3.00
0.67
75
Indo Count Industries Limited
0.25
0.06
76
RPG Life Sciences Limited
1.66
0.37
77
R. S. Software (India) Limited
0.78
0.17
78
The Sirpur Paper Mills Limited
5.00
1.12
79
Alps Industries Limited
3.96
0.89
80
Sri Adhikari Brothers Television Network Limited
81
Ballarpur Industries Limited
82
Banswara Syntex Limited
83
Jayaswal Neco Industries Limited
84
Rico Auto Industries Limited
85
Orbit Corporation Limited
86
Unitech Limited
87
Micro Technologies (India) Limited
88
5.40
1.21
89
Strides Arcolab Limited
23.33
5.23
90
Dewan Housing Finance Corporation Limited
111.15
24.89
91
Kale Consultants Limited
3.19
0.72
92
C & C Constructions Limited
50.00
11.20
93
Sathavahana Ispat Limited
33.15
7.42
94
Websol Energy Systems Limited
7.50
1.68
95
3.83
0.86
96
Agro Dutch Industries Limited
97
Helios And Matheson Information Technology Limited
98
Shri Lakshmi Cotsyn Limited
99
18.88
4.23
165.00
36.95
6.77
1.52
48.00
10.75
5.72
1.28
37.95
8.50
299.71
67.13
25.45
5.70
20.00
4.48
5.20
1.16
33.28
7.45
1.80
0.40
100
Ansal Housing and Construction Limited
3.60
0.81
101
Opto Circuits (India) Limited
7.88
1.76
102
Sujana Metal Products Limited
27.30
6.11
Contd...
26
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
10.96
(US $ mn.)
103
Bharati Shipyard Limited
2.45
104
26.31
5.89
105
Ansal Properties & Infrastructure Limited
70.54
15.80
106
Edserv Softsystems Limited
107
Kemrock Industries and Exports Limited
108
MIC Electronics Limited
109
Sujana Tower Limited
110
Gemini Communication Limited
5.33
1.19
111
Ruchi Soya Industries Limited
79.61
17.83
112
74.04
16.58
113
159.85
35.80
114
MSK Projects (India) Limited
211.30
47.32
115
33.00
7.39
116
Vardhman Polytex Limited
7.92
1.77
117
Malwa Cotton Spg. Mills Limited
1.10
0.25
118
Omnitech Infosolutions Limited
4.60
1.03
119
Omnitech Infosolutions Limited
7.31
1.64
120
31.50
7.05
121
Unitech Limited
101.50
22.73
122
Raj Rayon Limited
123
Kotak Mahindra Bank Limited
124
MVL Industries Limited
125
Tata Steel Limited
126
127
128
129
2.00
0.45
32.81
7.35
8.26
1.85
55.00
12.32
0.95
0.21
1366.12
305.96
0.99
0.22
891.00
199.55
Visesh Infotecnics Limited
6.30
1.41
Visesh Infotecnics Limited
0.50
0.11
120.00
26.88
Rana Sugars Limited
7.02
1.57
130
Sabero Organics Gujarat Limited
0.14
0.03
131
3.23
0.72
132
4.82
1.08
133
0.10
0.02
134
135
Tata Chemicals Limited
136
Aptech Limited
137
Glodyne Technoserve Limited
9.90
2.22
363.40
81.39
37.09
8.31
104.44
23.39
Contd...
27
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
1.80
(US $ mn.)
138
0.40
139
25.20
5.64
140
Everest Kanto Cylinder Limited
81.00
18.14
141
Karuturi Global Limited
142
IDBI Bank Limited
143
37.80
8.47
3119.04
698.55
Resurgere Mines & Minerals India Limited
81.25
18.20
144
29.35
6.57
145
Lumax Auto Technologies Limited
23.82
5.33
146
Motilal Oswal Financial Services Limited
16.53
3.70
147
Spentex Industries Limited
6.51
1.46
148
Pantaloon Retail (India) Limited
91.50
20.49
149
Pioneer Distilleries Limited
2.89
0.65
150
0.59
0.13
151
Supreme Infrastructure India Limited
19.49
4.37
152
0.78
0.17
153
Celebrity Fashions Limited
3.08
0.69
154
SEL Manufacturing Company Limited
29.16
6.53
155
Hotel Leela Venture Limited
48.50
10.86
156
Selan Exploration Technology Limited
20.30
4.55
157
Shoppers Stop Limited
122.87
27.52
158
Educomp Solutions Limited
3.50
0.78
159
7.63
1.71
160
Reliance Broadcast Network Limited
283.26
63.44
161
JSW Steel Limited
4800.72
1075.19
162
Agro Dutch Industries Limited
1.84
0.41
163
Hind Syntex Limited
1.84
0.41
164
JHS Svendgaard Laboratories Limited
0.30
0.07
165
43.75
9.80
166
Religare Enterprises Limited
250.00
55.99
167
29.93
6.70
168
Ind-Swift Laboratories Limited
7.33
1.64
169
Malwa Cotton Spg. Mills Limited
170
171
Sri Adhikari Brothers Television Network Limited
172
Arvind Limited
1.10
0.25
150.00
33.59
13.61
3.05
1.80
0.40
Contd...
28
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
176.70
(US $ mn.)
173
Delta Corp Limited
39.57
174
4.14
0.93
175
75.00
16.80
176
20.82
4.66
177
GTN Industries Limited
7.50
1.68
178
Celestial Biolabs Limited
1.67
0.37
179
Supreme Infrastructure India Limited
12.00
2.69
180
Lloyds Steel Industries Limited
168.50
37.74
181
RPG Life Sciences Limited
3.41
0.76
182
Su-Raj Diamonds and Jewellery Limited
35.00
7.84
183
Aptech Limited
7.58
1.70
184
Kopran Limited
1.95
0.44
185
38.19
8.55
186
Pratibha Industries Limited
35.00
7.84
187
1.38
0.31
188
JMC Projects (India) Limited
189
Suzlon Energy Limited
190
90.05
20.17
191.96
42.99
Action Construction Equipment Limited
19.66
4.40
191
Decolight Ceramics Limited
30.60
6.85
192
IVRCL Assets & Holdings Limited
150.00
33.59
193
Pioneer Embroideries Limited
1.18
0.26
194
Diamond Power Infra Ltd
18.00
4.03
195
Ind-Swift Limited
4.89
1.10
196
JSW Steel Limited
146.69
32.85
197
27.45
6.15
198
Religare Enterprises Limited
250.00
55.99
199
7.20
1.61
200
Orbit Corporation Limited
201
UFLEX Limited
202
75.90
17.00
105.00
23.52
Nissan Copper Limited
12.43
2.78
203
Winsome Yarns Limited
20.85
4.67
204
The Indian Hotels Company Limited
373.10
83.56
205
Paras Petrofils Limited
6.97
1.56
206
Man Industries (India) Limited
0.88
0.20
207
3.50
0.78
Contd...
29
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
0.88
(US $ mn.)
208
0.20
209
Arihant Foundations & Housing Limited
3.83
0.86
210
2.07
0.46
211
Aditya Birla Nuvo Limited
568.25
127.27
212
4.32
0.97
213
5.13
1.15
214
Arvind Limited
28.28
6.33
215
Crew B.O.S. Products Limited
216
217
Cura Technologies Limited
218
0.38
0.08
200.01
44.79
0.90
0.20
26.96
6.04
219
94.87
21.25
220
Ansal Housing and Construction Limited
3.60
0.81
221
3.60
0.81
222
Websol Energy Systems Limited
4.00
0.90
223
Maytas Infra Limited
4.51
1.01
224
52.98
11.87
225
301.92
67.62
226
44.20
9.90
227
Mudra Lifestyle Limited
72.00
16.13
228
Emco Limited
19.90
4.46
229
Shilpa Medicare Limited
70.00
15.68
230
IFB Industries Limited
5.00
1.12
231
Reliance Infrastructure Limited
2094.65
469.13
232
Surana Industries Limited
210.00
47.03
233
Unitech Limited
200.00
44.79
234
Unitech Limited
299.60
67.10
235
Asian Electronics Limited
236
Everonn Education Limited
237
Ispat Industries Limited
238
1.65
0.37
203.74
45.63
2157.00
483.09
3.60
0.81
239
Prakash Industries Limited
81.00
18.14
240
Rajshree Sugars & Chemicals Limited
6.82
1.53
241
Monnet Ispat Limited
94.71
21.21
242
3.15
0.71
Contd...
30
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(` cr.)
3.60
(US $ mn.)
13.05
2.92
5.40
1.21
243
0.81
244
Deep Industries Limited
245
246
Sujana Universal Industries Limited
247
Usher Agro Limited
248
249
250
6.05
1.35
251
Simbhaoli Sugars Limited
15.00
3.36
252
Gammon India Limited
74.42
16.67
253
Rico Auto Industries Limited
11.25
2.52
254
Opto Circuits (India) Limited
65.63
14.70
255
Broadcast Initiatives Limited
21.90
4.90
256
First Winner Industries Limited
30.00
6.72
257
MVL Industries Limited
1.60
0.36
258
22.43
5.02
259
21.31
4.77
260
Mercator Lines Limited
48.95
10.96
261
Subex Limited
33.41
7.48
262
0.55
0.12
263
0.55
0.12
264
0.43
0.10
265
Amtek Auto Limited
129.60
29.03
266
Core Projects and Technologies Limited
28.67
6.42
267
Cambridge Technology Enterprises Limited
9.14
2.05
268
5.40
1.21
269
Bajaj Holdings & Investment Limited
236.07
52.87
270
220.50
49.38
271
Tricom India Limited
2.50
0.56
272
Genus Power Infrastructures Limited
7.60
1.70
273
Paramount Communications Limited
2.77
0.62
274
REI Six Ten Retail Limited
15.00
3.36
275
Arvind Remedies Limited
50.01
11.20
276
Digjam Limited
4.88
1.09
277
S. Kumars Nationwide Limited
53.61
12.01
10.63
2.38
6.15
1.38
44.00
9.85
0.85
0.19
Contd...
31
Contd...
S.No.
Company Name
Amount Raised
Amount Raised
(US $ mn.)
278
(` cr.)
3.70
279
3.99
0.89
29042.05
6504.38
Total
0.83
Table 3-13: Amount raised through QIP during 2010-11

Sr.No
Name of the company
Amount Raised
Amount Raised
(` cr.)
(US $ mn.)
Alok Industries Limited
424.66
95.11
JSL Limited
247.37
55.40
Jubilant Organosys Limited
387.13
86.70
3i Infotech Limited
179.99
40.31
C & C Constructions Limited
76.87
17.22
GMR Infrastructure Limited
1,400.00
313.55
Welspun India Limited
156.03
34.95
Bharat Forge Limited
272.00
60.92
Bharat Forge Limited
1.30
0.29
10
Allcargo Global Logistics Limited
104.65
23.44
11
Phillips Carbon Black Limited
99.29
22.24
12
Kalpataru Power Transmission Limited
450.32
100.85
13
Magma Fincorp Limited
122.42
27.42
14
10.40
2.33
15
Dewan Housing Finance Corporation Limited
375.00
83.99
16
GSS America Infotech Limited
45.65
10.22
17
Godrej Consumer Products Limited
531.30
118.99
18
Ess Dee Aluminium Limited
86.03
19.27
19
2,654.18
594.44
20
The Dhanalakshmi Bank Limited
380.73
85.27
21
Nilkamal Limited
60.00
13.44
22
Adani Enterprises Limited
4,000.00
895.86
23
Jyothy Laboratories Limited
227.88
51.04
24
Escorts Limited
33.38
7.48
25
Indiabulls Financial Services Limited
13.75
3.08
Contd...
32
Contd...
Sr.No
Name of the company
26
Aksh Optifibre Limited
27
28
S. Kumars Nationwide Limited
29
Amount Raised
Amount Raised
(` cr.)
(US $ mn.)
22.52
5.04
1,157.50
259.24
231.55
51.86
61.25
13.72
30
Elder Pharmaceuticals Limited
69.70
15.61
31
IndusInd Bank Limited
1,172.75
262.65
32
455.00
101.90
33
JBF Industries Limited
83.14
18.62
34
Shoppers Stop Limited
129.8
29.07
35
HSIL Limited
149.99
33.59
36
Parsvnath Developers Limited
269.52
60.36
37
Tata Motors Limited
893.60
200.13
38
Tata Motors Limited
2,457.41
550.37
39
Ansal Properties & Infrastructure Limited
231.41
51.83
40
Pratibha Industries Limited
100.00
22.40
41
Kiri Dyes and Chemicals Limited
239.02
53.53
42
Tilaknagar Industries Limited
135.00
30.24
43
Vardhman Textiles Limited
200.00
44.79
44
Prime Focus Limited
72.98
16.34
45
Northgate Technologies Limited
28.70
6.43
46
Usher Agro Limited
100.00
22.40
47
Mahindra & Mahindra Financial Services Limited
426.26
95.47
48
Canara Bank
1,993.20
446.41
23,020.64
5,155.80
Total
Table 3-14: Companies Delisted during 2010-11

Compulsory / Voluntary Delisting Details
Name of the company
Micro Inks Limited
HSBC InvestDirect (India) Limited
Symbol
Date of Delisting
Details
MICRO
13-Apr-10
Voluntary
HINVDIR
15-Jul-10
Voluntary
33
34
36
251 11,727 1,498,469 3,551,038
243 13,651 1,426,355 2,752,023
2007-08
2008-09
21
249
2006-07
Aug-09
251
2005-06
23
253
2004-05
22
254
2003-04
Jul-09
251
2002-03
Jun-09
247
2001-02
20
251
2000-01
17
254
1999-00
May-09
251
Apr-09
244
1998-99
1,475
1,709
1,800
1,483
1,271
7,846
6,088
4,510
3,780
2,398
1,753
1,676
984
546
381
839,052
414,474
370,193
617,989
513,167
194,427
219,356
274,851
229,028
183,156
364,969
426,143
482,414
382,561
266,697
855,456 1,945,287
844,486 1,569,558
797,685 1,140,072
713,300 1,099,534
364,066
278,408
329,536 1,339,510
242,704
165,327
135,685
294,503
67,287
1997-98
135,561
39,912
66
250
264
246
1996-97
1,805
(` cr.)
1,391
4,148
7,812
6,253
4,506
4,329
2,462
2,078
5,337
3,303
1,651
1,520
1,176
276
17
(` cr.)
80,853
94,405
106,871
84,750
59,082
17,379
18,528
21,928
19,128
15,688
82.23
84.38
76.88
70.23
16.76
0.50
(%)
Turnover
Ratio
80.58
3,850
4,105
4,858
4,237
3,475
2,223
3,540
1,792
1,402
1,030
998
--
--
--
--
--
--
--
--
711,706
23,818
(` cr.)
617,984
512,866
855,456 1,945,287
844,486 1,569,558
797,685 1,140,072
713,300 1,099,534
364,049
277,717
--
--
--
--
--
194,427
219,356
274,851
229,028
183,156
364,969
426,143
482,414
382,561
266,697
95.02 1,426,355 2,752,023
(` cr.)
491,175
481,503
419,367
401,459
363,350
537133
636,861
657,847
772,505
630,621
362,419
258,349
113,081
130,504
141,048
233,933
115,760
121,807
116,880
116,873
115,606
(US $ mn.)
80,853 4,975,800
94,405 4,816,459
106,871 4,432,596
84,750 4,564,572
59,082 3,375,025
540,142 2,896,194
Contd...
1,102,304
1,067,005
981,966
1,011,203
747,679
568,439
888,426 4,858,122 1,215,442
446,269 3,367,350
351,840 2,813,201
260,588 1,585,585
253,407 1,120,976
130,102
105,095
271,084
163,159 1,020,426
5,613
--
--
--
--
(US $ mn.)
Demat Trading Value Market Capitalisation
307,222 1,264,337
153,772
8,542
(lakh)
Demat
Traded
Quantity
73.09 1,498,469 3,551,038
57.77
55.79
71.90
98.09
518 115.05
426
1,144 203.62
757
389
384
328
80
(US $ mn.)
Average Daily
Trading Value
540,142 11,325
888,426
446,269
351,840
260,588
253,407
130,103
105,157
287,202
192,353
97,683
93,649
82,080
19,589
574
(US $ mn.)
Trading Value
102
(lakh)
Traded
Quantity
1994-95
(Nov.Mar.)
1995-96
(lakh)
Month & No. of No. of

Year
Trad- Trades
ing
Days
Table 4-1: Business Growth of CM Segment
37
38
22
21
21
21
22
20
20
22
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
1,235
1,133
1,403
1,256
1,317
1,347
137,971
123,541
180,424
150,384
157,401
168,479
196,512
(lakh)
286,246
245,143
338,443
292,900
324,477
362,969
365,063
(` cr.)
1,227
1,278
1,184
1,307
1,413
1,447
1,369
1,361
1,219
1,248
1,249
1,205
127,900
141,168
130,217
151,108
188,217
193,248
173,285
152,467
139,417
143,616
139,812
144,060
255,712
266,504
267,332
295,685
363,993
360,472
329,869
311,994
278,551
286,109
284,625
276,566
13,631
12,257
17,813
13,948
16,224
18,148
18,253
(` cr.)
11,623
13,325
13,367
13,440
17,333
17,165
15,708
14,182
12,661
13,005
12,937
13,828
801,212 14,029
57,270
59,687
59,873
66,223
81,521
80,733
73,879
69,875
62,385
64,078
63,746
61,941
3,142
2,603
2,984
2,994
3,010
3,882
3,844
3,518
3,176
2,836
2,913
2,898
3,097
3,757
3,020
2,715
3,946
3,090
3,594
4,020
4,044
(US $ mn.)
Average Daily
Trading Value
916,709 16,959
63,413
54,307
74,976
64,887
71,882
80,410
80,874
(US $ mn.)
Trading Value
255 15,507 1,824,515 3,577,410
22
Jul-10
2010-11
22
21
Mar-10
22
20
Feb-10
Jun-10
19
Jan-10
May-10
21
Dec-09
20
20
Nov-09
1,387
(lakh)
Traded
Quantity
244 16,816 2,215,530 4,138,023
20
Oct-09
20092010
Apr-10
20
Sep-09
Month & No. of No. of

Year
Trad- Trades
ing
Days
Contd...
--
--
--
--
--
--
--
137,971
123,541
180,424
150,384
157,401
168,479
196,512
(lakh)
Demat
Traded
Quantity
286,246
245,143
338,443
292,900
324,477
362,969
365,063
(` cr.)
127,900
141,168
130,217
151,108
188,217
193,248
173,285
152,467
139,417
143,616
139,812
144,060
255,712
266,504
267,332
295,685
363,993
360,472
329,869
311,994
278,551
286,109
284,625
276,566
53.37 1,824,515 3,577,410
--
--
--
--
--
--
--
--
--
--
--
--
(` cr.)
1,331,230
1,274,990
1,281,118
1,262,658
1,202,944
1,113,166
1,186,061
(US $ mn.)
1,501,146
1,387,675
1,442,663
1,598,950
1,544,213
1,580,088
1,558,462
1,431,896
1,419,960
1,395,103
1,328,685
1,370,181
801,212 6,702,616 1,501,146
57,270 6,702,616
59,687 6,195,967
59,873 6,441,491
66,223 7,139,310
81,521 6,894,912
80,733 7,055,094
73,879 6,958,534
69,875 6,393,418
62,385 6,340,120
64,078 6,229,136
63,746 5,932,578
61,941 6,117,858
916,709 6,009,173 1,331,230
63,413 6,009,173
54,307 5,755,305
74,976 5,782,965
64,887 5,699,637
71,882 5,430,088
80,410 5,024,830
80,874 5,353,880
(US $ mn.)
Demat Trading Value Market Capitalisation
68.86 2,215,530 4,138,023
(%)
Turnover
Ratio
Table 4-2: Frequency Distribution of Companies traded during 2010-11

Trading Frequency
(Range of Days)
Above 100
2009-10
No. of Companies
Traded
2010-11
Percentage of
Total
No. of Companies
Traded
Percentage of
Total
1,301
92.9
1,444
93.7
91-100
15
1.1
0.5
81-90
0.2
0.3
71-80
0.6
0.5
61-70
0.1
11
0.7
51-60
23
1.6
0.3
41-50
0.4
0.4
31-40
0.4
0.5
21-30
0.6
0.5
11-20
14
1.0
11
0.7
1-10
13
0.9
29
1.9
Total
1,401
100.0
1,541
100.0
Table 4-3: Trading Frequency of Companies in Cash Segment during 2010-11

Month/ Year
Companies Available for

Trading*
No. of companies Traded
Percent of Traded to
Available for Trading
Apr-10
1,367
1,346
98.5
May-10
1,374
1,349
98.2
Jun-10
1,388
1,364
98.3
Jul-10
1,392
1,373
98.6
Aug-10
1,408
1,389
98.7
Sep-10
1,412
1,395
98.8
Oct-10
1,435
1,415
98.6
Nov-10
1,440
1,419
98.5
Dec-10
1,456
1,432
98.4
Jan-11
1,462
1,440
98.5
Feb-11
1,470
1,444
98.2
Mar-11
1,484
1,450
97.7
*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.
39
Table 4-4: Advances/Declines in Cash Segment of NSE (No. of Securities)

Month/Date
NSE
Advances
Declines
Advance / Decline Ratio
Apr-10
1,119
245
4.6
May-10
379
987
0.4
Jun-10
696
674
1.0
Jul-10
1,129
258
4.4
Aug-10
802
593
1.4
Sep-10
937
478
2.0
Oct-10
846
574
1.5
Nov-10
483
962
0.5
Dec-10
143
1,304
0.1
Jan-11
347
1,115
0.3
Feb-11
96
1,371
0.1
Mar-11
547
927
0.6
Note: Advance/Decline is calculated based on the average price methodology.

