Angel Broking's tryst with excellence in customer relations began in 1987.

Today, Angel has emerged as one of the most respected Stock-Broking and Wealth Management Companies in India. With its unique retail-focused stock trading business model, Angel is committed to providing Real Value for Money to all its clients. The Angel Group is a member of the Bombay Stock Exchange (BSE), National Stock Exchange (NSE) and the two leading Commodity Exchanges in the country: NCDEX & MCX. Angel is also registered as a Depository Participant with CDSL. Business
y y y y y y y y

Equity Trading Commodities Portfolio Management Services Mutual Funds Life Insurance IPO Depository Services Investment Advisory

Angel Group y y y Angel Broking Ltd. Angel Commodities Broking Ltd. Angel Securities Ltd.

Services Offered: y Equity Derivatives y Commodities y Life Insurance y Mutual Funds y Depository Schemes y PMS y Currency Trading y NRI Services y Investment Advisory y IPO

Personal Data 1) Name (Optional): 2) Sex: Male Female

3) Age in completed years: Below 30 3 31 40 4) Marital Status: Married Divorced 5) Occupation: Professional

41 50

Above 50

Unmarried

Widow

Widower

Business

Salaried

Retired

6) Annual Income in Rs: Below Rs 1, 00, 000 Above Rs 5, 00,000

Rs1, 00,001 3, 00,000

Rs 3, 00,0015, 00,000

7) How much do you save annually (in Rs. Approx) Less than Rs 50,000 Rs 50,001 to Rs 100000 8) Objectives of your savings are: To provide for Retirement For childrens education

Above Rs 100000

For tax reduction To meet contingencies For purchase of assets

Investment Data Please read the following and give your views: 9) Do you prefer investment in Mutual funds to other savings avenue in future? Yes No Not Sure 10) Generally you prefer (Please Rank from 1 - first preference to 6- last preference) Growth schemes Income Schemes Balanced Schemes Tax saving Schemes Money Market Schemes Index Schemes

11) You prefer: Open ended Schemes

Close Ended Schemes

Interval Schemes

12) You prefer investment in Mutual funds due to (Rank from 1 to 8 down) Safety Liquidity Flexibility Good Return Capital appreciation Professional Management Tax Benefit Diversification Benefit 13) There are many qualities that could affect your selection of Mutual funds and Specific Schemes. Please indicate importance of the following in your decision. Highly Important 5 1. a. b. c. d. e. f. g. h. i. j. k. 2. a. b. c. Fund Related Qualities Fund Performance Record Funds Reputation or Brand Name Schemes Expense Ratio Schemes portfolio of investment Reputation of the fund manager Withdrawal Facilities Favourable Rating by an agency Innovativeness of the scheme Products with Tax benefits Entry & Exit Load Minimum Initial Investment Fund Sponsor Qualities Reputation of sponsoring firm Sponsor has a recognized brand name Sponsor has a well developed agency & network Sponsors expertise in managing money Sponsor has a well developed research & Important 4 Some What Important 3 Not Very Important 2 Not at all Important 1

d. e.

f.

3. a.

b.

c.

d. e.

f.

g.

h.

infrastructure Sponsors past performance in terms of risk and return Investor Related Services Disclosure of investment objective in the advertisement Disclosure of periodicity of valuation in the advertisement Disclosure of the method and the periodicity of the schemes sales and repurchases in the offer documents Disclosure of NAV on every trading day Disclosure of deviation of investments from the original pattern MF s Investor s grievance redressal machinery Fringe benefits i.e., free insurance, credit cards, loans on collateral, tax benefits etc. Preferred MF to avoid problems, i.e., bad deliveries, and unnecessary follow up with brokers and companies. 14) How did you come to know about Mutual fund investment schemes? (rank top 4 only) Reference groups _________ Newspapers (business) _________ Television _________ Mail _________ Newspapers (general) _________ Financial Magazines _________ Brokers / Agents _________ Stores Display _________

Thank you very much for your kind co-operation and for taking time to complete this Questionnaire.

Mr. Dinesh Thakkar Founder, Chairman & Managing Director

Mr. Vinay Agrawal Executive Director Equity Broking

Mr. Naveen Mathur Associate Director Commodities & Currencies

Mr. Lalit Thakkar

Mr. Amit Majumdar

Mr. Sachinn Joshi

Managing Director Institutional broking

Chief Strategy Officer

Executive Director & CFO

Mr. Nikhil Daxini Executive Director Sales and Marketing

Mr. Santanu Syam Executive Director Operations

Mr. Ketan Shah Associate Director Information Technology and B2B Business