Stocks which have been traded in both months have been considered
Table 4-5: Citywise Turnover of NSE in the CM Segment (In %)

City
2005-06
2006-07
2007-08
Ahmedabad
3.00
2.90
3.38
5.27
6.96
6.20
Bangalore
1.65
1.33
0.8
0.62
0.64
0.57
Baroda
0.77
0.89
0.8
0.7
0.58
0.52
Bhubaneshwar
0.02
0.02
0.01
0.00
0.00
0.00
2009-10
2010-11
Chennai
2.77
2.18
1.9
1.97
1.67
1.56
Cochin
0.61
0.54
0.51
0.76
1.44
1.70
Coimbatore
0.44
0.25
0.2
0.33
0.32
0.26
13.37
13.54
14.67
14.97
14.88
10.80
Guwahati
0.02
0.03
0.02
0.01
0.01
0.01
Hyderabad
1.91
1.21
1.26
1.73
1.84
1.58
Indore
0.83
0.78
0.65
0.49
0.58
0.59
Jaipur
1.15
0.88
0.74
0.56
0.53
0.46
0.15
Delhi
Kanpur
0.21
0.17
0.1
0.07
0.07
11.39
10.59
10.96
9.24
8.26
7.50
Ludhiana
0.32
0.22
0.2
0.17
0.15
0.13
Mangalore
0.06
0.06
0.04
0.03
0.02
0.00
Kolkata/Howrah
Mumbai / Thane
40
2008-09
52.43
57.06
57.66
55.85
54.52
58.60
Patna
0.08
0.06
0.29
0.03
0.03
0.03
Pune
0.56
0.41
0.04
0.22
0.21
0.25
Rajkot
0.31
0.36
0.75
1.28
1.37
1.56
Others
8.10
6.54
5.01
5.70
5.91
7.54
Total
100
100
100
100
100
100
Table 4-6: Internet Trading Value in the CM segment in comparison with

total trading volumes at NSE
Year
2006-07
2007-08
2008-09
2009-10
2010-11
Enabled
Members*
Registered
Clients*
Internet Trading
Volume
(` cr.)
Internet Trading
Volume
(US $ mn.)
% of total trading
volume
242
305
349
363
387
2,279,098
4,405,134
5,627,789
5,143,705
5,640,513
337,524
668,399
692,789
921,380
765,271
77,432
167,225
135,974
204,116
171,393
17.35
18.82
25.17
11.13
10.70
* At the end of the financial year

Trading volumes are calculated as buy side + sell side turnover
Data is based on statistics of Internet based trading uploaded by trading members.
Table 4-7: Asset Management Companies whose schemes of Mutual Funds

are Listed on NSE as of March 2011
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Name of Asset Management Company

Benchmark Asset Management Company Private Limited
Birla Sun Life Asset Management Company Limited
Deutsche Asset Management (India) Private Limited
Fortis Investment Management (India) Private Limited
Franklin Templeton Asset Management (India) Pvt. Ltd.
HDFC Asset Management Company Limited
IDFC Asset Management Company Private Limited
Kotak Mahindra Asset Management Company Limited
Principal Pnb Asset Management Co. Pvt. Ltd.
Quantum Asset Management Co. Private Ltd.
Reliance Capital Asset Management Limited
Religare Asset Management Co. Pvt. Ltd.
SBI Funds Management Private Limited
Taurus Asset Management Company Limited
UTI Asset Management Co. Ltd.
Sundaram BNP Paribas Asset Management Company Limited
ICICI Prudential Asset Management Company Limited
JM Financial Asset Management Company Limited
Bharti AXA Investment Managers Private Limited
L&T Investment Management Limited
DSP BlackRock Investment Managers Private Limited
Canara Robeco Asset Management Company Limited
FIL Fund Management Private Limited
Motilal Oswal Asset Management Company Limited
Axis Asset Management Company Limited
JP Morgan Asset Management India Private Limited
IDBI Asset Management Limited
AIG Global Asset Management Company India Private Limited
Contd...
41
Contd...
No.
29
30
31
32
Name of Asset Management Company

Baroda Pioneer Asset Management Company Limited
HSBC Asset Management Company India Private Limited
Pramerica Asset Managers Private Limited
Sahara Asset Management Company Private Limited
Table 4-8: NSE CM transaction charges*

Total Traded Value in a month
Transaction Charges
(` per lakh of Traded Value)
Up to First ` 1250 cores
` 3.25 each side
More than ` 1250 crores up to ` 2500 crores

(on incremental volume)
` 3.20 each side

` 3.15 each side

` 3.10 each side

` 3.05 each side
Exceeding ` 15000 crores

` 3.00 each side
* w.e.f. October 2009. This is not applicable for money market instruments, Gold ETF & Hangseng BeES.
Table 4-9: Securities Transaction Tax (STT) in CM Segment of NSE*

Sr.No
Taxable securities transaction
Rate (%)
Purchase of an equity share in a company or a unit of an

equity oriented fund, where
(a) the transaction of such purchase is entered into in a
recognised stock exchange; and
(b) the contract for the purchase of such share or unit is
settled by the actual delivery or transfer of such share
or unit.
Sale of an equity share in a company or a unit of an equity
oriented fund, where
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is
settled by the actual delivery or transfer of such share
or unit.
Sale of an equity share in a company or a unit of an equity
oriented fund, where
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
otherwise than by the actual delivery or transfer of
such share or unit.
0.125
Purchaser.
0.125
Seller.
0.025
Seller.
* w.e.f. June 1, 2006
42
Payable by
Table 4-10: Percentage Share of Top N Securities/Member in Turnover

Year
No. of Securities/Brokers
5
10
25
50
100
1994-95 (Nov.-Mar.)
48.77
55.92
68.98
81.14
91.07
1995-96
82.98
86.60
90.89
93.54
95.87
1996-97
84.55
91.96
95.70
97.03
98.19
1997-98
72.98
85.17
92.41
95.76
97.90
1998-99
52.56
67.11
84.71
92.03
95.98
1999-00
39.56
59.22
82.31
88.69
93.66
2000-01
52.15
72.90
88.93
94.57
97.46
2001-02
44.43
62.92
82.24
91.56
95.91
2002-03
40.58
55.41
77.8
89.16
95.38
2003-04
31.04
44.87
64.32
79.44
91.03
2004-05
25.88
41.65
57.98
72.40
84.26
2005-06
22.15
31.35
46.39
59.22
73.12
2006-07
16.97
25.25
43.46
61.94
77.22
2007-08
16.29
26.78
45.46
61.47
77.29
2008-09
20.48
32.58
56.36
74.66
87.69
Securities
2009-10
15.43
26.15
46.80
64.24
78.20
2010-11
15.25
23.03
38.73
53.58
68.93
1994-95 (Nov.-Mar.)
18.19
26.60
44.37
61.71
81.12
1995-96
10.65
16.56
28.61
41.93
58.59
1996-97
5.94
10.08
19.67
30.57
45.95
1997-98
6.29
10.59
18.81
29.21
44.24
1998-99
7.73
11.96
20.77
31.66
47.02
1999-00
7.86
12.99
22.78
34.41
49.96
2000-01
7.78
12.76
23.00
33.86
48.79
Members
2001-02
7.14
12.29
23.63
36.32
53.40
2002-03
10.26
16.41
29.07
42.49
59.15
2003-04
11.58
17.36
30.34
44.05
61.37
2004-05
13.52
20.20
34.97
49.01
65.09
2005-06
14.62
22.57
38.17
52.57
38.45
2006-07
14.72
24.27
42.61
56.71
71.22
2007-08
14.57
25.71
44.70
60.11
73.90
2008-09
13.56
23.62
43.55
61.21
75.42
2009-10
14.63
23.48
41.00
57.01
72.71
2010-11
14.35
23.83
42.85
58.61
73.04
43
Table 4-11: 50 Most Active Securities during 2010-11 in Terms of Trading Value
Rank
Name of Security
Trading Value
(` cr.)
%
Share as on March 31,2011
in Total
(US $ mn.) Trading
(US $
(` cr.)
Value
mn.)
9,271.16
1.16 40,039.30
8,981
% Share
in Total
Market
Capitalisation
0.60
STATE BANK OF INDIA
41,331
RELIANCE INDUSTRIES LTD.
40,067
8,987.66
1.12
20,444.23
4,586
0.31
ICICI BANK LTD.
38,790
8,701.30
1.08 231,715.39
51,977
3.46
TATA STEEL LIMITED
37,636
8,442.35
1.05
10,732.13
2,407
0.16
TATA MOTORS LIMITED
36,530
8,194.25
1.02 218,862.03
49,094
3.27
INFOSYS TECHNOLOGIES LTD.
33,921
7,609.13
0.95
18,450.66
4,139
0.28
LARSEN & TOUBRO LTD.
33,866
7,596.66
0.95 100,970.84
22,649
1.51
AXIS BANK LIMITED
32,438
7,276.32
0.91 249,221.43
55,904
3.72
HDFC LTD.
32,423
7,272.90
0.91
58,390.43
13,098
0.87
10
UNITECH LTD.
31,057
6,966.62
0.87
42,997.30
9,645
0.64
11
DLF LIMITED
30,597
6,863.30
0.86
14,324.08
3,213
0.21
12
BHARTI AIRTEL LIMITED
30,434
6,826.87
0.85
7,337.27
1,646
0.11
13
HDFC BANK LTD.
30,176
6,768.90
0.84
19,733.30
4,426
0.29
14
SESA GOA LTD.
28,229
6,332.32
0.79 140,612.09
31,542
2.10
15
HINDALCO INDUSTRIES LTD.
27,953
6,270.28
0.78
2,681.71
602
0.04
16
JSW STEEL LIMITED
26,754
6,001.33
0.75
3,881.02
871
0.06
17
TATA CONSULTANCY SERV LTD.
25,799
5,787.17
0.72
22,586.25
5,066
0.34
18
LIC HOUSING FINANCE LTD.
25,460
5,711.12
0.71
22,219.25
4,984
0.33
19
COAL INDIA LTD.
24,953
5,597.28
0.70
65,146.58
14,613
0.97
20
RELIANCE INFRASTRUCTU LTD.
24,544
5,505.64
0.69
31,739.33
7,120
0.47
21
BHEL
22,615
5,072.99
0.63
7,927.05
1,778
0.12
22
OIL AND NATURAL GAS CORP.
21,451
4,811.86
0.60
66,735.16
14,970
1.00
23
STERLITE INDS (IND) LTD.
19,164
4,298.89
0.54
4,997.86
1,121
0.07
24
MAHINDRA & MAHINDRA LTD.
18,792
6966.62
0.87
42997.30
9,645
0.64
25
RELIANCE CAPITAL LTD.
18,329
6863.30
0.86
14324.08
3,213
0.21
26
HOUSING DEV & INFRA LTD.
18,021
6826.87
0.85
7337.27
1,646
0.11
27
JAIPRAKASH ASSOCIATES LTD.
17,729
6768.90
0.84
19733.30
4,426
0.29
28
ITC LTD.
17,269
6332.32
0.79
140612.09
31,542
2.10
29
ABAN OFFSHORE LTD.
17,179
6270.28
0.78
2681.71
602
0.04
30
IFCI LTD.
17,142
6001.33
0.75
3881.02
871
0.06
31
INFRA. DEV. FIN. CO. LTD.
17,139
5787.17
0.72
22586.25
5,066
0.34
32
RELIANCE COMMUNICATIONS LTD.
16,950
5711.12
0.71
22219.25
4,984
0.33
33
JINDAL STEEL & POWER LTD.
16,799
5597.28
0.70
65146.58
14,613
0.97
34
HERO HONDA MOTORS LTD.
16,388
5505.64
0.69
31739.33
7,120
0.47
35
SUZLON ENERGY LIMITED
16,335
5072.99
0.63
7927.05
1,778
0.12
36
CAIRN INDIA LIMITED
16,228
4811.86
0.60
66735.16
14,970
1.00
37
INDIABULLS REAL EST. LTD.
19164
4298.89
0.54
4997.86
1,121
0.07
Contd...
44
Contd...
Rank
Name of Security
Trading Value
(` cr.)
%
Share as on March 31,2011
in Total
(US $ mn.) Trading
(US $
(` cr.)
Value
mn.)
4,215.33
0.53
2,118.19
475
% Share
in Total
Market
Capitalisation
0.03
38
ORCHID CHEM & PHARMA LTD.
18,792
39
HINDUSTAN PETROLEUM CORP LTD.
18,329
4,111.53
0.51
12,073.75
2,708
0.18
40
BHARAT PETROLEUM CORP LTD.
18,021
4,042.43
0.50
22,120.95
4,962
0.33
41
BAJAJ AUTO LIMITED
17,729
3,976.94
0.50
42,341.63
9,498
0.63
42
MARUTI SUZUKI INDIA LTD.
17,269
3,873.77
0.48
36,464.78
8,180
0.54
43
EDUCOMP SOLUTIONS LTD.
17,179
3,853.59
0.48
4,007.13
899
0.06
44
TITAN INDUSTRIES LTD.
17,142
3,845.18
0.48
16,919.06
3,795
0.25
45
YES BANK LIMITED
17,139
3,844.48
0.48
10,746.54
2,411
0.16
46
SHREE RENUKA SUGARS LTD.
16,950
3,802.20
0.47
4,671.87
1,048
0.07
47
SATYAM COMPUTER SERVICES
16,799
3,768.27
0.47
7,729.60
1,734
0.12
48
STEEL AUTHORITY OF INDIA
16,388
3,676.15
0.46
70,051.59
15,714
1.05
49
GAIL (INDIA) LTD.
16,335
3,664.14
0.46
58,857.35
13,203
0.88
50
IDBI BANK LIMITED
16,228
3,640.17
0.45
14,024.46
3,146
0.21
53.60 3,252,820 729,659
48.53
Total
1,917,543 430,135.37
Table 4-12: Top 50 Companies by Market Capitalisation as on March 31, 2011

Rank
Name of Security
(` cr.)
345,122.59
% Share
in Total
Market
(US $
Capitalimn.)
sation
77,416
5.15
Trading Volume
During 2010-11
(US $
(` cr.)
mn.)
122,877.73
%
Share
in Total
Trading
Volume
27,563
3.43
OIL AND NATURAL GAS CORP.
249,221.43
55,904
3.72
32,437.82
7,276
0.91
TATA CONSULTANCY SERV LTD.
231,715.39
51,977
3.46
38,725.02
8,687
1.08
COAL INDIA LTD.
218,862.03
49,094
3.27
36,529.98
8,194
1.02
186,092.66
41,744
2.78
73,216.75
16,424
2.05
STATE BANK OF INDIA
175,596.27
39,389
2.62
131,616.70
29,524
3.68
NTPC LTD.
159,219.92
35,716
2.38
11,913.71
2,672
0.33
ITC LTD.
140,612.09
31,542
2.10
28,229.49
6,332
0.79
BHARTI AIRTEL LIMITED
135,723.73
30,445
2.02
43,888.50
9,845
1.23
10
ICICI BANK LTD.
128,520.68
28,829
1.92
101,769.77
22,829
2.84
11
WIPRO LTD.
117,832.15
26,432
1.76
16,049.13
3,600
0.45
12
NMDC LTD.
112,796.17
25,302
1.68
3,619.03
812
0.10
13
HDFC BANK LTD.
109,021.69
24,455
1.63
42,904.61
9,624
1.20
14
HDFC LTD.
102,750.82
23,049
1.53
48,585.02
10,898
1.36
15
BHEL
100,970.84
22,649
1.51
33,865.92
7,597
0.95
16
LARSEN & TOUBRO LTD.
100,576.28
22,561
1.50
58,363.22
13,092
1.63
Contd...
45
Contd...
Rank
Name of Security
(` cr.)
Trading Volume
During 2010-11
(US $
(` cr.)
mn.)
MMTC LIMITED
93,215.00
18
INDIAN OIL CORP LTD.
80,814.40
19
ADANI ENTERPRISES LIMITED
77,014.22
17,276
1.15
12,807.43
2,873
0.36
20
STEEL AUTHORITY OF INDIA
70,051.59
15,714
1.05
16,388.29
3,676
0.46
21
TATA MOTORS LIMITED
67,070.07
15,045
1.00
93,796.69
21,040
2.62
22
CAIRN INDIA LIMITED
66,735.16
14,970
1.00
21,451.28
4,812
0.60
23
JINDAL STEEL & POWER LTD.
65,146.58
14,613
0.97
24,952.68
5,597
0.70
24
HINDUSTAN UNILEVER LTD.
62,368.51
13,990
0.93
14,848.24
3,331
0.42
25
TATA STEEL LIMITED
59,697.98
13,391
0.89
95,333.49
21,385
2.66
26
GAIL (INDIA) LTD.
58,857.35
13,203
0.88
16,334.73
3,664
0.46
27
STERLITE INDS (IND) LTD.
58,390.43
13,098
0.87
32,422.59
7,273
0.91
28
HINDUSTAN ZINC LIMITED
58,224.90
13,061
0.87
4,345.09
975
0.12
29
AXIS BANK LIMITED
57,570.27
12,914
0.86
50,873.29
11,412
1.42
30
POWER GRID CORP. LTD.
47,176.90
10,583
0.70
13,129.92
2,945
0.37
31
SUN PHARMACEUTICALS IND.
45,824.50
10,279
0.68
9,583.07
2,150
0.27
32
DLF LIMITED
45,587.63
10,226
0.68
44,499.81
9,982
1.24
33
MAHINDRA & MAHINDRA LTD.
42,997.30
9,645
0.64
31,057.19
6,967
0.87
34
BAJAJ AUTO LIMITED
42,341.63
9,498
0.63
17,705.20
3,972
0.49
35
HINDALCO INDUSTRIES LTD.
40,039.30
8,981
0.60
41,330.84
9,271
1.16
36
PUNJAB NATIONAL BANK
38,236.73
8,577
0.57
8,826.25
1,980
0.25
37
RELIANCE POWER LTD.
36,578.28
8,205
0.55
12,933.15
2,901
0.36
38
MARUTI SUZUKI INDIA LTD.
36,464.78
8,180
0.54
16,794.64
3,767
0.47
39
NESTLE INDIA LIMITED
35,640.55
7,995
0.53
2,455.07
551
0.07
40
BANK OF BARODA
35,146.25
7,884
0.52
9,180.49
2,059
0.26
41
KOTAK MAHINDRA BANK LTD.
33,718.16
7,564
0.50
15,241.80
3,419
0.43
42
HCL TECHNOLOGIES LTD.
32,730.65
7,342
0.49
10,188.19
2,285
0.28
43
HERO HONDA MOTORS LTD.
31,739.33
7,120
0.47
24,544.14
5,506
0.69
44
TATA POWER CO LTD.
31,684.08
7,107
0.47
9,875.05
2,215
0.28
45
OIL INDIA LTD.
31,553.63
7,078
0.47
3,633.42
815
0.10
46
NHPC LTD.
31,120.88
6,981
0.46
4,829.27
1,083
0.13
47
ULTRATECH CEMENT LIMITED
31,007.14
6,955
0.46
5,246.32
1,177
0.15
48
SIEMENS LTD.
29,705.50
6,663
0.44
8,296.59
1,861
0.23
49
POWER FIN CORP LTD.
28,688.43
6,435
0.43
3,803.94
853
0.11
50
CANARA BANK
27,742.88
6,223
0.41
13,850.65
3,107
0.39
4,245,516
952,336
63.34 1,527,262.95 342,589
42.69
18,128
1.21
1,152.64
%
Share
in Total
Trading
Volume
259
0.03
17
Total
46
% Share
in Total
Market
(US $
Capitalimn.)
sation
20,910
1.39
10,959.11
2,458
0.31
Table 4-13: NSEs 10 Most Active Trading days during the year 2010-2011
Sr No.
Date
Highest Single Day Trading Value

(` cr.)
(US $ mn.)
4-Nov-2010
29,851.40
6,696.14
28-Oct-2010
24,832.06
5,570.22
25-Nov-2010
24,742.13
5,550.05
26-Nov-2010
22,743.62
5,101.75
6-Oct-2010
20,541.57
4,607.80
30-Nov-2010
20,249.95
4,542.38
7-Oct-2010
20,082.60
4,504.85
30-Sep-2010
20,014.26
4,489.52
18-Nov-2010
19,688.64
4,416.47
10
13-Oct-2010
19,537.94
4,382.67
Table 4-14: Individual Securities Single day Trading Records-2010-11

Rank
Symbol
Name of Company
Date
Traded Value
(` cr.)
COALINDIA
COAL INDIA LTD.
MOIL
(US $ mn.)
4-Nov-10
15,700.40
3,521.85
MOIL LIMITED
15-Dec-10
3,354.22
752.40
LICHSGFIN
LIC HOUSING FINANCE LTD.
25-Nov-10
3,085.95
692.23
RELIANCE
22-Feb-11
2,023.68
453.94
INFOSYSTCH
13-Apr-10
1,964.46
440.66
SBIN
STATE BANK OF INDIA
12-Aug-10
1,743.20
391.03
COALINDIA
COAL INDIA LTD.
19-Nov-10
1,736.72
389.57
RELIANCE
7-May-10
1,700.73
381.50
TATAMOTORS
TATA MOTORS LIMITED
11-Aug-10
1,646.86
369.42
10
POWERGRID
POWER GRID CORP. LTD.
25-Nov-10
1,604.33
359.88
47
Table 4-15: Composition of S&P CNX Nifty Index as on March 31, 2011
Sl.
No.
Symbol
Issued Free Float WeightCapital

Market
age
(` cr.) Capitalisa(Pertion
cent)
(` cr.)
Beta
R2
Daily
Monthly
Volatili- Return
ty (Per(Percent)
cent)
Impact
Cost
(Percent)
ACC
18.8
10,449
0.60
0.60
0.41
1.01
10.85
0.06
AMBUJACEM
306.0
12,122
0.69
0.90
0.47
2.39
25.07
0.08
AXISBANK
410.1
36,070
2.05
1.32
0.74
2.09
15.21
0.06
BAJAJ-AUTO
289.4
19,790
1.13
0.68
0.45
1.59
15.29
0.06
BHEL
489.5
32,592
1.86
0.82
0.63
2.00
3.08
0.05
BPCL
361.5
7,906
0.45
0.63
0.32
2.26
10.55
0.07
BHARTIARTL
1,898.8
43,164
2.46
0.75
0.41
1.77
7.88
0.07
CAIRN
1,901.6
15,240
0.87
0.80
0.53
1.20
3.46
0.05
CIPLA
160.6
16,322
0.93
0.47
0.34
1.74
7.34
0.07
10
DLF
339.5
9,741
0.55
1.50
0.71
2.32
26.76
0.07
11
DRREDDY
84.6
20,622
1.17
0.51
0.37
1.76
6.02
0.08
12
GAIL
13
GRASIM
14
15
16
HEROHONDA
17
18
1,268.5
20,842
1.19
0.59
0.44
1.77
8.78
0.06
91.7
15,603
0.89
0.49
0.28
0.88
8.95
0.06
HCLTECH
137.0
11,518
0.66
0.95
0.57
1.89
8.02
0.08
HDFCBANK
464.7
83,513
4.76
1.00
0.72
1.48
14.31
0.05
39.9
15,168
0.86
0.50
0.26
1.37
8.48
0.05
HINDALCO
191.4
26,876
1.53
1.57
0.72
2.08
3.87
0.06
HINDUNILVR
217.2
29,925
1.70
0.53
0.41
1.24
1.81
0.05
19
HDFC
293.1
91,043
5.19
1.13
0.70
1.84
11.44
0.07
20
ITC
0.06
21
ICICIBANK
22
INFOSYSTCH
23
IDFC
24
JPASSOCIAT
25
JINDALSTEL
26
KOTAKBANK
368.2
16,173
0.92
1.15
27
LT
121.8
88,264
5.03
1.10
28
M&M
307.0
33,210
1.89
1.14
29
MARUTI
144.5
16,697
0.95
0.78
30
NTPC
8,245.5
24,680
1.41
31
ONGC
4,277.7
39,296
2.24
32
POWERGRID
4,629.7
14,426
0.82
0.47
0.42
33
PNB
315.3
16,136
0.92
0.85
0.61
34
RANBAXY
210.6
6,791
0.39
0.87
0.54
35
RELCAPITAL
245.6
6,569
0.37
1.30
36
RCOM
1,032.0
7,140
0.41
37
RELIANCE
3,289.7
177,723
10.12
38
RELINFRA
267.4
9,645
0.55
772.2
96,580
5.50
0.74
0.54
1.21
7.75
1,151.4
128,521
7.32
1.50
0.80
1.91
14.97
0.06
287.1
156,245
8.90
0.79
0.63
1.77
8.15
0.05
1,460.9
16,430
0.94
1.35
0.69
2.06
6.47
0.07
425.3
10,663
0.61
1.68
0.70
2.60
20.21
0.07
93.4
27,085
1.54
1.07
0.69
1.24
6.01
0.07
0.66
1.41
13.04
0.08
0.71
2.00
8.11
0.06
0.62
2.40
13.74
0.06
0.50
2.57
4.47
0.06
0.66
0.56
1.95
13.69
0.07
0.66
0.45
1.52
7.75
0.07
0.61
2.98
0.05
1.32
14.19
0.08
2.11
2.52
0.06
0.60
2.53
22.65
0.07
1.21
0.47
3.04
25.54
0.08
1.01
0.71
1.42
8.80
0.06
1.25
0.50
2.24
13.14
0.07
Contd...
48
Contd...
Sl.
No.
*
*
*
*
*
*
*
Symbol
Issued Free Float WeightCapital

Market
age
(` cr.) Capitalisa(Pertion
cent)
(` cr.)
Beta
R2
Daily
Monthly
Volatili- Return
ty (Per(Percent)
cent)
Impact
Cost
(Percent)
39
RPOWER
2,805.1
7,161
0.41
1.05
0.51
2.39
18.17
0.08
40
SESAGOA
86.0
11,088
0.63
1.29
0.56
2.02
11.54
0.06
41
SIEMENS
67.4
13,314
0.76
0.54
0.35
0.36
3.98
0.04
42
SBIN
635.0
71,287
4.06
1.15
0.67
1.76
5.13
0.04
43
SAIL
4,130.4
9,934
0.57
1.20
0.65
1.74
11.18
0.06
44
STER
336.2
24,688
1.41
1.50
0.68
1.74
5.88
0.07
45
SUNPHARMA
103.6
16,627
0.95
0.57
0.39
2.06
4.49
0.07
46
TCS
195.7
60,122
3.42
0.86
0.56
1.71
6.63
0.06
47
TATAMOTORS
537.3
43,641
2.49
1.47
0.68
2.15
15.29
0.06
48
TATAPOWER
237.3
21,606
1.23
0.62
0.52
1.64
16.08
0.07
49
TATASTEEL
959.4
40,914
2.33
1.32
0.72
1.77
2.49
0.04
50
WIPRO
490.8
24,303
1.38
0.80
0.54
1.34
9.58
0.07
Beta & R2 are calculated for the period 01-Apr-2010 to 31-Mar-2011

Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a
whole.
The coefficient of determination (R2) measures the strength of relationship between two variables the return on a security
versus that of the market.
Volatility is the Std. deviation of the daily returns for the period 01-Mar-2011 to 31-Mar-2011
Last day of trading was 31-Mar-2011
Impact Cost for S&P CNX Nifty is for a portfolio of ` 50 Lakhs
Impact Cost for S&P CNX Nifty is the weightage average impact cost
Table 4-16: Composition of CNX Nifty Junior Index as on March 31, 2011
Sl.
No.
Symbol
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
ADANIENT
ABIRLANUVO
ANDHRABANK
ASHOKLEY
ASIANPAINT
BANKBARODA
BANKINDIA
BEL
BHARATFORG
BIOCON
CANBK
COLPAL
CONCOR
CROMPGREAV
CUMMINSIND
Issued
Capital
(` cr.)
115.5
113.5
485.0
133.0
95.9
364.3
525.2
80.0
46.6
100.0
443.0
13.6
130.0
128.3
39.6
Free Float WeightMarket

age
Capitalisa- (Percent)
tion
(` cr.)
16,700
5.28
4,525
1.43
3,540
1.12
3,707
1.17
11,548
3.65
16,235
5.13
8,870
2.80
3,251
1.03
4,685
1.48
2,418
0.76
8,955
2.83
5,425
1.71
5,758
1.82
10,336
3.27
6,771
2.14
Beta
0.98
0.96
1.10
1.27
0.50
0.84
1.25
0.46
1.13
1.02
1.21
0.46
0.55
0.82
0.53
R2
0.50
0.59
0.60
0.60
0.38
0.57
0.63
0.38
0.67
0.58
0.62
0.36
0.38
0.48
0.37
Daily Monthly Impact

Volatili- Return
Cost
ty (Per(Per(Percent)
cent)
cent)
1.53
1.14
1.88
3.25
1.41
1.26
1.94
1.06
2.68
1.75
1.79
0.97
2.15
1.52
1.40
9.07
5.21
11.02
21.60
5.21
10.81
8.14
1.44
13.44
10.86
1.97
-0.88
7.94
11.46
7.27
0.09
0.11
0.08
0.10
0.09
0.09
0.08
0.11
0.11
0.09
0.06
0.10
0.15
0.10
0.10
Contd...
49
Contd...
*
*
*
*
*
*
*
50
Sl.
No.
Symbol
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
EXIDEIND
FEDERALBNK
GMRINFRA
GLAXO
GLENMARK
HINDPETRO
HDIL
IDBI
IFCI
IBREALEST
INDHOTEL
IOB
INDUSINDBK
JSWSTEEL
LICHSGFIN
LUPIN
MPHASIS
MUNDRAPORT
OFSS
PATNI
PFC
PUNJLLOYD
RECLTD
SRTRANSFIN
SYNDIBANK
TATACHEM
TECHM
TITAN
TORNTPOWER
ULTRACEMCO
UNIONBANK
UNIPHOS
MCDOWELL-N
YESBANK
ZEEL
Issued
Capital
(` cr.)
85.0
171.2
389.2
84.7
27.0
338.6
415.0
984.5
737.8
80.4
75.9
544.8
465.7
223.1
94.9
89.2
209.9
400.7
41.9
26.3
1,147.8
66.4
987.5
226.2
522.0
254.8
125.9
44.4
472.4
274.0
505.1
92.4
130.8
347.1
97.8
Free Float WeightMarket

age
Capitalisa- (Percent)
tion
(` cr.)
6,585
2.08
7,166
2.26
4,614
1.46
8,620
2.72
3,962
1.25
5,903
1.86
4,267
1.35
4,889
1.54
3,555
1.12
3,847
1.22
4,237
1.34
3,037
0.96
9,137
2.89
9,712
3.07
6,811
2.15
9,850
3.11
3,041
0.96
6,161
1.95
3,261
1.03
2,314
0.73
2,932
0.93
1,349
0.43
8,318
2.63
10,570
3.34
2,147
0.68
5,988
1.89
2,320
0.73
7,882
2.49
4,243
1.34
11,053
3.49
7,817
2.47
5,069
1.60
8,858
2.80
7,371
2.33
6,916
2.19
Beta
0.66
1.10
1.34
0.40
0.76
0.67
1.91
1.44
1.59
1.92
0.97
1.31
1.12
1.73
1.58
0.80
0.57
1.02
0.51
0.39
1.08
1.61
1.28
0.68
1.37
0.95
1.10
1.03
0.56
0.57
1.14
1.22
1.25
1.42
0.80
R2
0.36
0.60
0.63
0.33
0.38
0.34
0.72
0.75
0.70
0.74
0.57
0.66
0.52
0.73
0.63
0.51
0.25
0.53
0.41
0.21
0.60
0.66
0.60
0.35
0.68
0.55
0.56
0.56
0.34
0.38
0.66
0.57
0.61
0.69
0.46
Daily Monthly Impact

Volatili- Return
Cost
ty (Per(Per(Percent)
cent)
cent)
2.05
1.93
1.51
1.44
3.61
1.90
2.63
1.86
2.33
2.47
1.51
1.59
2.19
2.65
2.49
1.85
2.80
1.52
1.09
0.50
2.36
2.36
2.78
2.14
1.38
1.52
2.90
1.89
2.26
1.37
1.59
2.29
1.44
2.39
1.38
4.90
20.03
-1.34
-6.59
12.89
11.32
12.08
8.12
5.20
19.59
7.07
7.92
20.28
5.29
20.23
9.30
-3.77
-0.98
-3.00
6.24
0.71
7.84
7.66
6.73
7.30
6.38
4.79
14.53
8.93
21.56
10.59
9.85
-7.43
20.94
4.08
0.09
0.11
0.11
0.09
0.10
0.07
0.07
0.06
0.07
0.09
0.11
0.09
0.08
0.06
0.06
0.08
0.08
0.11
0.13
0.04
0.08
0.09
0.09
0.09
0.07
0.09
0.08
0.06
0.19
0.11
0.09
0.09
0.10
0.07
0.09
Beta & R2 are calculated for the period 01-Apr-2010 to 31-Mar-2011

Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a
whole.
The coefficient of determination (R2) measures the strength of relationship between two variables the return on a security
versus that of the market.
Volatility is the Std. deviation of the daily returns for the period 01-Mar-2011 to 31-Mar-2011
Last day of trading was 31-Mar-2011
Impact Cost for CNX Nifty Junior is for a portfolio of ` 25 Lakhs
Impact Cost for CNX Nifty Junior is the weightage average impact cost
Table 4-17:Industry-wise Weightages of S&P CNX NIFTY Securities

as on 31st March, 2011
Sl. No.
Industry
Weightage
Market Cap (` Cr.)
ALUMINIUM
26,876
1.53
AUTOMOBILES - 2 & 3 WHEELERS
34,958
1.99
AUTOMOBILES - 4 WHEELERS
BANKS
5
6
7
COMPUTERS - SOFTWARE
CONSTRUCTION
93,548
5.33
351,700
20.03
CEMENT AND CEMENT PRODUCTS
22,571
1.29
CIGARETTES
96,580
5.50
252,189
14.37
20,404
1.16
DIVERSIFIED
29,925
1.70
10
ELECTRICAL EQUIPMENT
45,906
2.62
11
ENGINEERING
88,264
5.03
12
FINANCE - HOUSING
91,043
5.19
13
FINANCE
6,569
0.37
14
FINANCIAL INSTITUTION
16,430
0.94
15
GAS
20,842
1.19
16
METALS
24,688
1.41
17
MINING
11,088
0.63
18
OIL EXPLORATION/PRODUCTION
54,536
3.11
19
PHARMACEUTICALS
60,361
3.44
20
POWER
77,519
4.42
21
REFINERIES
185,629
10.57
22
STEEL AND STEEL PRODUCTS
77,933
4.44
23
TELECOMMUNICATION - SERVICES
50,304
2.87
24
TEXTILES - SYNTHETIC
15,603
0.89
1,755,468
100.00
Total
Table 4-18: S&P CNX NIFTY Index*

Month & Year
Open
1995-96
(Nov.-Mar.)
1000.00
1067.49
813.12
985.30
1.62
Price To
Earning
Ratio#
--
988.33
1203.11
775.43
968.30
1.67
--
1997-98
931.95
1297.10
929.05
1116.90
1.52
--
1998-99
1117.15
1247.15
800.10
1078.05
1.86
16.53
1999-00
1082.55
1818.15
916.00
1528.45
1.93
24.60
1996-97
High
Low
Close
Volatility (%)
Contd...
51
Contd...
Month & Year
Open
High
Low
Close
Volatility (%)
2000-01
1528.70
1636.95
1098.75
1148.20
1.98
17.21
2001-02
1148.10
1207.00
849.95
1129.55
1.40
18.10
2002-03
1129.85
1153.30
920.10
978.20
0.99
13.36
2003-04
977.40
2014.65
920.00
1771.90
1.43
20.70
2004-05
1771.45
2183.45
1292.20
2035.65
1.61
14.60
2005-06
2035.90
3433.85
1896.30
3402.55
1.04
20.26
2006-07
3403.15
4245.30
2595.65
3821.55
1.77
18.40
2007-08
3820.00
6357.100
3617.000
4734.500
2.02
20.63
2008-09
4735.65
5298.85
2252.75
3020.95
2.66
14.30
Apr-09
3023.85
3517.25
2965.70
3473.95
2.18
16.53
May-09
3478.70
4509.40
3478.70
4448.95
4.15
20.82
Jun-09
4450.40
4693.20
4143.25
4291.10
1.92
19.97
Jul-09
4292.30
4669.75
3918.75
4636.45
2.22
20.68
Aug-09
4633.80
4743.75
4353.45
4662.10
1.78
20.94
Sep-09
4662.20
5087.60
4576.60
5083.95
0.92
22.90
Oct-09
5087.20
5181.95
4687.50
4711.70
1.08
20.45
Nov-09
4712.25
5138.00
4538.50
5032.70
1.58
22.37
Dec-09
5039.70
5221.85
4943.95
5201.05
1.05
23.17
Jan-10
5200.90
5310.85
4766.00
4882.05
1.03
21.00
Feb-10
4882.05
4992.00
4675.40
4922.30
1.18
20.92
Mar-10
4935.60
5329.55
4935.35
5249.10
0.70
22.33
2009-10
3023.85
5329.55
2965.70
5249.10
1.88
22.33
Apr-10
5254.20
5294.80
5254.20
5278.00
0.83
22.29
May-10
5076.10
5097.60
5038.55
5086.30
1.56
21.30
Jun-10
5254.25
5320.35
5210.00
5312.50
1.18
22.25
Jul-10
5408.40
5413.25
5349.20
5367.60
0.64
22.31
Aug-10
5413.55
5413.90
5348.90
5402.40
0.68
22.73
Sep-10
5991.35
6048.45
5963.60
6029.95
0.78
25.46
Oct-10
6021.15
6032.65
5937.10
6017.70
1.09
24.71
Nov-10
5811.60
5892.25
5768.35
5862.70
1.29
23.39
Dec-10
6105.10
6147.30
6103.55
6134.50
0.93
24.48
Jan-11
5452.55
5526.85
5416.65
5505.90
1.17
21.06
Feb-11
5330.15
5477.00
5308.60
5333.25
1.50
20.42
Mar-11
2010-11
5803.05
5872.00
5778.65
5833.75
1.26
22.14
5249.20
6338.500
4786.450
5833.75
1.12
22.14
* S&P CNX Nifty commenced from November 3, 1995

# At the end of the period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
52
Price To
Earning
Ratio#
Table 4-19: CNX NIFTY Junior Index*

Month & Year
Open
High
Low
Close
Volatility
(%)
Price To
Earning
Ratio#
1996-97 (Nov.Mar.)
1000.00
1208.87
907.02
1032.95
1.76
1997-98
1028.30
1395.25
1016.65
1339.40
1.44
--
1998-99
1339.75
2079.10
1177.20
2069.20
2.14
18.92
1999-2000
2099.75
5365.90
1631.90
3695.75
2.46
33.47
2000-01
3720.45
3771.80
1570.20
1601.80
2.75
9.69
2001-02
1601.40
1676.25
1038.75
1566.95
1.60
6.80
2002-03
1568.40
1690.35
1231.95
1259.55
1.23
11.68
2003-04
1260.75
3702.60
1259.75
3392.05
1.57
11.93
2004-05
3398.00
4705.25
2493.70
4275.15
1.83
13.82
2005-06
4275.35
6437.40
3998.80
6412.10
0.95
20.25
2006-07
6415.25
7566.65
4463.75
6878.05
2.05
18.48
2007-08
6675.85
13209.35
6559.55
7975.75
2.41
16.69
2008-09
7982.75
9541.00
3587.60
4336.45
2.80
8.69
Apr-09
4343.20
5466.40
4297.45
5281.80
2.55
10.46
May-09
5380.05
7544.45
5380.05
7474.30
3.51
15.02
Jun-09
7581.80
8169.25
7326.80
7794.70
2.52
15.36
Jul-09
7791.90
8537.45
6931.70
8473.65
2.51
14.95
Aug-09
8475.45
8697.40
7971.60
8542.40
1.86
15.00
Sep-09
8580.40
9373.50
8360.50
9360.65
1.02
16.48
Oct-09
9380.35
10094.90
9044.70
9162.40
1.44
14.21
Nov-09
9144.65
10096.50
8865.50
9933.20
1.61
15.57
Dec-09
9952.80
10456.75
9952.80
10382.70
0.96
16.28
Jan-10
10372.40
10896.50
9646.60
9985.70
1.37
14.71
Feb-10
9954.45
10287.25
9712.25
10099.95
1.20
14.75
Mar-10
10137.45
10822.40
10137.45
10773.75
0.77
15.76
2009-10
4343.20
10896.50
4297.45
10773.75
1.97
15.76
Apr-10
10950.80
11103.15
10950.80
11082.10
0.75
15.52
May-10
10673.35
10833.10
10611.70
10821.75
1.58
16.59
Jun-10
11194.75
11318.60
11156.65
11304.45
0.93
17.24
Jul-10
11594.55
11662.20
11549.90
11564.25
0.40
18.20
Aug-10
11818.95
11828.10
11674.55
11797.60
0.68
18.26
Sep-10
12711.50
12714.50
12564.85
12585.30
0.79
19.96
Oct-10
13039.95
13103.65
12880.15
13030.00
0.93
19.88
--
Contd...
53
Contd...
Month & Year
Open
High
Nov-10
12061.80
12364.90
11989.80
12338.80
1.53
17.73
Dec-10
12107.30
12242.70
12107.30
12232.05
1.35
17.59
Jan-11
10767.70
10945.90
10604.15
10915.65
1.20
15.43
Feb-11
10489.10
10625.70
10430.80
10448.85
1.74
14.66
Mar-11
11285.40
11355.35
11163.50
11279.55
1.09
16.18
10777.00
13624.10
10037.90
11279.55
1.14
16.18
2010-11
Low
Close
Volatility
(%)
Price To
Earning
Ratio#
* CNX Nifty Junior commenced from November 4, 1996

# At the end of period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-20: Performance of NSE Indices during the year 2010-11

Indices
Record high
Value
S&P CNX Nifty
Closing index
values
(31-03-11)
Date
Average
Daily
Volatility
(%)
Y-o-Y
Returns
6312.45
05-11-2010
5833.75
1.12
11.14
13555.15
09-11-2010
11279.55
1.14
4.69
CNX 100
6280.45
05-11-2010
5711.70
1.10
10.09
S&P CNX 500
5198.30
09-11-2010
4626.45
1.05
7.26
CNX Midcap
9782.85
10-11-2010
8040.15
1.07
4.35
Nifty Midcap 50
3256.65
10-11-2010
2505.25
1.28
-6.97
CNX FMCG
9674.37
09-11-2010
9188.45
1.05
26.33
CNX IT
7545.95
06-01-2011
7148.10
1.24
22.07
S&P CNX Finance*
5390.33
05-11-2010
4291.17
1.31
16.38
S&P CNX Petrochemicals*
10240.64
11-10-2010
8367.29
1.31
20.94
S&P CNX Pharmaceuticals*
8716.76
04-01-2011
7701.10
0.86
13.18
CNX Nifty Junior
* Closing Record High, Other - Record Intra-day High

Note :Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-21: Mutual Funds/ETFs: No of Trades and Trading Value

Month &
Year
Mutual Funds (MFs)

No. of Trades
Exchange traded funds (ETFs)
Trading Value
(` cr.)
No. of Trades
(US $ mn.)
Trading Value
(` cr.)
(US $ mn.)
Apr-10
197
0.36
0.08
73,851
505.05
113.29
May-10
144
0.13
0.03
261,524
925.27
207.55
Contd...
54
Contd...
Month &
Year
Mutual Funds (MFs)

No. of Trades
Exchange traded funds (ETFs)
Trading Value
(` cr.)
No. of Trades
(US $ mn.)
Trading Value
(` cr.)
(US $ mn.)
Jun-10
393
0.98
0.22
122,463
618.61
138.76
Jul-10
326
1.46
0.33
133,850
726.18
162.89
Aug-10
145
1.93
0.43
125,105
677.20
151.91
Sep-10
175
0.27
0.06
151,634
917.55
205.82
Oct-10
162
0.23
0.05
161,603
981.80
220.23
Nov-10
128
2.16
0.48
204,355
862.53
193.48
Dec-10
175
1.22
0.27
148,716
726.05
162.86
Jan-11
162
0.20
0.04
175,482
816.98
183.26
Feb-11
97
0.11
0.02
166,904
720.05
161.52
Mar-11
137
50.41
11.31
184,228
868.25
194.76
2,241
59.44
13.33
1,909,715
9,345.52
2,096.35
2010-11
55
56
1,254
1,236
1,224
1,361
1,295
1,488
1,411
1,336
1,168
1,262
1,248
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
125,953
140,067
129,068
154,480
188,745
198,534
156,909
153,694
140,128
141,008
141,599
140,723
Traded
Quantity
(Lakh)
33,785
38,081
36,302
41,214
53,870
55,601
44,898
44,245
38,654
34,547
37,276
38,893
253,528
265,416
264,548
302,626
370,157
368,748
302,984
316,431
276,734
282,748
287,931
273,344
Turnover
(` cr.)
67,652
71,110
74,028
82,082
104,841
105,539
87,348
87,358
76,665
70,710
76,040
74,642
Delivered
Value
(` cr.)
27.47 3,565,195 978,015
26.82
27.19
28.13
26.68
28.54
28.01
28.61
28.79
27.58
24.50
26.33
27.64
Deliv- % of Deered
livered
Quantity Quan(Lakh)
tity to
Traded
Quantity
15,480 1,810,910 497,367
1,197
Apr-10
2010-11
No. of
Trades
(Lakh)
Month/
Year
27.43
26.68
26.79
27.98
27.12
28.32
28.62
28.83
27.61
27.70
25.01
26.41
27.31
4,97,367
33,785
38,081
36,302
41,214
53,870
55,601
44,898
44,245
38,654
34,547
37,276
38,893
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
978,015
67,652
71,110
74,028
82,082
104,841
105,539
87,348
87,358
76,665
70,710
76,040
74,642
903
52
54
56
75
109
82
88
146
60
60
52
69
22,329
22,217
25,839
24,744
35,467
28,479
27,316
21,675
20,145
22,292
23,541
19,310
Funds
Pay-in
(` cr.)
0.18 293,357
0.15
0.14
0.15
0.18
0.20
0.15
0.20
0.33
0.15
0.17
0.14
0.18
% of Delivered
% of
Delivered Short
% of
Deliv- Quantity
Demat
Value in Delivery Short
ered
in Demat Delivered Demat
(Auc- DelivValue
Mode
Quantity
Mode
tioned ery to
to Total (Lakh)
to Total
(` cr.)
quan- DelivTurnDelivered
tity)
erable
over
Quantity
(Lakh)
Table 4-22: Settlement Statistics in CM Segment
979,269
67,720
71,191
74,105
82,171
104,996
105,674
87,471
87,521
76,753
70,801
76,122
74,744
Securities Payin
(` cr.)
Wholesale Debt
Market Segment
58
719
1,071
1,057
1,038
979
1,123
1,078
1,151
897
762
601
711
313
270
243
272
274
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
524
1997-98
2,991
304
1996-97
1583
2582
1948
2089
2408
16,129
16,179
19,575
61,891
124,308
189,518
167,778
144,851
64,470
46,987
16,092
16,821
7,804
1,021
Number of
Trades
183
No. of
active
securities
1994- 95
(June-March)
1995-96
Month/Year
38,232
51,222
44,568
40,266
45,653
335,952
282,317
219,106
475,523
887,294
1,316,096
1,068,701
947,190
428,582
304,216
105,469
111,263
42,278
11,868
6,781
(` cr.)
8470
11347
9873
8920
10114
65,937
70,632
50,265
106,596
202,810
303,318
224,990
194,096
91,891
69,742
24,857
28,146
11,783
3,455
2,157
( US $ mn.)
Trading Volume
All Trades
1,912
2,227
2,026
2,013
2,853
1,412
1,138
898
1,755
3,028
4,477
3,598
3,277
1,483
1,035
365
385
145
41
30
(` cr.)
423
493
449
446
632
277
285
206
393
692
1,032
758
672
318
237
86
97
40
12
10
( US $ mn.)
Average Daily Trading

Volume
24.15
19.84
22.88
19.28
18.96
20.83
17.45
11.19
7.68
7.14
6.94
6.37
6.54
6.65
6.47
6.55
6.61
5.42
3.97
6.64
(` cr.)
Average
Trade
Size
Table 5-1: Business Growth of WDM Segment
86
80
26
14
257
211
399
892
1,278
1,400
1,252
378
498
936
1,522
1,390
1,061
1,115
168
Number
of
Trades
22.96
18.38
7.50
3.60
5.40
64
49
102
310
410
332
300
110
131
218
308
289
201
207
31
(` cr.)
5.09
4.07
1.66
0.80
1.20
12.56
12.26
23.29
69.49
93.74
69.83
63.16
22.54
28.09
49.92
72.54
73.02
56.02
60.26
9.86
( US $ mn)
Trading Volume
Retail Trade
Contd...
0.06
0.04
0.02
0.01
0.01
0.02
0.02
0.05
0.07
0.05
0.03
0.03
0.01
0.03
0.07
0.29
0.26
0.47
1.74
0.45
(%)
Share
in Total
Trading
Volume
Wholesale Debt Market Segment
59
60
275
266
279
201
265
260
320
1144
326
324
297
239
259
278
248
225
245
237
224
265
1111
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Mar-10
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
No. of
active
securities
Sep-09
Month/Year
Contd...
20383
1563
1195
1213
1561
1191
1510
2094
1945
1618
2027
2555
1911
24069
1572
1455
1957
1735
2564
1875
2301
Number of
Trades
559,446
44,363
34,896
45,219
33,962
32,444
45,912
45,186
45,108
47,134
50,142
73,251
61,824
563,816
47,068
34,800
57,036
37,567
64,999
43,731
58,674
(` cr.)
125,296
9,936
7,816
10,128
7,606
7,266
10,283
10,120
10,103
10,556
11,230
16,406
13,846
124,904
10427
7709
12635
8322
14399
9688
12998
( US $ mn.)
Trading Volume
All Trades
2255.83
2,017
1,837
2,261
1,544
1,622
2,186
2,259
2,148
2,142
2,279
3,663
3,254
2,359
2,353
1,832
2,852
1,789
3,250
2,302
3,088
(` cr.)
505
452
411
506
346
363
490
506
481
480
510
820
729
523
521
406
632
396
720
510
684
( US $ mn.)
Average Daily Trading

Volume
27.45
28.38
29.2
37.28
21.76
27.24
30.41
21.58
23.19
29.13
24.74
28.67
32.35
23.42
29.94
23.92
29.14
21.65
25.35
23.32
25.5
(` cr.)
Average
Trade
Size
1397
13
355
59
123
310
237
73
120
43
50
2235
208
195
433
382
253
284
266
Number
of
Trades
305.24
3.22
3.06
1.55
87.88
15.36
31.29
59.55
44.81
14.38
24.29
9.75
10.1
433.00
54.13
39.28
81.54
59.48
46.42
45.02
49.12
(` cr.)
68.36
0.72
0.69
0.35
19.68
3.44
7.01
13.34
10.04
3.22
5.44
2.18
2.26
95.92
11.99
8.70
18.06
13.18
10.28
9.97
10.88
( US $ mn)
Trading Volume
Retail Trade
Contd...
0.05
0.01
0.01
0.00
0.26
0.05
0.07
0.13
0.10
0.03
0.05
0.01
0.02
0.08
0.11
0.11
0.14
0.16
0.07
0.10
0.08
(%)
Share
in Total
Trading
Volume
Table 5-2: Security-wise Distribution of WDM Trades

Month & Year
1994-95
(June-March)
1995-96
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2003-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
Dec-09
Jan-10
Feb-10
Mar-10
2009-10
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
Turnover (In %)
Turnover (In ` Cr.)

Government Securities
3,026
T-Bills
Others
2,634
PSU
/Inst.
Bonds
824
7,729
27,352
84,716
84,576
282,891
390,952
902,105
1,000,518
1,218,705
724,830
345,563
153,370
194,347
234,288
25,184
24786
28979
33,609
20,086
38,351
23,816
42,052
24434
31,368
18,063
17,110
327,837
30,531
41,257
29,727
25,441
25,227
26,628
27,475
15,081
19,285
25,209
15,671
23,302
304,836
2,260
10,957
18,870
10,705
11,013
23,143
25,574
32,275
55,671
124,842
105,233
51,954
66,062
56,824
6,971
6,161
7,848
5,824
5,979
8,094
8,656
7,472
6,324
10,504
6,990
12,137
92,961
11,637
9,614
7,121
9,587
7,395
5,594
6,942
7,578
6,226
10,230
8,529
8,260
98,713
1,149
2,769
4,050
5,041
4,867
7,886
10,987
19,985
27,112
17,835
12,173
4,418
9,232
30,008
9,215
6,309
5,282
7,798
7,502
7,857
6,224
7,940
4,558
7,001
6,322
10,825
86,833
13,516
16,383
9,081
9,817
8,363
9,368
7,314
7,330
6,090
6,458
7,961
7,904
109,586
729
1,199
3,627
5,147
5,445
6,600
8,619
15,924
14,609
19,787
12,554
9,365
12,676
14,831
4,284
3010
2459
3,992
4,665
4,372
5,036
7,534
2251
8,163
3,425
6,995
56,185
6,140
5,998
4,214
2,290
4,123
3,596
4,181
2,456
2,360
3,323
2,735
4,897
46,312
297
Total
Turnover
Govern- T-Bills
PSU Others
ment Se/Inst.
curities
Bonds
6,781
44.63 38.84 12.15
4.38
11,868
42,278
111,263
105,469
304,216
428,582
947,191
1,068,701
1,316,096
887,294
475,523
219,106
282,317
335,952
45,653
40,266
44,568
51,222
38,232
58,674
43,731
64,999
37,567
57,036
34,800
47,068
563,816
61,824
73,251
50,143
47,135
45,108
45,186
45,913
32,444
33,962
45,220
34,897
44,363
559,447
65.13
64.70
76.14
80.19
92.99
91.22
95.24
93.62
92.60
81.69
72.67
70.00
68.84
69.74
55.16
61.56
65.02
65.61
52.54
65.36
54.46
64.70
65.04
55.00
51.90
36.35
58.15
49.38
56.32
59.29
53.97
55.93
58.93
59.84
46.48
56.79
55.75
44.91
52.53
54.49
19.04
25.92
16.96
10.15
3.62
5.40
2.70
3.02
4.23
14.07
22.13
23.71
23.40
16.91
15.27
15.30
17.61
11.37
15.64
13.79
19.79
11.50
16.83
18.42
20.09
25.79
16.49
18.82
13.12
14.20
20.34
16.39
12.38
15.12
23.36
18.33
22.62
24.44
18.62
17.64
9.69
6.55
3.64
4.78
1.60
1.84
1.16
1.87
2.06
2.01
2.56
2.02
3.27
8.93
20.18
15.67
11.85
15.22
19.62
13.39
14.23
12.22
12.13
12.27
18.17
23.00
15.40
21.86
22.37
18.11
20.83
18.54
20.73
15.93
22.59
17.93
14.28
22.81
17.82
19.59
6.14
2.84
3.26
4.88
1.79
1.54
0.91
1.49
1.11
2.23
2.64
4.27
4.49
4.41
9.38
7.47
5.52
7.79
12.20
7.45
11.52
11.59
5.99
14.31
9.84
14.86
9.97
9.93
8.19
8.40
4.86
9.14
7.96
9.11
7.57
6.95
7.35
7.84
11.04
8.28
61
62
2,787
9,703
21,975
16,327
56,675
99,602
222,779
265,145
458,001
301,325
152,215
67,660
107,704
150,014
23,370
19,102
19,904
21,856
18,443
23839
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
1637
956
1,286
1,319
1,256
1,360
11,408
6,606
5,916
18,641
45,607
60,014
40,290
39,403
17,915
12,716
5,200
4,784
1,611
902
Trading
FIs/MFs/
Members Corporates
3,921
436
1995-96
1994-95
(June-March)
Month/Year
2464
1,870
2,797
2,362
1,921
2,776
22,106
24,392
43,427
104,092
164,149
224,131
235,435
213,118
94,888
59,079
15,441
13,418
2,579
138
Primary
Dealers
15848
8,606
12,734
8,290
7,655
7,784
60,851
67,135
57,033
133,479
265,212
478,533
414,336
346,672
143,746
129,961
44,424
45,885
12,688
3,569
Indian
Banks
960
Turnover (In ` Cr.)
14886
8,358
12,549
12,693
10,332
10,363
91,573
76,480
45,070
67,096
111,000
95,417
113,496
125,219
72,430
45,785
24,079
25,201
15,698
4,473
Foreign
Banks
1,463
58,674
38,232
51,222
44,568
40,266
45,653
335,952
282,317
219,106
475,523
887,294
1,316,096
1,068,701
947,191
428,582
304,216
105,469
111,263
42,278
11,868
Total
Turnover
6,781
40.63
48.24
42.67
44.66
47.44
51.19
44.65
38.15
30.88
32.01
33.96
34.80
24.81
23.52
23.24
18.63
15.48
19.75
22.95
23.48
2.79
4.2
4.89
5.46
2.51
2.50
5.30
4.77
6.08
6.58
8.64
19.82
21.89
18.50
17.03
22.03
22.50
22.14
19.42
14.64
12.06
6.10
1.16
2.96
3.12
2.98
3.40
2.34
2.70
3.92
5.14
4.56
3.77
4.16
4.18
4.18
4.93
4.30
3.81
7.60
Primary
Dealers
0.02
Turnover (In %)
Trading
FIs/MFs/
Members Corporates
57.82
6.43
Table 5-3: Participant wise Distribution of WDM Turnover
27.01
22.51
24.86
18.60
19.01
17.05
18.11
23.78
26.03
28.07
29.89
36.36
38.77
36.60
33.54
42.72
42.12
41.24
30.01
30.07
Indian
Banks
14.16
Contd...
25.37
21.86
24.50
28.48
25.66
22.7
27.26
27.09
20.57
14.11
12.51
7.25
10.62
13.22
16.90
15.05
22.83
22.65
37.13
37.69
Foreign
Banks
21.57
63
31,604
16,881
26,626
Jan-10
Feb-10
Mar-10
31,351
34,186
23,627
23,855
23,046
22,471
26,850
20,034
21,600
26,345
21,081
24,919
299,366
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
2010-11
277,592
20,519
Dec-09
2009-2010
23864
31,583
Nov-09
Trading
Members
Oct-09
Month/Year
Contd...
13,417
333
541
755
795
441
1,148
1,387
1,006
1,376
1,820
2,263
1,552
14,769
1,116
797
810
1,345
1,820
1067
FIs/MFs/
Corporates
23,579
1,943
1,434
1,343
1,386
1,431
1,488
2,020
2,747
2,371
2,221
2,073
3,122
26,096
2,452
1,215
1,101
2,006
3,380
1754
Primary
Dealers
73,239
5,741
3,382
3,636
2,785
2,625
2,769
4,604
7,091
8,362
8,820
12,445
10,980
111,886
5,733
7,270
8,932
8,456
13,578
7001
Indian
Banks
Turnover (In ` Cr.)
149,846
11,428
8,459
13,141
7,397
7,913
13,659
14,704
11,218
11,171
13,654
22,283
14,819
133,472
11,141
8,637
14,590
5,241
14,638
10045
Foreign
Banks
559,447
44,363
34,897
45,220
33,962
32,444
45,913
45,186
45,108
47,135
50,143
73,251
61,824
563,816
47,068
34,800
57,036
37,567
64,999
43,731
Total
Turnover
53.51
56.17
60.41
58.26
63.60
61.75
58.48
49.73
51.09
50.61
47.12
46.67
50.71
49.23
56.57
48.51
55.41
54.62
48.59
54.57
Trading
Members
2.41
0.75
1.55
1.67
2.34
1.36
2.50
3.07
2.23
2.92
3.63
3.09
2.51
2.63
2.37
2.29
1.42
3.58
2.8
2.44
FIs/MFs/
Corporates
4.21
4.38
4.11
2.97
4.08
4.41
3.24
4.47
6.09
5.03
4.43
2.83
5.05
4.63
5.21
3.49
1.93
5.34
5.2
4.01
Primary
Dealers
Turnover (In %)
13.09
12.94
9.69
8.04
8.20
8.09
6.03
10.19
15.72
17.74
17.59
16.99
17.76
19.84
12.18
20.89
15.66
22.51
20.89
16.01
Indian
Banks
26.78
25.76
24.24
29.06
21.78
24.39
29.75
32.54
24.87
23.7
27.23
30.42
23.97
23.67
23.67
24.82
25.58
13.95
22.52
22.97
Foreign
Banks
Table 5-4: Share of Top N Securities/Trading Members/Participants

in Turnover in WDM Segment.
Year
In Percent
Top 5
Top 10
Top 25
Top 50
Top 100
Securities
1994-95
42.84
61.05
80.46
89.81
97.16
1995-96
57.59
69.46
79.60
86.58
93.24
1996-97
32.93
48.02
65.65
78.32
90.17
1997-98
30.65
46.92
71.25
85.00
92.15
1998-99
26.81
41.89
64.30
78.24
86.66
1999-00
37.11
55.57
82.12
90.73
95.28
2000-01
42.20
58.30
80.73
89.97
95.13
2001-02
51.61
68.50
88.73
94.32
97.19
2002-03
43.10
65.15
86.91
92.74
96.13
2003-04
37.06
54.43
81.58
90.66
95.14
2004-05
43.70
57.51
71.72
80.59
89.55
2005-06
47.42
59.78
72.02
81.04
89.36
2006-07
40.90
51.29
65.82
77.15
86.91
2007-08
39.65
53.31
68.35
79.64
89.55
2008-09
31.31
43.05
60.42
72.45
83.87
2009-10
24.19
35.14
53.05
65.63
77.89
2010-11
26.65
38.63
51.69
61.49
74.22
1994-95
51.99
73.05
95.37
100.00
1995-96
44.36
68.58
96.10
100.00
1996-97
30.02
51.27
91.57
99.96
100.00
1997-98
27.17
47.85
83.38
99.82
100.00
1998-99
29.87
50.45
86.55
99.98
100.00
1999-00
32.38
53.41
84.46
100.00
2000-01
35.17
54.25
86.82
100.00
2001-02
35.18
58.68
88.36
100.00
2002-03
31.77
53.71
85.49
100.00
2003-04
30.72
53.01
86.71
100.00
Trading Members
Contd...
64
Contd...
Year
In Percent
Top 5
Top 10
Top 25
Top 50
Top 100
2004-05
35.75
56.84
86.74
100.00
2005-06
39.68
60.63
89.38
100.00
2006-07
57.75
78.01
96.43
100.00
2007-08
65.32
80.24
97.60
100.00
2008-09
69.92
82.89
98.38
100.00
2009-10
73.72
85.28
97.98
100.00
2010-11
73.58
86.08
98.72
100.00
1994-95
18.37
27.38
38.40
42.20
1995-96
29.66
47.15
70.49
76.32
76.58
1996-97
25.27
44.92
67.00
76.33
77.10
1997-98
23.60
38.96
65.59
77.96
80.22
1998-99
22.47
37.39
62.79
79.27
84.51
1999-00
15.54
27.87
52.51
74.76
81.32
2000-01
17.51
28.85
50.64
69.72
76.78
2001-02
17.49
29.25
50.19
69.16
76.49
2002-03
17.27
28.29
49.22
68.14
75.20
2003-04
16.66
25.96
44.25
59.87
65.17
2004-05
16.82
28.64
47.24
61.71
66.00
2005-06
17.5
30.53
53.61
65.84
67.97
2006-07
25.85
40.65
59.99
68.17
69.09
2007-08
28.36
40.64
55.58
61.77
61.84
2008-09
24.08
38.24
51.19
55.34
55.38
2009-10
23.40
36.87
47.64
50.77
2010-11
23.52
35.89
44.63
46.51
Participants
65
66
60,719
86,175
125,492
169,830
196,290
260,002
319,865
397,228
542,601
658,002
959,302
1,006,107
1,059,789
1,182,278
1,392,219
1,849,971
1,959,534
1,983,740
2,034,163
2,065,255
1,898,003
Mar-95
Mar-96
Mar-97
Mar-98
Mar-99
Mar-00
Mar-01
Mar-02
Mar-03
Mar-04
Mar-05
Mar-06
Mar-07
Mar-08
Mar-09
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Govt.
securities
Jun-94
Month/
Year
144,572
138,718
136,587
135,139
131,993
129,499
96,268
89,628
88,716
68,398
56,832
38,383
39,944
36,365
39,357
34,994
35,323
36,211
30,074
25,675
20,439
PSU bonds
457,731
446,610
436,946
431,371
423,688
422,362
315,661
249,847
241,927
223,208
79,340
72,094
61,385
44,624
39,477
30,516
23,989
18,891
13,850
5,867
1,833
(` cr.)
State loans
137,492
139,816
145,391
146,531
161,591
147,617
111,562
115,183
70,186
73,502
32,692
34,919
23,849
17,725
15,345
11,292
17,497
13,460
8,452
17,129
18,476
T-bills
332,661
327,377
322,819
311,626
311,526
298,867
207,636
147,865
106,956
90,519
87,698
61,084
89,016
84,894
79,989
74,666
70,091
54,380
29,915
23,334
20,052
Others
2,970,459
3,117,776
3,075,905
3,008,407
2,988,332
2,848,315
2,123,346
1,784,801
1,567,574
1,461,734
1,215,864
864,481
756,794
580,836
494,033
411,470
343,191
292,772
207,783
158,181
121,518
Total
658,055
690,690
681,414
666,461
662,014
559,041
531,235
409,452
351,395
334,111
280,218
181,996
155,719
113,258
113,258
96,976
86,818
81,598
60,490
50,328
38,663
(US $ mn.)
Total
63.90
66.24
66.13
65.94
65.57
64.95
65.57
66.24
67.61
68.83
78.90
76.12
71.70
68.39
64.75
63.19
57.20
58.01
60.40
54.48
49.97
Govt.
securities
Table 5-5: Market Capitalisation of WDM Securities
4.87
4.45
4.44
4.49
4.42
4.55
4.53
5.02
5.66
4.68
4.67
4.44
5.28
6.26
7.97
8.50
10.29
12.37
14.47
16.23
15.41
14.32
14.21
14.34
14.18
14.83
14.87
14.00
15.43
15.27
6.53
8.34
8.11
7.68
7.99
7.42
6.99
6.45
6.67
3.71
1.51
4.63
4.48
4.73
4.87
5.41
5.18
5.25
6.45
4.48
5.03
2.69
4.04
3.15
3.05
3.11
2.74
5.10
4.60
4.07
10.83
15.20
State
T-bills
loans
(in percent)
16.82
PSU
bonds
Contd...
11.20
10.50
10.50
10.36
10.42
10.49
9.77
8.28
6.82
6.19
7.21
7.06
11.76
14.62
16.19
18.15
20.42
18.57
14.40
14.75
16.50
Others
67
1,995,829
2,011,404
2,019,550
2,004,452
2,059,461
2,092,803
2,126,729
2,159,033
2,186,989
2,180,224
2,183,077
2,185,721
Apr-10
May-10
Jun-10
Jul-10
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
1,966,140
Jan-10
1,956,862
1,979,339
Dec-09
1,950,436
1,970,002
Nov-09
Mar-10
1,961,349
Oct-09
Feb-10
1,932,681
Govt.
securities
Sep-09
Month/
Year
Contd...
190,922
190,984
191,878
190,178
187,364
182,111
182,557
182,624
182,905
178,333
172,417
167,302
162,979
163,590
161,856
155,927
153,577
151,364
145,624
PSU bonds
622,069
613,974
602,331
595,865
590,058
582,949
572,476
565,817
559,810
554,731
549,113
541,019
536,996
530,091
516,934
509,722
497,652
486,363
472,392
(` cr.)
State loans
137,677
125,027
124,573
123,772
115,442
126,166
116,696
120,485
114,850
129,665
154,587
134,479
135,696
133,186
133,224
134,388
132,538
133,615
137,580
T-bills
458,488
450,664
444,586
437,958
434,352
433,049
425,451
421,803
414,717
402,536
397,613
384,368
379,823
369,630
360,024
350,372
345,444
340,042
336,139
Others
3,594,877
3,563,725
3,543,592
3,534,761
3,486,249
3,451,003
3,389,983
3,350,190
3,276,734
3,284,814
3,285,134
3,222,997
3,165,929
3,153,360
3,138,177
3,129,747
3,099,214
3,072,733
3,024,417
Total
805,124
798,147
793,638
791,660
780,795
772,901
759,235
750,323
733,871
735,681
735,752
721,836
701,358
698,573
695,210
693,342
686,578
680,712
670,008
(US $ mn.)
Total
60.80
61.26
61.53
61.87
61.93
61.63
61.73
61.47
61.17
61.48
61.23
61.92
61.61
62.06
62.65
63.24
63.56
63.83
63.90
Govt.
securities
4.93
5.31
5.36
5.41
5.38
5.37
5.28
5.39
5.45
5.58
5.43
5.25
5.19
5.15
5.19
5.16
4.98
4.96
17.30
17.23
17.00
16.86
16.93
16.89
16.89
16.89
17.08
16.89
16.72
16.79
16.96
16.81
16.47
16.29
16.06
15.83
15.62
3.83
3.51
3.52
3.50
3.31
3.66
3.44
3.60
3.51
3.95
4.71
4.17
4.29
4.22
4.25
4.29
4.28
4.35
4.55
State
T-bills
loans
(in percent)
4.81
PSU
bonds
12.75
12.65
12.55
12.39
12.46
12.55
12.55
12.59
12.66
12.25
12.10
11.93
12.00
11.72
11.47
11.19
11.15
11.07
11.11
Others
Table 5-6: FIMMDA NSE MIBID/MIBOR Rates 2010-11

Month/
Date
Overnight at
9:40 A.M
MIBID
MIBOR
3 Day at 9:40
a.m. *
MIBID
MIBOR
14 day at 11:30
a.m.
MIBID
MIBOR
1 month rate
11:30 a.m.
MIBID
3 month rate at
11:30 a.m.
MIBOR
MIBID
MIBOR
Apr-10
3.79
3.87
3.81
3.89
3.85
4.14
4.13
4.46
4.62
5.01
May-10
5.15
5.25
4.66
4.80
4.26
4.69
4.59
4.95
4.95
5.33
Jun-10
5.61
5.73
5.44
5.50
5.33
5.72
5.77
6.26
5.99
6.50
Jul-10
5.86
5.90
4.73
4.87
5.36
5.71
5.81
6.21
6.14
6.53
Aug-10
5.06
5.13
4.54
4.62
5.31
5.65
5.88
6.22
6.52
6.90
Sep-10
7.20
7.28
6.08
6.17
6.23
6.60
6.58
6.97
7.1
7.49
Oct-10
7.36
7.66
7.51
7.70
6.73
7.20
7.13
7.52
7.5
7.85
Nov-10
6.53
6.64
6.81
6.89
7.15
7.44
7.47
7.80
7.82
8.19
Dec-10
6.64
6.71
6.64
6.71
7.42
7.87
8.14
8.54
8.59
9.00
Jan-11
6.93
7.00
6.66
6.73
7.13
7.57
7.59
8.12
8.87
9.30
Feb-11
6.93
7.00
6.73
6.80
7.35
7.61
8.07
8.42
9.31
9.66
Mar-11
9.00
9.24
9.07
9.34
9.23
9.66
9.54
9.91
9.85
10.15
* last 3 day rate for each month
Table 5-7: 1-day Value-at-Risk (99%) for Government of India

Securities Traded as on March 31, 2011
68
Sec_
type
Security
Issue_
Name
Normal
Weighted Histori- Weighted

Normal
cal_Sim- Historiulation
cal_Simulation
EVT
Clean
Accrued_
Price
Interest
(off NSEZCYC)
GS
CG2011
9.39%
0.3110
0.2620
0.3980
GS
CG2012
7.40%
0.7900
0.7730
0.9640
0.2530
0.3440
100.4090
2.2639
0.7330
0.8670
99.8390
3.0422
GS
CG2020
7.80%
1.5160
0.5860
1.6250
0.4990
1.3550
97.7120
3.2067
GS
CG2022
8.08%
1.8530
0.7800
1.9770
1.2040
1.6930
98.5580
1.3242
GS
CG2022
8.13%
GS
CG2026
6.90%
1.8740
0.7950
2.0390
1.8640
1.7240
98.8880
0.2258
2.7620
1.6390
3.3310
1.3310
2.5380
87.3390
1.0925
GS
CG2036
8.33%
4.8370
5.0530
6.7370
3.7790
4.6670
97.9840
2.6378
GS
CG2040
8.30%
5.4990
6.1690
7.7410
4.5210
5.2670
97.3560
2.0519
TB
TB
91D
080411
0.0320
0.0250
0.0430
0.0360
0.0350
99.8300
91D
150411
0.0590
0.0460
0.0800
0.0660
0.0640
99.6810
TB
91D
170611
0.2630
0.2190
0.3310
0.2920
0.2890
98.3730
TB
91D
300611
0.2990
0.2510
0.3830
0.3380
0.3290
98.1090
Table 5-8: Corporate Bond Trades at NSE (2010-11)

Month / Year
No. of trades
Traded Value (` cr.)
Apr-10
902
19,655
May-10
1,048
22,380
Jun-10
893
13,294
Jul-10
593
12,107
Aug-10
861
12,486
Sep-10
862
12,964
Oct-10
568
11,496
Nov-10
438
9,785
Dec-10
738
8,451
Jan-11
346
9,781
Feb-11
367
10,696
Mar-11
390
12,855
8,006
155,951
2010-11
69
70
Equity Futures &

Options Segment
72
18,662,382
16,617,516
16,207,959
18,271,805
16,892,217
13,032,242
13,615,447
15,178,552
Apr-09
May-09
Jun-09
Jul-09
Aug-09
Sep-09
Oct-09
Nov-09
363,523
329,610
302,425
366,312
382,924
346,934
317,415
301,764
13,260,546
14,044,526
13,157,621
13,113,118
15,500,535
11,127,649
9,528,178
9,858,642
438,219
465,829
434,119
412,362
450,631
589,657
448,154
356,383
14,799,488
12,398,618
11,009,117
14,778,755
16,453,611
12,689,872
11,196,349
13,687,468
377,439
318,747
276,647
351,830
376,753
295,511
235,522
240,150
668,816
398,219
168,632
18,165,786
14,272,634
14,064,924
13,757,102
15,333,132
11,499,770
10,299,192
13,194,502
28,698,156
12,525,089
6,521,649
1,422,911
438,968
350,844
332,429
306,927
324,495
250,133
194,993
213,639
693,295
393,693
169,837
52,581
21,022
3,577
1,300
210,428,103 3,570,111 221,577,980 3,479,642 110,431,974 2,002,544 101,656,470 1,728,957
26,667,882
12,632,349
6,413,467
69,373
688,520
172,567
61,926
2008-09
2791721
1,870,647
31,801
5,670
2,466
156,598,579 3,820,667 203,587,952 7,548,563
79,586,852
47,043,066 1,484,067
1,043,894
269,674
113,974
2007-08
286,532
51,516
32,368,842 1,305,949
10,676,843
1,957,856
81,487,424 2,539,575 104,955,401 3,830,972
772,174
554,462
43,951
21,482
2006-07
58,537,886 1,513,791
(` cr.)
2005-06
21,635,449
2004-05
(` cr.)
Notional
Trading
Volume
17,191,668
No. of
Contracts
Traded
2003-04
Notional
Trading
Volume
2,126,763
(` cr.)
No. of Contracts
Traded
Put
2002-03
Trading
Volume
Index Options
1,025,588
No. of
Contracts
Traded
Call
2001-02
2,365
(` cr.)
Trading
Volume
Stock Futures
90,580
No. of
Contracts
Traded
Index Futures
Jun-00 to
Mar-01
Month/
Year
Put
269,370
69,644 1,066,561
18,780
(` cr.)
889,018
1,001,744
1,064,644
943,618
863,860
963,541
718,536
485,011
558,380
32,622
35,426
32,975
28,215
30,092
41,345
24,185
22,168
358,959
313,925
293,810
265,335
304,462
164,411
159,269
248,943
9,762,968 171,843 3,533,002
8,002,713 308,443 1,457,918
4,394,292 161,902
4,165,996 143,752 1,074,780
3,946,979 132,066 1,098,133
77,017,185
56,886,776
16,768,909
4,196,873
90,580
582,183
491,046
92,603
20,887
555
(US $ mn.)
7,356,271 1,687,605
4,824,250 1,081,428
2,547,053
2,130,649
439,864
101,927
2,365
(` cr.)
Trading Volume
Total
11,044
9,961
9,783
7,999
8,615
8,400
6,983
9,259
62,765,075
55,709,794
52,501,332
59,670,387
66,827,086
52,408,197
48,285,515
56,210,317
1,661,816
1,510,417
1,388,378
1,473,646
1,573,509
1,531,980
1,227,252
1,143,362
368,147
334,607
307,572
326,461
348,584
339,384
271,877
253,293
57,384 657,390,497 11,010,482 2,161,037
50,693 425,013,200 13,090,478 3,275,076
31,909 216,883,573
36,518 156,300,630
36,792
49,038
30,489
6,383
(` cr.)
Notional No. of
Notional No. of ConTrading Contracts Trading tracts Traded
Volume
Traded
Volume
Stock Options
4,248,149 168,174 1,334,922
2,456,501
768,159
No. of
Contracts
Traded
Call
Table 6-1: Business Growth of Futures & Options Market Segment
18,407
16,730
15,379
15,546
15,156
15,427
13,594
14,900
8,893
13,048
6,777
4,308
2,301
1,933
368
(US $ mn.)
Contd...
83,091
75,521
69,419
70,174
68,413
69,635
61,363
67,257
45,311
52,153
29,543
19,220
10,067
8,388
1,752
413
12
(` cr.)
Average Daily
Trading Volume
Equity Futures & Options Segment
73
74
13,891,843
10,542,734
Feb-10
Mar-10
11,420,625
10,725,789
12,546,679
11,307,332
No. of
Contracts
Traded
405,316
354,484
444,133
395,953
(` cr.)
Trading
Volume
15,597,929
17,317,434
13,184,721
14,570,566
No. of Contracts
Traded
Call
412,952
434,844
345,896
382,975
(` cr.)
Notional
Trading
Volume
Put
16,982,025
17,271,270
13,899,884
14,955,374
No. of
Contracts
Traded
Index Options
430,214
412,391
349,964
373,702
(` cr.)
Notional
Trading
Volume
1,061,562
922,728
1,083,640
946,883
No. of
Contracts
Traded
Call
Put
38,572
31,359
39,502
32,696
(` cr.)
355,557
300,899
330,538
306,015
12,826
9,926
11,951
10,160
(` cr.)
55,960,432
60,429,963
53,101,821
55,424,003
Notional No. of
Notional No. of ConTrading Contracts Trading tracts Traded
Volume
Traded
Volume
Stock Options
1,568,147
1,569,876
1,490,297
1,524,982
(` cr.)
347,396
347,779
330,150
337,834
(US $ mn.)
Trading Volume
Total
11,566,700
13,736,522
13,795,612
14,761,031
11,406,712
14,095,425
15,734,318
15,333,341
Aug-10
Sep-10
Oct-10
Nov-10
Dec-10
Jan-11
Feb-11
Mar-11
399,595
402,759
384,484
322,793
424,789
402,457
383,872
299,130
289,423
14189,337
16,048,082
14,823,064
15,409,764
18,364,437
18,381,074
17,865,765
16,620,194
14,877,996
14,156,191
363,404
401,306
411,149
432,644
539,872
608,829
555,580
496,266
423,421
421,843
431,592
35,430,135
37,924,368
33,393,126
24,533,340
30,496,310
27,772,294
27,314,589
19,036,006
18,231,436
20,596,147
23,502,366
16,303,127
1,014,990
1,059,766
996,718
751,192
946,324
871,865
813,116
532,013
501,798
549,698
611,699
441,522
984,587
965,797
768,088
956,620
833,649
875,353
625,453
541,556
620,245
605,759
463,950
38,043,240 1,033,607
36,681,957
33,645,531
26,151,091
32,122,151
27,777,663
30,849,458
23,400,978
20,657,577
24,613,415
24,389,036
17,773,216
1,741,344
2,070,078
2,035,556
2,021,545
2,324,075
2,457,385
2,584,821
2,340,573
1,879,794
1,657,220
1,696,094
1,465,075
47,406
56,955
61,787
61,356
75,786
86,796
84,954
76,820
56,723
52,297
58,537
57,692
710,229
906,631
736,053
719,867
731,246
616,995
738,494
747,574
579,390
620,790
642,775
484,789
18,897
23,921
21,898
21,035
22,455
20,897
23,516
24,045
16,988
19,250
21,296
19,039
105,447,626
109,365,434
98,728,755
80,242,319
98,799,250
90,801,023
93,089,649
73,712,025
67,756,807
77,078,089
80,960,515
58,230,570
2,877,900
2,929,295
2,841,834
2,357,109
2,965,846
2,824,493
2,736,392
2,053,728
1,829,910
2,035,599
2,124,496
1,671,620
83,581
93,351
83,178
92,527
656,057 146,465
636,469 142,092
527,908 107,141
664,243 141,231
632,585 134,500
612,854 130,304
459,961
409,834
455,901
475,811 101,166
374,383
32,803
31,823
23,996
31,631
30,123
29,184
20,907
18,629
20,723
22,658
18,719
25,790
11,530,614
Jul-10
372,266
13,886,580
409,844
165,023,653 4,356,755 186,041,459 5,495,757 314,533,244 9,090,702 336,105,313 9,274,664 24,273,560 777,109 8,234,833 253,235 1,034,212,062 29,248,221 6,550,553 115,150
15,434,326
Jun-10
395,613
11,418,975
16,037
16,543
17,389
17,376
16,087
(US $ mn.)
29,298
16,843,664
May-10
279,572
72,392
74,674
78,494
78,437
72,618
(` cr.)
Average Daily
Trading Volume
644,547 130,814
10,785,388
Apr-10
2010-11
268,266
326,871
298,849
329,496
(` cr.)
Trading
Volume
Stock Futures
178,306,889 3,934,389 145,591,240 5,195,247 167,683,928 4,049,266 173,695,595 3,978,699 10,614,147 389,158 3,402,123 116,907 679,293,922 17,663,665 3,913,085
12,056,359
Jan-10
2009-10
13,337,833
No. of
Contracts
Traded
Index Futures
Dec-09
Month/
Year
Contd...
Table 6-2: Benchmark Indices Contracts & Trading Volume in F&O Segment of
NSE (2010-11)
Products
Underlying
No. of Contracts
Turnover
(US $ mn.)
(` cr.)
NIFTY
S&P CNX Nifty
782,700,769
22,049,843
4,938,375
BANKNIFTY
BANK Nifty
18,030,585
504,636
113,020
MINIFTY
S&P CNX Nifty
14,824,597
164,502
36,842
CNXIT
CNX IT
68,188
2,367
530
Nifty Midcap 50
Nifty Midcap 50
38,071
772
173
Long term Option Contracts
S&P CNX Nifty
1,434,919
40,193
9,002
817,097,129
22,762,314
5,097,943
TOTAL
Table 6-3: Internet Trading in the F&O Segment of the Exchange

Year
Enabled
members *
Registered
clients *
Internet Trading Internet Trading

% of Total
Value
Value
Trading Volume
(US $ mn.)
(` cr.)
2006-07
242
1,616,218
1,214,961
278,725
8.26
2007-08
305
3,432,771
2,417,165
604,745
9.235
2008-09
337
4,426,577
1,686,208
330,954
7.655
2009-10
356
3,529,947
2,694,513
596,924
7.63
2010-11
380
4,363,400
4,318,184
967,118
7.38
* At the end of nancial year.
Table 6-4: Records Achieved in the F&O Segment : 2010-11

Product
Traded Value (` cr.)
(US $ mn.)
Date
Index Futures
40,123
8,986
23-Nov-10
Stock Futures
59,534
13,333
28-Oct-10
Index Options
198,096
44,366
24-Feb-11
Stock Options
6,929
1,552
12-Aug-10
277,277
62,100
24-Feb-11
Total F&O Traded Value
75
Table 6-5: List of Securities on which Futures & Options are available at NSE*
Security
Symbol
1 3I INFOTECH LTD.
3IINFOTECH
2 ABAN OFFSHORE LTD.
ABAN
3 ABB LTD.
ABB
4 ABG SHIPYARD LTD.
ABGSHIP
5 ADITYA BIRLA NUVO LIMITED

6 ACC LIMITED
Market Lot
4,000
250
250
Launch Date
Remarks
29-Oct-10 Re-introduced
29-Dec-06
20-Apr-05
1,000
25-Jun-10 Re-introduced
ABIRLANUVO
250
14-May-07 Re-introduced
ACC
250
2-Jul-01
7 ADANI ENTERPRISES LIMITED
ADANIENT
500
19-Feb-10
8 ADANI POWER LTD.
ADANIPOWER
2,000
30-Jul-10
9 ALLAHABAD BANK
ALBK
1,000
20-Apr-05
10 ALOK INDUSTRIES LTD.
ALOKTEXT
11 AMBUJA CEMENTS LTD.
AMBUJACEM
10,000
2,000
12 ANDHRA BANK
ANDHRABANK
2,000
29-Aug-03
13 ALSTOM PROJECTS INDIA LTD.
APIL
500
14-May-07
14 APOLLO TYRES LTD.
APOLLOTYRE
4,000
19-Feb-10
15 AREVA T&D INDIA LIMITED
AREVAT&D
1,000
19-Feb-10
16 ASHOK LEYLAND LTD.
ASHOKLEY
4,000
20-Apr-05
17 ASIAN PAINTS LIMITED
ASIANPAINT
125
21-Aug-08
18 AUROBINDO PHARMA LTD.
AUROPHARMA
1,250
12-May-05
19 AXIS BANK LIMITED
AXISBANK
250
20-Apr-05
20 BAJAJ AUTO LIMITED
BAJAJ-AUTO
250
26-May-08
21 BAJAJ HINDUSTAN LTD.
BAJAJHIND
2,000
29-Dec-06
2-Jul-01
22 BAJAJ HOLDINGS & INVS LTD.
BAJAJHLDNG
250
23 BALRAMPUR CHINI MILLS LTD.
BALRAMCHIN
4,000
29-Dec-06
14-Mar-08 Re-introduced
24 BANK OF BARODA
BANKBARODA
250
29-Aug-03
25 BANK OF INDIA
BANKINDIA
500
29-Aug-03
26 BATA INDIA LTD.
BATAINDIA
1,000
27 BHARAT ELECTRONICS LTD.
BEL
125
31-Jan-03
28 BEML LIMITED
BEML
250
29-Dec-06
29 BGR ENERGY SYSTEMS LTD.
BGRENERGY
250
19-Feb-10
30 BHARAT FORGE LTD.
BHARATFORG
1,000
20-Apr-05
31 BHARTI AIRTEL LIMITED
BHARTIARTL
1,000
20-Apr-05
32 BHEL
BHEL
125
2-Jul-01
33 BHUSHAN STEEL LIMITED
BHUSANSTL
500
6-Sep-07
34 BIOCON LIMITED.
BIOCON
1,000
6-Sep-07
35 BOMBAY DYEING & MFG. CO LTF.
BOMDYEING
500
36 BOSCH LIMITED
BOSCHLTD
125
30-Nov-07
* As of March 31, 2011
Contd...
76
Contd...
Security
Symbol
Market Lot
Launch Date
37 BHARAT PETROLEUM CORP LTD.
BPCL
500
2-Jul-01
38 BOMBAY RAYON FASHIONS LTD.
BRFL
1,000
14-May-07
39 CAIRN INDIA LIMITED
CAIRN
1,000
9-Jan-07
40 CANARA BANK
CANBK
500
29-Aug-03
41 CENTRAL BANK OF INDIA
CENTRALBK
1,176
Remarks
42 CENTURY TEXTILES LTD.
CENTURYTEX
500
20-Apr-05
43 CESC LTD.
CESC
500
12-May-05
44 CHAMBAL FERTILIZERS LTD.
CHAMBLFERT
4,000
12-May-05
45 CHENNAI PETROLEUM CORP LTD.
CHENNPETRO
1,000
29-Jan-07 Re-introduced
46 CIPLA LTD.
CIPLA
1,000
47 COLGATE PALMOLIVE LTD.
COLPAL
48 CONTAINER CORP OF IND LTD.
CONCOR
49 CORE PROJ. & TECH. LTD.
COREPROTEC
1,000
50 CROMPTON GREAVES LTD.
CROMPGREAV
1,000
29-Dec-06
51 CUMMINS INDIA LTD.
CUMMINSIND
500
20-Apr-05
2-Jul-01
250
17-Dec-07 Re-introduced
250
21-Aug-08
52 DABUR INDIA LTD.
DABUR
2,000
20-Apr-05
53 DEVELOP CREDIT BANK LTD.
DCB
4,000
54 DECCAN CHRONICLE HOLD LTD.
DCHL
2,000
21-Aug-08
55 DENA BANK
DENABANK
2,000
14-May-07
56 DISH TV INDIA LTD.
DISHTV
4,000
21-Aug-08
57 DIVIS LABORATORIES LTD.
DIVISLAB
500
12-May-05
58 DLF LIMITED
DLF
1,000
5-Jul-07
59 DR. REDDYS LABORATORIES
DRREDDY
250
2-Jul-01
60 EDUCOMP SOLUTIONS LTD.
EDUCOMP
500
14-May-07
2000
14-May-07
61 EVEREST KANTO CYLINDER LTD.
EKC
62 ESCORTS INDIA LTD.
ESCORTS
1,000
63 ESSAR OIL LTD.
ESSAROIL
2,000
12-May-05
64 EXIDE INDUSTRIES LTD.
EXIDEIND
2,000
28-May-10
65 FEDERAL BANK LTD.
FEDERALBNK
1,000
12-May-05
66 FINANCIAL TECHNO (I) LTD.
FINANTECH
250
14-May-07
67 FORTIS HEALTHCARE LTD.
FORTIS
2,000
19-Feb-10
68 FIRSTSOURCE SOLU. LTD.
FSL
8,000
21-Aug-08
69 GAIL (INDIA) LTD.
GAIL
70 THE GE SHPG.LTD.
GESHIP
500
1,000
26-Sep-03
27-Nov-06 Re-introduced
71 GLAXOSMITHKLINE PHARMA LTD.
GLAXO
125
20-Apr-05
72 GUJARAT MINERAL DEV CORP
GMDCLTD
2,000
28-May-10
73 GMR INFRASTRUCTURE LTD.
GMRINFRA
4,000,
21-Aug-06
74 GODREJ INDUSTRIES LTD.
GODREJIND
1000
19-Feb-10
Contd...
77
Contd...
Security
75 GRASIM INDUSTRIES LTD.
Symbol
GRASIM
76 GUJARAT STATE PETRO LTD.
GSPL
77 GTL LTD.
GTL
Market Lot
125
Launch Date
2,000
21-Aug-08
500
29-Dec-06
78 GTL INFRA.LTD.
GTLINFRA
8,000
21-Aug-08
79 GREAT OFFSHORE LTD.
GTOFFSHORE
1,000
30-Nov-07
80 GVK POW. & INFRA LTD.
GVKPIL
8,000
21-Aug-08
81 HAVELLS INDIA LIMITED
HAVELLS
82 HINDUSTAN CONSTRUCTION CO
HCC
4,000
29-Dec-06
83 HCL TECHNOLOGIES LTD.
HCLTECH
500
31-Jan-03
84 HDFC LTD.
HDFC
500
2-Jul-01
85 HDFC BANK LTD.
HDFCBANK
125
29-Aug-03
86 HOUSING DEV & INFRA LTD.
HDIL
87 HERO HONDA MOTORS LTD.
HEROHONDA
88 HEXAWARE TECHNOLOGIES LTD.

89 HINDALCO INDUSTRIES LTD.
500
Remarks
1,000
24-Jul-07
125
31-Jan-03
HEXAWARE
8,000
28-May-10
HINDALCO
2,000
2-Jul-01
90 HINDUSTAN OIL EXPLORATION
HINDOILEXP
1,000
91 HINDUSTAN PETROLEUM CORP
HINDPETRO
500
2-Jul-01
92 HINDUSTAN UNILEVER LTD.
HINDUNILVR
1,000
2-Jul-01
93 HINDUSTAN ZINC LIMITED
HINDZINC
2,500
30-Nov-07
94 HOTEL LEELA VENTURES LTD.
HOTELEELA
4,000
14-May-07
95 INDIABULLS REAL EST. LTD.
IBREALEST
2,000
21-Apr-11 Re-introduced
96 ICICI BANK LTD.
ICICIBANK
250
31-Jan-03
97 IDBI BANK LIMITED
IDBI
2,000
20-Apr-05
98 IDEA CELLULAR LIMITED
IDEA
4,000
9-Mar-07
99 INFRA. DEV. FIN. CO. LTD.
IDFC
2,000
12-Aug-05
100 IFCI LTD.
IFCI
4,000
27-May-05
101 INDRAPRASTHA GAS LTD.
IGL
1,000
29-Oct-10
102 THE INDIAN HOTELS CO. LTD.
INDHOTEL
2,000
20-Apr-05
103 THE INDIA CEMENTS LIMITED
INDIACEM
2,000
27-May-05
104 INDIA INFOLINE LIMITED
INDIAINFO
2,000
14-May-07
105 INDIAN BANK
INDIANB
1,000
106 INDUSIND BANK LIMITED
INDUSINDBK
1,000
107 INFOSYS TECHNOLOGIES LTD.
INFOSYSTCH
108 INDIAN OVERSEAS BANK
IOB
109 INDIAN OIL CORP LTD.

110 IRB INFRA DEV LTD.
111 ISPAT INDUSTRIES LIMITED
ISPATIND
112 ITC LTD.
ITC
1-Mar-07
125
2-Jul-01
2,000
20-Apr-05
IOC
500
26-Sep-03
IRB
1,000
10,000
30-Nov-07
2,000
2-Jul-01
Contd...
78
Contd...
Security
Symbol
Market Lot
Launch Date
2,000
27-May-05
Remarks
113 IVRCL INFRAST & PROJ LTD.
IVRCLINFRA
114 JET AIRWAYS (INDIA) LTD.
JETAIRWAYS
500
115 JINDAL SAW LIMITED
JINDALSAW
1,000
116 JINDAL STEEL & POWER LTD.
JINDALSTEL
500
20-Apr-05
117 JINDAL SOUTHWEST HOLD LTD.
JINDALSWHL
125
28-May-10
118 JAIN IRRIGATION SYSTEMS
JISLJALEQS
1,250
19-Feb-10
119 JAIPRAKASH ASSOCIATES LTD.
JPASSOCIAT
2,000
29-Dec-06
120 JAIPRAKASH POWER VEN. LTD.
JPPOWER
4,000
18-Apr-05
121 JSW STEEL LIMITED
JSWSTEEL
250
29-Dec-06
122 KINGFISHER AIRLINES LTD.
KFA
4,000
14-May-07
123 KOTAK MAHINDRA BANK LTD.
KOTAKBANK
500
29-Dec-06
124 K S OILS LIMITED
KSOILS
8,000
21-Aug-08
125 KARNATAKA BANK LIMITED
KTKBANK
2,165
126 LIC HOUSING FINANCE LTD.
LICHSGFIN
1,250
20-Apr-05
127 LANCO INFRATECH LTD.
LITL
4,000
27-Nov-06
128 LARSEN & TOUBRO LTD.
LT
129 LUPIN LIMITED
LUPIN
125
1,000
30-Nov-07
15-Sep-06 Re-introduced
29-Dec-06
130 MAHINDRA & MAHINDRA LTD.
M&M
500
2-Jul-01
131 MARUTI SUZUKI INDIA LTD.
MARUTI
250
9-Jul-03
132 MAX INDIA LTD.
MAX
2,000
29-Oct-10
133 UNITED SPIRITS LIMITED
MCDOWELL-N
250
29-Dec-06
134 MCLEOD RUSSEL INDIA LTD.
MCLEODRUSS
1,000
19-Feb-10
135 MERCATOR LINES LIMITED
MLL
4,000
21-Aug-08
136 MOSER-BAER (I) LTD.
MOSERBAER
4,000
14-May-07
137 MPHASIS LIMITED
MPHASIS
500
12-May-05
138 MRF LTD.
MRF
125
139 MRPL
MRPL
4,000
20-Apr-05
140 MAHANAGAR TELEPHONE NIGAM
MTNL
4,000
2-Jul-01
141 MUNDRA PORT & SEZ LTD.
MUNDRAPORT
2,000
19-Feb-10
142 NAGARJUNA FERT & CHEM LTD.
NAGARFERT
8,000
27-May-05
143 NATIONAL ALUMINIUM CO LTD.
NATIONALUM
2,000
31-Jan-03
144 NCC LIMITED
NCC
2,000
29-Dec-06
145 NEYVELI LIGNITE CORPORATI
NEYVELILIG
2,000
20-Apr-05
146 NHPC LTD.
NHPC
8,000
30-Jul-10
147 NMDC LTD.
NMDC
1,000
1-Oct-10
148 NTPC LTD.
NTPC
1,000
5-Nov-04
149 ORACLE FIN SERV SOFT LTD.
OFSS
125
30-May-03
150 OIL INDIA LTD.
OIL
250
29-Oct-10
Contd...
79
Contd...
Security
151 OIL AND NATURAL GAS CORP.
Symbol
ONGC
Market Lot
Launch Date
1,000
31-Jan-03
Remarks
152 ONMOBILE GLOBAL LTD.
ONMOBILE
1,000
19-Feb-10
153 OPTO CIRCUITS (I) LTD.
OPTOCIRCUI
1,000
21-Aug-08
154 ORBIT CORP. LTD.
ORBITCORP
2,000
155 ORCHID CHEM & PHARMA LTD.
ORCHIDCHEM
2,000
12-May-05
156 ORIENTAL BANK OF COMMERCE
ORIENTBANK
500
29-Aug-03
157 PANTALOON RETAIL (I) LTD.
PANTALOONR
500
17-Sep-10 Re-introduced
158 PATEL ENGINEERING LTD.
PATELENG
159 PATNI COMPUTER SYST LTD.
PATNI
1,000
14-May-07
500
20-Apr-05
160 PETRONET LNG LIMITED
PETRONET
2,000
14-May-07
161 POWER FIN CORP LTD.
PFC
1,000
23-Feb-07
162 PIRAMAL HEALTHCARE LTD.
PIRHEALTH
500
15-Feb-08 Re-introduced
163 PUNJAB NATIONAL BANK
PNB
250
29-Aug-03
164 POLARIS SOFTWARE LAB LTD.
POLARIS
2,000
31-Jan-03
165 POWER GRID CORP. LTD.
POWERGRID
2,000
5-Oct-07
166 PRAJ INDUSTRIES LTD.
PRAJIND
4,000
29-Dec-06
167 PTC INDIA LIMITED
PTC
2,000
21-Aug-08
168 PUNJ LLOYD LIMITED
PUNJLLOYD
2,000
6-Jan-06
169 RANBAXY LABS LTD.
RANBAXY
500
2-Jul-01
170 RELIANCE COMMUNICATIONS L
RCOM
2,000
15-Sep-06
171 RURAL ELEC CORP. LTD.
RECLTD
1,000
12-Mar-08
172 RELIANCE CAPITAL LTD.
RELCAPITAL
500
20-Apr-05
173 RELIANCE INDUSTRIES LTD.
RELIANCE
250
174 RELIANCE INFRASTRUCTURE LTD.
RELINFRA
250
2-Jul-01
12-Mar-04 Re-introduced
175 RELIANCE MEDIAWORKS LTD.
RELMEDIA
1,000
176 SHREE RENUKA SUGARS LTD.
RENUKA
4,000
29-Dec-06
31-Jul-09 Re-introduced
177 ROLTA INDIA LTD.
ROLTA
2,000
14-May-07
178 RELIANCE POWER LTD.
RPOWER
2,000
11-Feb-08
179 RUCHI SOYA INDUSTRIES LTD.
RUCHISOYA
2,000
28-May-10
180 STEEL AUTHORITY OF INDIA
SAIL
1,000
15-Sep-06
181 STATE BANK OF INDIA
SBIN
125
2-Jul-01
182 SHIPPING CORP OF INDIA LTD.
SCI
2,000
31-Jan-03
183 SESA GOA LTD.
SESAGOA
1,000
29-Dec-06
184 SIEMENS LTD.
SIEMENS
500
20-Apr-05
185 SINTEX INDUSTRIES LTD.
SINTEX
2,000
21-Aug-08
186 S KUMARS NATIONWIDE LTD.
SKUMARSYNF
4,000
187 SOBHA DEVELOPERS LTD.
SOBHA
1,000
188 SREI INFRASTRUCTURE FINANCE
SREINFRA
3,600
Contd...
80
Contd...
Security
Symbol
Market Lot
Launch Date
500
30-Jul-10
Remarks
189 SHRIRAM TRANSPORT FIN CO.
SRTRANSFIN
190 STERLITE INDS (IND) LTD.
STER
2,000
20-Apr-05
191 STERLING BIOTECH LTD.
STERLINBIO
2,000
14-May-07
192 STERLITE TECHNOLOGIES LTD.
STRTECH
4,000
193 SUN PHARMACEUTICALS IND.
SUNPHARMA
625
20-Apr-05
194 SUN TV NETWORK LIMITED
SUNTV
500
24-Apr-06
195 SUZLON ENERGY LIMITED
SUZLON
4,000
19-Oct-05
196 SYNDICATE BANK
SYNDIBANK
2,000
26-Sep-03
197 TATA CHEMICALS LTD.
TATACHEM
500
20-Apr-05
198 TATA COMMUNICATIONS LTD.
TATACOMM
1,000
199 TATA GLOBAL BEVERAGES LTD.
TATAGLOBAL
2,000
200 TATA MOTORS LIMITED
TATAMOTORS
250
2-Jul-01
201 TATA MOTORS DVR A ORD
TATAMTRDVR
250
29-Oct-10
202 TATA POWER CO LTD.
TATAPOWER
250
2-Jul-01
203 TATA STEEL LIMITED
TATASTEEL
500
2-Jul-01
204 TATA CONSULTANCY SERV LTD.
TCS
250
25-Aug-04
205 TECH MAHINDRA LIMITED
TECHM
500
6-Sep-07
206 TITAN INDUSTRIES LTD.
TITAN
125
12-May-05
207 TRIVENI ENGG. & INDS. LTD.
TRIVENI
2,000
29-Dec-06
208 TATA TELESERV(MAHARASTRA)
TTML
9,000
29-Dec-06
209 TULIP TELECOM LIMITED
TULIP
2,000
6-Sep-07
210 TV18 INDIA LIMITED
TV-18
4,000
21-Aug-08
211 TVS MOTOR COMPANY LTD.
TVSMOTOR
4,000
212 UCO BANK
UCOBANK
2,000
21-Aug-08
250
29-Dec-06
1,000
29-Aug-03
213 ULTRATECH CEMENT LIMITED
ULTRACEMCO
214 UNION BANK OF INDIA
UNIONBANK
2-Jul-01
215 UNITED PHOSPHORUS LIMITED
UNIPHOS
2,000
14-May-07
216 UNITECH LTD.
UNITECH
4,000
14-May-07
217 VIDEOCON INDUSTRIES LIMITED
VIDEOIND
1,000
19-Feb-10
218 VIJAYA BANK
VIJAYABANK
4,000
20-Apr-05
219 VOLTAS LTD.
VOLTAS
1,000
29-Dec-06
220 WELSPUN CORP LIMITED
WELCORP
1,000
6-Sep-07
221 WIPRO LTD.
WIPRO
500
31-Jan-03
222 YES BANK LIMITED
YESBANK
1,000
6-Sep-07
223 ZEE ENTERTAINMENT ENT LTD.
ZEEL
2,000
81
Table 6-6: Participant wise Trading Value in the F&O Segment (2010-11)
Month/
Year
Institutional investors
Gross Traded Value
(` cr.)
Proprietary
Gross Traded Value
(` cr.)
% to
Gross
Turn(US $ mn.) over
Gross Traded Value
(` cr.)
% to
Gross
Turn(US $ mn.) over
2007-08 3,256,034
814,619 12.44 16,485,724 4,124,524 62.97
6,439,196 1,611,007 24.59
2008-09 2,944,454
577,911 13.37 12,250,029 2,404,324 55.63
6,826,484 1,339,840 31.00
Apr-09
297,985
66,014 13.03
1,245,056
275,821 54.45
743,685
164,751
32.52
May-09
345,864
76,620 14.09
1,309,580
290,115 53.35
799,060
177,018
32.55
Jun-09
391,422
86,713 12.78
1,636,840
362,614 53.42
1,035,699
229,442
33.8
Jul-09
449,782
99,642 14.29
1,628,417
360,748 51.74
1,068,819
236,779
33.96
Aug-09
418,249
92,656 14.19
1,625,127
360,019 55.14
903,915
200,247
30.67
Sep-09
405,221
89,770 14.59
1,519,726
336,669 54.73
851,809
188,704
30.68
Oct-09
415,738
92,100 13.76
1,665,165
368,889 55.12
939,932
208,226
31.11
Nov-09
444,197
98,404 13.36
1,833,992
406,290 55.18
1,045,442
231,600
31.45
Dec-09
370,730
82,129 12.16
1,660,586
367,875 54.45
1,018,649
225,664
33.4
Jan-10
434,120
96,172 14.56
1,619,619
358,799 54.34
926,855
205,329
31.1
Feb-10
411,091
91,070 13.10
1,791,672
396,914 57.06
936,989
207,574
29.84
Mar-10
388,516
86,069 12.39
1,843,186
408,327 58.77
904,593
200,397
28.84
2009-10 4,772,915
1,057,358 13.51 19,378,966 4,293,081 54.86 11,175,447 2,475,730 31.63
Apr-10
424,873
95,156 12.71
1,822,859
408,255 54.52
1,095,508
245,355
32.77
May-10
624,790
139,931 14.70
2,138,386
478,922 50.33
1,485,815
332,769
34.97
Jun-10
559,492
125,306 13.74
2,077,989
465,395 51.04
1,433,718
321,101
35.22
Jul-10
504,995
113,101 13.80
1,877,529
420,499
51.3
1,277,296
286,069
34.9
Aug-10
572,151
128,141 13.93
2,109,255
472,398 51.35
1,426,050
319,384
34.72
Sep-10
660,993
148,039 12.08
2,781,964
623,060 50.83
2,029,827
454,609
37.09
Oct-10
636,181
142,482 11.26
2,871,131
643,030 50.83
2,141,674
479,658
37.91
Nov-10
766,117
171,583 12.92
2,864,322
641,505 48.29
2,301,253
515,398
38.8
Dec-10
550,826
123,365 11.68
2,299,762
515,064 48.78
1,863,630
417,386
39.54
Jan-11
715,846
160,324 12.59
2,619,239
586,616 46.08
2,348,583
525,998
41.33
Feb-11
735,189
164,656 12.55
2,621,110
587,035 44.74
2,502,290
560,423
42.71
Mar-11
672,242
150,558 11.68
2,678,890
599,975 46.54
2,404,669
538,560
41.78
2010-11 7,423,695
82
% to
Gross
Turn(US $ mn.) over
Retail
1,662,642 12.69 28,762,436 6,441,755 49.17 22,310,313 4,996,711 38.14
Table 6-7: Number of members in different turnover brackets in Futures

and Options Segment
Upto ` 10
crores
` 10 crores
upto ` 50
crores
` 50 crores
upto ` 250
crores
` 250 crores
upto `500
crores
` 500 crores
upto `1000
crores
` 1000
crores and
more
2007-08
12
13
45
37
54
691
2008-09
21
28
81
65
91
661
Apr-09
73
107
242
119
92
285
May-09
63
93
232
122
119
297
Jun-09
58
81
204
115
134
343
Jul-09
55
85
229
115
115
343
Aug-09
61
96
224
118
119
333
Sep-09
53
108
234
118
120
319
Oct-09
53
98
241
96
123
344
Nov-09
56
96
221
116
123
350
Dec-09
64
100
229
110
121
341
Jan-10
66
103
227
103
133
344
Feb-10
68
101
224
118
117
349
Mar-10
68
108
201
105
131
366
2009-10
19
38
68
48
67
780
Apr-10
63
109
226
118
121
346
May-10
60
101
208
123
118
380
Jun-10
68
107
207
122
119
380
Jul-10
69
107
221
120
118
367
Aug-10
62
110
212
121
128
384
Sep-10
60
100
193
122
133
419
Oct-10
57
99
185
116
130
441
Nov-10
57
111
170
135
125
435
Dec-10
69
119
208
111
124
406
Jan-11
53
125
201
118
120
421
Feb-11
63
112
198
111
134
419
Mar-11
73
120
183
127
123
421
2010-11
17
22
82
57
59
844
83
Table 6-8: Number of members in different turnover brackets in Futures

and Options Segment
Month
Upto
` 10
crores
Options Segment
Number of Members
` 10
crores
upto
` 50
crores
` 50
crores
upto
` 250
crores
` 250
crores
upto
` 500
crores
` 500
crores
upto
` 1000
crores
` 1000
crores
and
more
Upto
` 10
crores
` 10
crores
upto
` 50
crores
` 50
crores
upto
` 250
crores
` 250
crores
upto
` 500
crores
` 500
crores
upto
` 1000
crores
` 1000
crores
and
more
2007-08
13
14
50
42
57
676
98
96
176
96
91
295
2008-09
29
36
95
70
104
613
111
99
162
103
90
382
Apr-09
94
130
259
122
91
222
282
180
206
59
62
129
May-09
84
113
241
137
113
238
283
202
196
64
59
122
Jun-09
75
102
223
114
133
288
260
194
203
82
56
140
Jul-09
77
108
246
123
114
274
229
184
211
87
71
160
Aug-09
84
119
242
131
106
269
255
180
207
91
70
148
Sep-09
77
128
247
138
105
257
251
192
215
82
65
147
Oct-09
78
128
245
112
124
268
248
191
211
78
63
164
Nov-09
74
133
251
117
119
268
244
168
214
94
70
172
Dec-09
89
131
253
119
117
256
249
178
205
84
74
175
Jan-10
93
142
233
136
110
262
248
174
219
88
75
172
Feb-10
102
130
258
121
122
244
223
188
204
89
72
201
Mar-10
88
139
246
143
115
248
245
157
191
92
74
220
2009-10
28
41
93
55
88
715
96
85
146
88
94
511
Apr-10
89
138
274
121
121
240
242
175
206
81
75
204
May-10
87
136
262
121
125
259
223
144
220
93
80
230
Jun-10
98
126
264
132
123
260
229
159
207
91
96
221
Jul-10
102
134
269
127
122
248
222
172
205
90
103
210
Aug-10
96
139
265
129
132
256
212
181
217
88
96
223
Sep-10
93
134
259
127
132
282
203
147
211
95
101
270
Oct-10
83
140
235
135
137
298
206
139
217
98
90
278
Nov-10
88
146
238
130
146
285
210
136
227
82
102
276
Dec-10
104
156
264
135
114
264
216
154
214
91
96
266
Jan-11
80
174
268
134
121
261
207
148
205
91
106
281
Feb-11
103
158
271
138
116
251
199
143
201
91
100
303
Mar-11
114
155
272
147
114
245
215
127
188
108
100
309
26
32
118
69
83
753
83
71
108
77
84
658
2010-11
84
Futures Segment
Number of Members
Table 6-9: Segment wise Contribution of Top N Members to turnover on

Futures and Options segment
(in percent)
Month
2005-06
Futures Segment
Top 5
Members
12
Top 10
Members
20
Top 15
Members
26
Options Segment
Top 25
Members
36
Top 5
Members
23
Top 10
Members
36
Top 15
Members
45
Top 25
Members
55
2006-07
14
22
28
38
23
36
46
58
2007-08
14
23
29
39
23
34
43
56
2008-09
17
25
31
41
18
31
40
54
Apr-09
16
24
31
42
25
37
45
59
May-09
16
25
31
41
25
36
45
58
Jun-09
16
23
30
40
26
36
45
59
Jul-09
15
22
28
38
26
36
44
57
Aug-09
14
22
29
39
26
37
45
59
Sep-09
15
22
29
39
26
37
45
57
Oct-09
15
22
28
38
27
38
45
56
Nov-09
14
22
28
38
26
37
45
56
Dec-09
15
22
29
39
25
34
42
54
Jan-10
14
22
28
38
24
33
40
52
Feb-10
14
21
28
38
24
33
40
51
Mar-10
14
22
28
37
23
32
39
50
2009-10
15
22
28
38
25
32
42
54
Apr-10
14
22
29
39
24
35
42
54
May-10
14
23
30
40
26
35
42
54
Jun-10
14
23
30
39
25
35
43
55
Jul-10
14
23
30
40
24
33
42
54
Aug-10
15
24
30
40
24
34
42
53
Sep-10
15
24
30
40
25
36
44
56
Oct-10
14
22
29
39
25
36
44
56
Nov-10
13
22
29
39
28
39
47
58
Dec-10
13
22
29
39
28
38
45
55
Jan-11
13
22
29
39
27
37
45
55
Feb-11
13
21
29
40
27
38
46
55
Mar-11
13
21
29
39
25
37
44
54
2010-11
14
22
29
39
26
35
42
53
85
Contd...
Table 6-10: Top 20 Futures contracts according to number of contracts 2010-11

S.No.
Name of the Contract
Number of
Contracts
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
NIFTY March 2011
13,544,560
372,835.20
9.36
NIFTY May 2010
12,629,178
319,470.76
8.72
NIFTY September 2010
12,181,725
349,818.24
8.42
NIFTY February 2011
12,001,906
327,396.41
8.29
NIFTY June 2010
11,643,731
297,116.49
8.04
NIFTY December 2010
11,209,665
332,936.64
7.74
NIFTY October 2010
11,173,398
340,846.53
7.72
NIFTY July 2010
10,916,512
291,405.82
7.54
NIFTY November 2010
10,614,915
322,431.59
7.33
10
NIFTY January 2011
10,198,730
298,010.15
7.05
11
NIFTY August 2010
7,864,233
214,264.29
5.43
12
NIFTY April 2010
7,594,351
200,947.97
5.25
13
BANKNIFTY September 2010
1,782,982
51,689.81
1.23
14
BANKNIFTY March 2011
1,738,715
47,475.68
1.20
15
BANKNIFTY December 2010
1,734,728
50,790.94
1.20
16
MINIFTY March 2011
1,716,955
18,859.49
1.19
17
BANKNIFTY February 2011
1,597,943
42,538.89
1.10
18
NIFTY April 2011
1,582,346
45,036.59
1.09
19
BANKNIFTY January 2011
1,540,602
42,553.74
1.06
20
MINIFTY June 2010
1,494,103
15,187.26
1.03
144,761,278
3,981,612.49
100.00
TOTAL
Table 6-11: Top 20 Option contracts according to no.of contracts traded 2010-11
S.No.
Number of
Contracts
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
NIFTY February 2011 CE 5500
9,697,440
269,116.75
6.60
NIFTY February 2011 PE 5400
9,277,860
253,111.64
6.32
NIFTY December 2010 CE 6000
8,973,799
272,328.25
6.11
NIFTY March 2011 PE 5400
8,248,261
226,169.90
5.61
NIFTY March 2011 CE 5600
8,172,781
231,611.67
5.56
Contd...
86
Contd...
S.No.
Number of
Contracts
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
8,170,489
228,792.46
5.56
NIFTY January 2011 PE 5700
7,785,179
224,123.35
5.30
NIFTY July 2010 CE 5400
7,283,356
198,540.12
4.96
NIFTY October 2010 PE 6000
7,032,073
212,428.97
4.79
10
6,984,953
194,942.47
4.75
11
6,792,988
185,697.19
4.62
12
6,764,845
180,704.72
4.61
13
NIFTY October 2010 CE 6200
6,737,131
210,716.31
4.59
14
6,721,152
207,195.42
4.58
15
6,611,848
202,763.65
4.50
16
6,480,200
186,136.45
4.41
17
6,334,368
195,321.70
4.31
18
6,316,882
177,917.96
4.30
19
NIFTY November 2010 PE 5900
6,257,925
185,823.35
4.26
20
NIFTY September 2010 CE 6000
6,255,805
188,869.38
4.26
146,899,335
4,232,311.71
100.00
TOTAL
Table 6-12: Top 20 Option contracts according to no.of contracts traded 2010-11
S.No.
Number of
Contracts
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
9,697,440
269,116.75
6.60
9,277,860
253,111.64
6.32
8,973,799
272,328.25
6.11
NIFTY March 2011 PE 5400
8,248,261
226,169.90
5.61
8,172,781
231,611.67
5.56
8,170,489
228,792.46
5.56
NIFTY January 2011 PE 5700
7,785,179
224,123.35
5.30
NIFTY July 2010 CE 5400
7,283,356
198,540.12
4.96
7,032,073
212,428.97
4.79
10
6,984,953
194,942.47
4.75
11
6,792,988
185,697.19
4.62
Contd...
87
Contd...
S.No.
Number of
Contracts
Turnover
(` cr.)
Percentage of
contracts to Top
20 contracts
12
6,764,845
180,704.72
4.61
13
6,737,131
210,716.31
4.59
14
6,721,152
207,195.42
4.58
15
6,611,848
202,763.65
4.50
16
6,480,200
186,136.45
4.41
17
6,334,368
195,321.70
4.31
18
6,316,882
177,917.96
4.30
19
NIFTY November 2010 PE 5900
6,257,925
185,823.35
4.26
20
NIFTY September 2010 CE 6000
6,255,805
188,869.38
4.26
146,899,335
4,232,311.71
100.00
TOTAL
Table 6-13: Number of trades in the Futures & Options Segment

Month/Year
Index Futures
Stock Futures
Index Options
Stock Options
Total
2007-08
30,897,058
153,187,768
10,370,483
7,767,865
202,223,174
2008-09
58,898,232
153,256,283
43,740,142
9,331,300
265,225,957
Apr-09
5,649,871
8,597,278
5,190,117
675,735
20,113,001
May-09
5,060,456
8,426,655
4,522,973
556,564
18,566,648
Jun-09
4,973,415
9,869,779
5,620,651
758,811
21,222,656
Jul-09
5,718,277
12,707,974
7,059,595
1,012,373
26,498,219
Aug-09
5,564,804
10,828,499
6,884,745
879,903
24,157,951
Sep-09
4,352,169
10,694,165
6,728,710
1,008,393
22,783,437
Oct-09
4,509,316
11,348,231
6,354,351
1,121,540
23,333,438
Nov-09
5,093,232
10,775,226
7,914,266
1,092,392
24,875,116
Dec-09
4,832,800
9,233,972
6,759,250
1,069,940
21,895,962
Jan-10
3,838,625
10,207,739
5,917,021
1,164,875
21,128,260
Feb-10
4,621,592
8,587,808
7,174,462
1,002,358
21,386,220
Mar-10
2009-10
3,349,892
8,885,707
6,823,851
1,151,828
20,211,278
57,564,449
120,163,033
76,949,992
11,494,712
266,172,186
Apr-10
3,550,368
9,078,946
7,835,860
1,587,080
22,052,254
May-10
5,446,889
11,017,825
11,379,904
1,929,153
29,773,771
Jun-10
5,158,970
11,311,895
10,688,299
1,844,111
29,003,275
Jul-10
3,882,242
11,328,421
7,831,418
1,930,386
24,972,467
Aug-10
3,670,865
12,589,080
8,999,685
2,413,112
27,672,742
Sep-10
4,214,293
13,577,930
12,000,679
2,618,849
32,411,751
Contd...
88
Contd...
Month/Year
Index Futures
Stock Futures
Index Options
Stock Options
Total
Oct-10
4,228,444
14,122,383
12,155,129
2,438,497
32,944,453
Nov-10
4,513,830
14,051,588
13,678,879
2,394,422
34,638,719
Dec-10
3,872,582
11,900,303
11,978,070
2,239,156
29,990,111
Jan-11
4,744,957
11,374,019
14,811,312
2,186,574
33,116,862
Feb-11
5,283,447
12,327,123
17,435,980
2,372,075
37,418,625
Mar-11
5,532,819
10,876,578
18,355,309
1,970,210
36,734,916
54,099,706
143,556,091
147,150,524
25,923,625
370,729,946
2010-11
Table 6-14: Settlement Statistics in F&O Segment

Month/Year
Index/Stock Futures
MTM
Final
Settlement
Settlement
(` cr.)
2000-01
84.08
(` cr.)
1.93
Index/Stock Options
Premium
Exercise
Settlement
Settlement
(` cr.)
(` cr.)
--
Total
(` cr.)
--
86.01
(US $ mn.)
18.44
2001-02
505.25
21.93
164.76
93.95
785.88
161.04
2002-03
1,737.90
45.76
331.21
195.88
2,310.76
486.47
2003-04
10,821.98
138.95
858.94
476.12
12,295.98
2833.83
2004-05
13,024.18
227.50
941.06
455.87
14,648.62
3348.25
2005-06
25,585.51
597.89
1,520.58
817.84
28,521.80
6393.59
2006-07
61,313.70
797.54
3,194.38
1,188.84
66,494.47
15254.52
2007-08
144,654.70
1,312.12
6,760.17
3,792.26
156,519.23
39,227.88
2008-09
75,193.60
1,498.29
10,960.50
4,187.58
91,839.97
18,025.51
Apr-09
4,855.50
273.61
944.53
494.81
6,568.45
1,455.13
May-09
7,817.80
141.21
1,289.20
1,068.90
10,317.11
2,285.58
Jun-09
6,960.70
157.54
915.78
572.96
8,606.97
1,906.73
Jul-09
6,108.80
108.56
1,065.90
217.81
7,501.07
1,661.73
Aug-09
5,022.40
36.94
894.05
124.88
6,078.27
1,346.54
Sep-09
3,243.30
65.76
848.17
214.06
4,371.29
968.39
Oct-09
4,705.90
180.26
696.71
140.63
5,723.51
1,267.95
Nov-09
5,312.90
148.63
870.25
173.88
6,505.65
1,441.22
Dec-09
3,955.10
58.57
954.82
332.57
5,301.06
1,174.36
Jan-10
4,759.00
107.57
762.19
188.94
5,817.70
1,288.81
Feb-10
5,140.00
45.83
798.36
133.03
6,117.23
1,355.17
Mar-10
2,774.30
70.79
971.08
218.30
4,034.47
893.77
2009-10
60,655.70
1,395.27
11,011.04
3,880.77
76,942.78
17,045.37
Apr-10
3,295.10
83.05
794.96
105.02
4,278.13
958
May-10
7,062.30
203.46
1,037.30
152.05
8,455.10
1,894
Contd...
89
Contd...
Month/Year
Index/Stock Futures
MTM
Final
Settlement
Settlement
(` cr.)
Index/Stock Options
Premium
Exercise
Settlement
Settlement
(` cr.)
(` cr.)
(` cr.)
Total
(US $ mn.)
(` cr.)
Jun-10
5,116.60
47.70
944.81
200.51
6,309.61
1,413
Jul-10
3,381.50
56.91
795.88
132.91
4,367.19
978
Aug-10
3,466.40
49.21
932.30
127.23
4,575.14
1,025
Sep-10
4,175.40
105.00
1,623.10
314.46
6,217.96
1,393
Oct-10
6,684.60
181.99
1,123.70
162.82
8,153.11
1,826
Nov-10
10,170.00
191.04
1,052.90
183.16
11,597.10
2,597
Dec-10
7,242.40
77.04
1,011.80
223.71
8,554.95
1,916
Jan-11
6,458.00
160.13
1,074.20
165.35
7,857.69
1,760
Feb-11
6,202.90
359.05
1,247.00
151.72
7,960.66
1,783
Mar-11
4,032.70
76.04
1,065.50
199.97
5,374.22
1,204
67,287.90
1,590.62
12,703.44
2,118.90
83,700.86
18,746
2010-11
Table 6-15: NSE Transaction Charges in F&O Segment of Exchange*

Total Traded Value in a month
Revised Transaction Charges

(` per lakh of Traded Value)
Up to First ` 2500 crores
` 1.90 each side

` 1.85 each side

` 1.80 each side
Exceeding ` 15000 crores (on incremental volume)
` 1.75 each side
*w.e.f October 2009

Note: The transaction charges payable to the Exchange by the trading member for the trades executed by him on
the Futures Segment as per the above rates subject to a minimum of ` 1,00,000 per year.
For transaction in the options sub-segment, the transaction charges are levied on the premium value at the rate
of 0.05% (each side).
Table 6-16 Securities Transaction Charges for F&O Segment*

Taxable securities transaction
Taxable Value
Payable by
0.017 Option Premium
Seller
Sale of an option in securities, where

option is exercised
0.125 Settlement Price
Purchaser
Sale of a futures in securities
0.017 Price at which such Seller

Futures is traded
Seller
*w.e.f June 1, 2008
90
Rate (%)
Sale of an option in securities
Currency Derivatives
Segment
92
Currency Derivatives Segment

Table 7-1: Business Growth of Currency Futures Segment at NSE
Month/
Year
No.
of
trading
days
2008-09
139
32,672,768
162,272
31,849
1,167
229.05
257,554
1,313
257.70
Apr-09
16
7,851,502
39,386
8,725
2,462
545.41
206,620
1,039
230.17
May-09
20
13,682,468
66,431
14,717
3,322
735.93
318,203
1,504
333.19
Jun-09
22
15,724,507
75,363
16,695
3,426
758.97
267,400
1,285
284.67
Jul-09
23
19,888,011
96,523
21,383
4,197
929.77
318,298
1,531
339.17
Aug-09
20
18,672,623
90,396
20,026
4,520
1001.33
394,756
1,933
428.22
Sep-09
19
22,251,896
107,789
23,879
5,673
1256.76
360,603
1,739
385.25
Oct-09
20
32,267,958
150,843
33,417
7,542
1670.80
447,812
2,109
467.21
Nov-09
20
33,794,926
157,554
34,903
7,878
1745.24
493,018
2,297
508.86
Dec-09
21
41,004,341
191,415
42,405
9,115
2019.27
406,200
1,896
420.03
Jan-10
20
60,223,714
276,742
61,307
13,837
3065.35
615,612
2,852
631.81
Feb-10
19
52,112,185
246,875
54,691
12,993
2878.38
637,465
2,976
659.28
Mar-10
20
61,132,852
283,292
62,759
14,165
3138.02
427,873
1,964
435.09
240 378,606,983 1,782,608
394,907
7,428
1645.55
427,873
1,964
435.09
2009-10
No. of Contracts
Traded
Trading
Value
(` cr.)
Trading
Value
(US $
mn.)
Average
Daily
Trading
Value
(` cr.)
Average
Daily
Trading
Value
(US $
mn.)
Open Interest
No. of
Trading Trading
Contracts Value
Value
(` cr.)
(US $
mn.)
Apr-10
19
77,085,167
345,932
77,476
18,207
4077.71
591,253
2,679
599.92
May-10
20
77,744,870
359,680
80,555
17,984
4027.77
788,154
3,702
829.21
Jun-10
22
69,837,533
327,382
73,322
14,881
3332.82
977,138
4,600 1030.31
Jul-10
22
44,924,854
213,353
47,784
9,698
2171.98
858,180
4,057
Aug-10
21
42,639,638
201,239
45,070
9,583
2146.21
944,422
4,514 1011.05
Sep-10
20
61,586,474
284,704
63,764
14,235
3188.18
842,910
3,876
Oct-10
21
68,099,263
305,597
68,443
14,522
3244.53
1,018,752
4,645 1040.32
Nov-10
21
58,303,944
266,332
59,649
12,682
2840.42
1,461,861
6,828 1529.26
Dec-10
22
51,935,953
237,564
53,206
10,798
2418.45
1,436,849
6,540 1464.82
Jan-11
20
59,571,331
274,833
61,553
13,742
3077.63
1,917,266
9,000 2015.62
Feb-11
19
55,228,606
254,654
57,033
13,403
3001.75
2,285,522
10,540 2360.66
Mar-11
22
82,644,442
378,517
84,774
17,205
3853.38
3,020,562
13,690 3065.99
249 749,602,075 3,449,788
772,629
13,855
2010-11
908.59
868.01
3313.60 3,020,562 13,690 3065.99
Note : Trading in Currency Futures at NSE commenced on August 29, 2008.

Currency Options were introduced w.e.f October 29, 2010
Open Interest is for end of the period
93
Table 7-2: Records Achieved in the Currency Futures & Options

Records (from the date of inception till 31 March 2011)
Particulars
Date
Number/Value
24-Mar-11
90,563
24-Mar-11
5,601,637
Record daily turnover (` cr.)
24-Mar-11
25,532
Table 7-3: Top 5 Currency Futures & Options Contracts on the basis of
Turnover for the F.Y 2010-2011
Rank
Contract Name
Instrument Type
Contract
Symbol
Total Traded
Quantity
Total Traded
Value
(` cr.)
Total Traded
Value (%) to
Currency
Futures Total
Traded Value
Expiry
FUTCUR
USDINR
28-Jun-10
72,336,036
337,765.48
9.79
FUTCUR
USDINR
27-May-10
72,252,976
328,323.13
9.52
FUTCUR
USDINR
27-Oct-10
70,196,230
313,957.45
9.10
FUTCUR
USDINR
28-Apr-10
63,797,022
284,050.82
8.23
FUTCUR
USDINR
29-Mar-11
60,838,476
275,204.06
7.98
Table 7-4: Settlement Statistics of Currency Futures at NSE

Month/Year
MTM Settlement
Final Settlement
(US $ mn.)
(` cr.)
(` cr.)
(US $ mn.)
Apr-10
75
1.68
0.09
May-10
304
6.80
12
0.28
Jun-10
234
5.24
0.11
Jul-10
187
4.19
0.07
Aug-10
114
2.54
0.01
Sep-10
174
3.89
0.17
Oct-10
205
4.59
0.10
Nov-10
210
4.70
15
0.34
Dec-10
272
6.09
11
0.25
Jan-11
171
3.83
0.18
Contd...
94
Contd...
Month/Year
MTM Settlement
Final Settlement
(US $ mn.)
(` cr.)
(US $ mn.)
(` cr.)
Feb-11
228
5.10
10
0.22
Mar-11
238
5.33
0.20
2411
54
90
2010-11
Table 7-5: Business Growth of Interest Rate Futures

Month/
Year
No. of
No. of
trading Contracts
days
Traded
Trading
Value
(` cr.)
Trading
Average
Average
Open Interest at the end of
Value
Daily
Daily
(US $ mn.) Trading
Trading
No. of Trading
Trading
Value
Value
Value
Value
(` cr.) (US $ mn.) Contracts (` cr.) (US $ mn.)
267.31
59.22
267.31
59.22 1,893
34.66
7.68
Aug-09
14559
Sep-09
19
79,648
1,473.37
326.40
77.55
17.18
4,952
92.28
20.44
Oct-09
20
21,198
394.09
87.30
19.71
4.37
6,128
113.57
25.16
Nov-09
20
18,134
337
74.66
16.84
3.73
6,600
124
27.47
Dec-09
21
11,687
215.32
47.70
10.25
2.27
2,305
42.22
9.35
Jan-10
20
6443
118.82
26.32
5.94
1.32
2,576
47.77
10.58
Feb-10
19
3,124
57.415
12.72
3.02
0.67
3,547
64.92
14.38
Mar-10
20
6,101
111.38
24.67
5.57
1.23
758
14.15
3.13
160,894 2,975.00
659.06
21.25
4.71
758
14.15
3.13
2009-10
140
Apr-10
19
407
7.44
1.67
0.39
0.09
838
15.48
0.35
May-10
20
1,177
21.62
4.84
0.02
0.00
1,004
18.91
0.42
Jun-10
22
917
17.16
3.84
0.78
0.17
63
1.18
0.03
Jul-10
22
205
3.80
0.85
0.17
0.04
63
1.17
0.03
Aug-10
21
26
0.49
0.11
0.02
0.01
62
1.15
0.03
Sep-10
20
79
1.47
0.33
0.07
0.02
Oct-10
21
24
0.44
0.10
0.02
0.00
0.11
0.00
Nov-10
21
29
0.54
0.12
0.03
0.01
0.04
0.00
Dec-10
22
442
8.16
1.83
0.37
0.08
0.02
0.00
Jan-11
20
17
0.31
0.07
0.02
0.00
0.07
0.00
Feb-11
19
11
0.20
0.05
0.01
0.00
0.04
0.00
Mar-11
22
14
0.26
0.06
0.01
0.00
0.02
0.00
249
3,348
61.90
13.86
0.25
0.06
0.02
0.00
2010-11
Note: Trading in Interest Rate Futures on Currency Derivatives Segment was introduced on August 31,2009
95
Table 7-6: Records Achieved in the Interest Rate Futures

Records (From the date of inception till 31 March 2011)
Particulars
Date
Number/Value
31-Aug-09
1,475
31-Aug-09
14,559
Record daily turnover (` cr.)
31-Aug-09
267
Table 7-7: Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2010-2011
Rank
Contract Name
Instrument Type
Total
Traded
Quantity
Contract Symbol
Total Traded
Value
(` cr.)
Expiry
Total Traded
Value (%) to
Interest Rate
Futures Total
Traded Value
FUTIRD
10YGS7
21-Jun-10
2418
44.689
72.19
FUTIRD
10YGS7
29-Dec-10
499
9.218
14.89
FUTIRD
10YGS7
27-Sep-10
388
7.203
11.64
FUTIRD
10YGS7
29-Mar-11
42
0.775
1.25
FUTIRD
10YGS7
28-Jun-11
0.018
0.03
Table 7-8: Settlement Statistics in Interest Rate Futures Segment at NSE

Month/Year
MTM Settlement
(` cr.)
2009-10
Apr-10
(` cr.)
(US $ mn.)
27.82
3.13
109.66
24.55
1.00
0.02
0.00
0.00
May-10
1.00
0.02
0.00
0.00
Jun-10
0.00
0.01
12.00
0.28
Jul-10
0.00
0.00
0.00
0.00
Aug-10
0.00
0.00
0.00
0.00
Sep-10
0.00
0.00
0.00
0.00
Oct-10
0.00
0.00
0.00
0.00
Nov-10
0.00
0.00
0.00
0.00
Dec-10
0.00
0.00
0.00
0.00
Jan-11
0.00
0.00
0.00
0.00
Feb-11
0.00
0.00
0.00
0.00
Mar-11
0.00
0.00
0.00
0.00
2010-11
2.17
0.00
13
0.00
Interest Rate Futures trading started on August 31, 2009.
96
Final Settlement
(US $ mn.)
Investor Services,
Arbitration
98
Investor Services, Arbitration

Table 8-1: Receipt and Disposal of Investor Grievance
Year
Against Members
Pending
at the
beginning
Received
Disposed
Against Companies
Pending
at the
end
Pending
at the
beginning
Received
Disposed
Pending
at the
end
1994-95
1995-96
56
13
43
39
17
24
1996-97
43
320
72
291
24
415
102
337
1997-98
291
259
439
111
337
576
716
197
1998-99
111
383
347
147
197
592
380
409
1999-00
147
197
298
46
409
808
842
375
2000-01
46
263
201
108
375
1,095
1,111
359
2001-02
108
789
710
187
359
607
667
299
2002-03
187
345
418
114
299
587
626
260
2003-04
114
282
253
143
260
527
558
229
2004-05
143
435
409
169
229
1,304
1,128
405
2005-06
169
1,128
1,051
246
405
1,023
1,200
228
2006-07
246
1,367
1,460
153
228
774
769
233
2007-08
153
1,915
1,101
967
233
964
888
309
2008-09
967
5,191
5,020
1,138
309
734
983
60
2009-10
1,138
5,892
6,226
804
60
881
772
169
2010-11
804
6,610
6,253
1,161
169
1,418
1,157
430
Table 8-2: Status Report of Arbitration Matters

Year
No. of Cases
Received
Withdrawn
Awards
Pending
1998
164
162
1999 CM
153
148
149
143
342
19
323
1999 WDM
2000 CM
2000 WDM
2001 CM
2001 WDM
Contd...
99
Contd...
Year
2001 F&O
Withdrawn
Awards
Pending
275
268
2002 WDM
2002 F&O
136
132
2003 WDM
2003 F&O
17
17
2004 CM
119
113
2004 WDM
2004 F&O
42
39
2005 CM
138
135
2005 WDM
2005 F&O
66
66
2006 CM
224
219
2006 WDM
2006 F&O
191
183
2006 CO
2007 CM
275
266
2007 F&O
221
218
2008 CM upto March 2008
61
60
2008 F&O upto March 2008
116
115
2008-09 CM
758
21
737
2,433
98
2335
2009-10 CM
517
52
465
2009-10 F&O
502
43
459
2010-11 CM
483
357
117
2010-11 F&O
481
323
152
7,873
312
7,292
269
2002 CM
2003 CM
2008-09 F&O
Total
100
No. of Cases
Received
Knowledge Initiative
102
Knowledge Initiative
Table 9-1: Studies under the NSE Research Initiative
SL. No.
Title of Study
Completed Papers
1
Econometric Estimation of Systematic Risk of S&P CNX Nifty Constituents
Stock Market Development and its Impact on the Financing Pattern of the Indian Corporate
Sector
Efciency of the Market for Small Stocks
3
4
Determinants of Financial Performance of Indian Corporate Sector in the Post-Liberalization Era:

An Exploratory Study
Should pension funds invest in equities? An analysis of risk-return tradeoff and asset allocation
decisions
Changes in liquidity following exposure to foreign shareholders: The effect of foreign listings,
inclusion in country funds and issues of American Depositary Receipts
Is the Spread Between E/P Ratio and Interest Rate Informative for Future Movement of Indian
Stock Market?
Merger Announcements and Insider Trading Activity in India: An Empirical Investigation
Achieving an Individual Investor Friendly System using the power of the Internet
10
Improved Techniques for using Monte Carlo in VaR estimation
11
Short selling and its Regulation in India in International Perspective
12
Empirical investigation of multi-factor asset pricing models using Articial Neural Network
13
15
Idiosyncratic Factors in Pricing Sovereign Bonds: An Analysis of the Government of India Bond
Market
The Extreme Value Volatility Estimators and Their Empirical Performance in Indian Capital
Markets
Equity Market Interlinkages: Transmission of Volatility - A Case Of US and India
16
Institutional Investors and Corporate Governance in India
17
Dividend policy of Indian Corporate Firms : An Analysis of Trends & Determinants
18
Market Microstructure Effects of Transparency of Indian Banks
19
Futures Trading, Information and Spot Price Volatility of NSE-50 Index Futures Contract
20
Measuring productive efciency of stock exchanges using price adjustment coefcients
21
Do Futures and Options trading increase stock market volatility?
22
24
Section switching stock market price effect in the Indian capital market and the policy implications
thereof
Study of Common Stochastic Trend and Co-integration in the Emerging Markets - A case study India,
Singapore and Taiwan
Market Discipline in the Indian Banking Sector: An Empirical Exploration
25
Conditional CAPM and Cross sectional returns - A study on Indian Securities Market
26
Evaluating index fund implementation in India
27
Measuring Volumes in the Indian Financial Markets Some Terminological and Conceptual Issues
5
6
7
14
23
Contd...
103
Contd...
SL. No.
28
29
30
Title of Study
Corporate Social Responsibility Initiatives by NSE NIFTY Companies - Content, Implementation
Strategies & Impact.
Measures for Improving Common Investor Condence in Indian Primary Market : A Survey
31
Informational Content of Trading Volume And Open Interest An Empirical Study of Stock Options
Market In India
An analysis of the Dynamic Relationships Between South Asian and Developed Equity Markets
32
Corporate Governance and Market reactions
33
Insider Ownership and Corporate Governance
34
Improving Index Fund Implementation in India
35
36
Seasoned Capital Offerings: Earnings Management and Long-Run Operating Performance of Indian
Firms
Volatility Spillovers Across Stock, Call Money And Foreign Exchange Markets
37
Understanding the Microstructure in Indian Markets
38
Price and Volume Effects of S&P CNX Nifty Index Reorganization
39
41
Lead-Lag relationship between Equities and Stock Index Futures Market and its variation around
Information Release: Empirical Evidence from India
On The New Transformation-Based Approach To Measuring Value-At-Risk: An Application To Forex
Market In India
Optimal Hedge Ratio and Hedging Effectiveness of Stock Index Futures : Evidence from India
42
Evaluating Corporate Governance Risk: A Fuzzy logic approach
43
44
Do the S&P CNX Nifty Index and Nifty Futures Really Lead/Lag?Error Correction Model: A
Cointegration Approach
Under-Pricing and long run performance of Initial Public Offerings in Indian Stock Market
45
Price & liquidity effects of stock split: An Empirical evidence from Indian stock market
46
Risk Return Dynamics of Derivative Based Investment Strategies.
47
Pricing of Options on Defty
48
Price Limits Are they Worth the Price?
49
Volatility Persistence and the Feedback trading Hypothesis: Evidence from Indian Markets
50
Dynamic Interaction among Mutual Fund Flows, Stock Market Return and Volatility
51
Correlation Dynamics in Equity Markets: Evidence from India
52
Price Discovery and Arbitrage Efciency of Indian Equity Futures and Cash Markets
53
Do Hetrogeneous beliefs affects trading volume and asset prices.
55
Forecasting Of Indian Stock Market Index Using Articial Neural Network
56
Global Stock Futures : A Diagnostic Analysis Of a Selected Emerging And Developed Markets With
Special Reference To India
Price Behaviour around Block Trades on the National Stock Exchange of India.
40
57
59
60
61
Does the Stock Market Overreact? An empirical evidence of the Contrarian Returns from the Indian
Markets
Dynamic Relationship between Stock Return, Trading Volume and Volatility:Evidence from Indian
Stock Market
Stock Market Seasonality: A Study of the Indian Stock Market
Determinants and the Stability of Dividends in India:Application of Dynamic Partial Adjustment
Equation using Extended Instrumental Variable Approach
Contd...
104
Contd...
SL. No.
Title of Study
62
Optimal Investment Horizons for S&P CNX Nifty and its Components
63
Examining Association between S&P CNX Nifty and selected Asian and US Stock Markets
64
Efciency of Indian Stock Market: A study of NSE
65
Some Preliminary Examination of Predictive Ability of India VIX
66
Imbalance created because of structured products in India equity market
67
68
A Comparison of Forecasting Performance of Symmetric and Asymmetric Models: A Case of Indian

Stock Exchange
Market Integration and Efciency of Indian Stock Markets: A Study of NSE
69
Price Impact of Block Trades and Price Behavior surrounding Block Trades in Indian Capital Market
Papers Under Progress

1
Forecasting Volatility using High Frequency Data
Table 9-2 A: NCFM Modules

Sr.
No.
Name of Module
Fees (`)
Test
No. of
Duration Ques(in min- tions
utes)
Maximum
Marks
Pass
Marks
(%)
Certicate
Validity
(in years)
Financial Markets: A Beginners Module
1500
120
60
100
50
Mutual Funds : A Beginners Module
1500
120
60
100
50
Currency Derivatives: A Beginners Module
1500
120
60
100
50
Equity Derivatives: A Beginners Module
1500
120
60
100
50
1500
120
60
100
50
1500
120
60
100
50
Interest Rate Derivatives: A Beginners

Module
Commercial Banking in India: A Beginners
Module
Securities Market (Basic) Module
1500
105
60
100
60
Capital Market (Dealers) Module *
1500
105
60
100
50
Derivatives Market (Dealers) Module **
1500
120
60
100
60
10
FIMMDA-NSE Debt Market (Basic) Module
1500
120
60
100
60
11
1500
120
60
100
60
12
Investment Analysis and Portfolio

Management Module
NSDLDepository Operations Module
1500
75
60
100
60 #
13
Commodities Market Module
1800
120
60
100
50
14
Surveillance in Stock Exchanges Module
1500
120
50
100
60
15
Corporate Governance Module
1500
90
100
100
60
16
Compliance Ofcers (Brokers) Module
1500
120
60
100
60
17
Compliance Ofcers (Corporates) Module
1500
120
60
100
60
18
Information Security Auditors Module

(Part-1)
2250
120
90
100
60
Contd...
105
Contd...
Sr.
No.
Name of Module
Fees (`)
Test
No. of
Duration Ques(in min- tions
utes)
120
90
Maximum
Marks
Pass
Marks
(%)
100
60
Certicate
Validity
(in years)
2250
19
Information Security Auditors Module

(Part-2)
Options Trading Strategies Module
1500
120
60
100
60
20
FPSB India Exam 1 to 4***
120
75
140
60
NA
21
Examination 5/Advanced Financial Planning
2000
per
exam
5000
240
30
100
50
NA
22
23
24
25
26
Equity Research Module ##

Issue Management Module ##
Market Risk Module ##
Financial Modeling Module ###
Certied Personal Financial Advisor (CPFA)
Examination
1500
1500
1500
1500
4000
120
120
120
150
120
65
80
50
50
80
100
100
100
75
100
55
55
55
50
60
2
2
2
NA
3
*
#
**
Candidates have the option to take the tests in English, Gujarati or Hindi languages.
Candidates securing 80% or more marks in NSDL-Depository Operations Module ONLY will be certied as Trainers.
Following are the modules of Financial Planning Standards Board India (Certied Financial Planner Certication)
FPSB India Exam 1 to 4 i.e. (i) Risk Analysis & Insurance Planning (ii) Retirement Planning & Employee Benets
(iii) Investment Planning and (iv) Tax Planning & Estate Planning
Examination 5/Advanced Financial Planning
## Modules of Finitiatives Learning India Pvt. Ltd. (FLIP)
### Module of IMS Proschool
The curriculum for each of the modules (except Modules of Financial Planning Standards Board India, Finitiatives Learning India
Pvt. Ltd. and IMS Proschool) is available on our website: www.nseindia.com> NCFM > Curriculum & Study Material.
Table 9-2 B: NISM Modules

Sr.
No.
1
2
4
5
6
7
106
Name of Module
NISM-Series-I: Currency Derivatives

Certication Examination
NISM-Series-II-A: Registrars to an Issue and
Share Transfer Agents
Corporate Certication Examination
NISM-Series-II-B: Registrars to an Issue and
Share Transfer Agents
Mutual Fund Certication Examination
NISM-Series-IV: Interest Rate Derivatives
NISM-Series-V-A: Mutual Fund Distributors
NISM-Series-VI: Depository Operations
NISM Series VII: Securities Operations and
Risk Management Certication Examination
Fees
(`)
Test Duration (in

minutes)
No. of
Questions
Maximum
Marks
Pass
Marks
(%)
1000
120
60
100
Certicate
Validity
(in years)
60
3
1000
120
100
100
50
1000
120
100
100
50
1000
120
100
100
60
1000
120
100
100
50
1000
120
100
100
60
1000
120
100
100
50

NSE Factbook 2011

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NSE Factbook 2011

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Fact Book

NATIONAL STOCK EXCHANGE OF INDIA LIMITED

Copyright 2011 by National Stock Exchange of India Ltd. (NSE)

Trading Value of Different Market Segments ................................................................ 3

Market Capitalisation of different market segments ...................................................... 3

NSE Figures as on March 31, 2011 ............................................................................ 3

Board of Directors of NSEIL .................................................................................... 4

Executive Committees ......................................................................................... 5

Eligibility Criteria for Membership ........................................................................... 9

Growth and Distribution of Members ....................................................................... 12

Listing Criteria for Companies on the CM Segment of NSE .............................................. 15

Listing fees in the CM segment .............................................................................. 16

Pledged shares data as of March 2011 ...................................................................... 19

Eligibility Criteria for Securities on WDM Segment ....................................................... 19

Securities Available for Trading on WDM Segment as on March 31 ..................................... 20

Funds Mobilisation on the Exchange during 2010-11 ..................................................... 21

Initial Public Offerings (IPOs) of Equity Shares during 2010-11 ......................................... 21

Resource Mobilisation through public issue of NCDs during 2010-11 ................................... 23

Rights Issues during 2010-11 .................................................................................. 23

Preferential Allotments by NSE Listed Companies during 2010-11 ..................................... 24

Amount raised through QIP during 2010-11 ................................................................ 32

Companies Delisted during 2010-11 ......................................................................... 33

Business Growth of CM Segment ............................................................................. 37

Frequency Distribution of Companies traded during 2010-11 ........................................... 39

Trading Frequency of Companies in Cash Segment during 2010-11 .................................... 39

Advances/Declines in Cash Segment of NSE (No. of Securities) ........................................ 40

City-wise Turnover in the CM segment ...................................................................... 40

NSE transaction charges ....................................................................................... 42

Rates of Securities Transaction Tax (STT) in CM Segment of NSE ....................................... 42

Percentage Share of Top N Securities/Member in Turnover ........................................... 43

50 Most Active Securities during 2010-11 in Terms of Trading Value ................................. 44

Top 50 Companies by Market Capitalisation as on March 31, 2011 ................................... 45

Individual Securities Single day Trading Records-2010-11 ............................................... 47

Composition of S&P CNX Nifty Index as on March 31, 2011 .............................................. 48

Composition of CNX Nifty Junior Index as on March 31, 2011 ........................................... 49

S&P CNX NIFTY Index .......................................................................................... 51

CNX NIFTY Junior Index ....................................................................................... 53

Performance of NSE Indices during the year 2010-11 .................................................... 54

Mutual Funds/ETFs: No of Trades and Trading Value ..................................................... 54

Settlement Statistics for CM Segment ...................................................................... 56

Business Growth of WDM Segment ........................................................................... 59

Security-wise Distribution of WDM Trades .................................................................. 61

Participant wise Distribution of WDM Turnover ............................................................ 62

Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment .......... 64

Market Capitalisation of WDM Securities ................................................................... 66

FIMMDA NSE MIBID/MIBOR Rates 2010-11 ................................................................... 68

Corporate Bond Trades at NSE (2010-11) ................................................................... 69

Business Growth of Futures & Options Market Segment ................................................. 73

Internet Trading in the F&O Segment of the Exchange .................................................. 75

Records Achieved in the F&O Segment: 2010-11 .......................................................... 75

Participant wise Trading Value in the F&O Segment (2010-11) ......................................... 82

Top 20 Futures contracts according to number of contracts 2010-11 .................................. 86

Top 20 Option contracts according to number of contracts traded 2010-11 .......................... 86

Top 20 Option contracts according to no. of contracts traded 2010-11 ................................ 87

Number of trades in the Futures & Options Segment .................................................... 88

Settlement Statistics in F&O Segment ...................................................................... 89

NSE Transaction charges in F&O Segment of Exchange ................................................... 90

Securities Transaction charges for F&O Segment ......................................................... 90

Business Growth of Currency Futures Segment at NSE ................................................... 93

Records Achieved in the Currency Futures & Options .................................................... 94

Settlement Statistics of Currency futures at NSE ......................................................... 94

Business Growth of Interest Rate Futures .................................................................. 95

Records Achieved in the Interest Rate Futures ............................................................ 96