Professional Documents
Culture Documents
SUMMONS
(CITACION JUDICIAL)
NOTICE
TO
\ EU
DEFENDANT:
(AVISO AL DEMANDADO):
CITY OF SAN GABRIEL, a municipality;CITY COUNCIL OF THE CITY OF SAN GABRIEL;DAVID R GUTIERREZ(please see attached)
YOU ARE BEING SUED BY PLAINTIFF: (LO ESTA DEMANDANDO EL DEMANDANTE):
Vtit,kR - B
L ob
SgErtI\
UELES
CUU
The name and address of the court is: (El nombre y direcci6n de la corte es):
6 C 049042
Los Angeles Superior Court - Northeast District Court 300 E. Walnut Street, Pasadena, CA 91101-1566
The name, address, and telephone number of plaintiffs attorney, or plaintiff without an attorney, is: (El nombre, la direcciOn y el flamer() de telefono del abogado del demandante, o del demandante que no tiene abogado, es):
Michael A. McGill, Esq. SBN 231613, 367 N. Second Ave., Upland, CA 91786
(Secretario) (For proof of service of this summons, use Proof of Service of Summons (form POS-010).) (Para prueba de entrega de esta citation use el formulario Proof of Service of Summons, (POS-010)). NOTICE TO THE PERSON SERVED: You are served [SEAL] I as an individual defendant. 1. I I as the person sued under the fictitious name of (specify): 2. I DATE: (Fecha)
MAR 0 8 2012
ri15.1A. CLARra
, Deputy (Adjunto)
3. I
on behalf of (specify): I CCP 416.10 (corporation) CCP 416.20 (defunct corporation) CCP 416.40 (association or partnership) CCP 416.60 (minor) CCP 416.70 (conservatee) CCP 416.90 (authorized person)
under: I
4. I
Form Adopted for Mandatory Use Judicial Council of California SUM-100 [Rev. July 1, 2009]
SUMMONS
Code of Civil Procedure 412.20, 465 www.courtinfo.ca.gov American LegalNet, Inc. www.FormsWorkflow.com
SHORT TITLE:
CASE NUMBER
Ge04q042
CIVIL CASE COVER SHEET ADDENDUM AND STATEMENT OF LOCATION (CERTIFICATE OF GROUNDS FOR ASSIGNMENT TO COURTHOUSE LOCATION)
This form is required pursuant to LASC Local Rule 2.0 in all new civil case filings in the Los Angeles Superior Court.
Item I. Check the types of hearing and fill in the estimated length of hearing expected for this case:
JURY TRIAL?
3
q HOURS/ Ca DAYS
Item II. Select the correct district and courthouse location (4 steps If you checked "Limited Case", skip to Item III, Pg. 4): Step 1: After first completing the Civil Case Cover Sheet Form, find the main civil case cover sheet heading for your case in the left margin below, and, to the right in Column A, the Civil Case Cover Sheet case type you selected. Step 2: Check one Superior Court type of action in Column B below which best describes the nature of this case.
Step 3: In Column C, circle the reason for the court location choice that applies to the type of action you have checked.
For any exception to the court location, see Los Angeles Superior Court Local Rule 2.0.
Step A
Civil Case Cover Sheet Category No. 0 I0
B
Type of Action (Check only one) q A7100 Motor Vehicle - Personal Injury/Property Damage/Wrongful Death
C
Applicable Reasons See Step 3 Above 1., 2., 4. 1., 2., 4. 2. 2. 1., 2., 3., 4., 8. 1., 2., 4. 1. 2 4.
A7110 Personal Injury/Property Damage/Wrongful Death Uninsured Motorist A6070 Asbestos Property Damage A7221 Asbestos - Personal Injury/Wrongful Death
q Asbestos (04)
q
A7260 A7210
Product Liability (not asbestos or toxic/environmental) Medical Malpractice - Physicians & Surgeons
El
q
A7240 Other Professional Health Care Malpractice A7250 Premises Liability (e.g., slip and fall)
2
q
0,)
q A7230 Intentional Bodily Injury/Property Damage/Wrongful Death (e.g., assault, vandalism, etc.)
q
A7270 A7220
'a- l) at a o
CD
A6029
Other Commercial/Business Tort (not fraud/breach of contract) Civil Rights/Discrimination Defamation (slander/libel) Fraud (no contract)
q A6005 q A6010
q
c co 2 o
a) co 0- eg 0 M Z
Fraud (16)
A6013
E
>. 7 m 0 2 a 2- 0
Ta
SHORT TITLE
CASE NUMBER
B
Type of Action (Check only one)
c (7, 0
q q q III
IZ
A6017
Legal Malpractice
2 4N -5 a_ P) c c o 0 z
2.,3.
Employ men t
1., 2., 3.
1., 2., 3. 10. 2., 5. 2., 5. 1 , 2., 5. 1. 2., 5. 2., 5., 6. 2., 5 1., 2., 5., 8. 1., 2., 3., 5. 1., 2., 3., 5. 1., 2., 3., 8.
q q
Eil
A6004 Breach of Rental/Lease Contract (not Unlawful Detainer or wrongful eviction) A6008 A6019 A6028 Contract/Warranty Breach -Seller Plaintiff (no fraud/negligence) Negligent Breach of Contract/Warranty (no fraud) Other Breach of Contract/Warranty (not fraud or negligence)
q q q q q q
q
A6002 A6012
A6015
A6009 Contractual Fraud A6031 A6027 Tortious Interference Other Contract Dispute(not breach/insurance/fraud/negligence)
q
Eminent Domain/Inverse Condemnation (14) Wrongful Eviction (33) q
A7300
Eminent Domain/Condemnation
Number of parcels
2.
A6023
2., 6.
q
q
A6018 A6032
2., 6. 2. 6. 2., 6.
q
Ju dic ia l Re v ie w Un lawfu lDe ta iner
Unlawful DetainerCommercial (31) Unlawful DetainerResidential (32) Unlawful DetainerDrugs (38) Asset Forfeiture (05) Petition re Arbitration (11)
0
Ell 0
A6021
2., 6.
A6020
2., 6.
A6022
Unlawful Detainer-Drugs
2. 6.
q q
A6108 A6115
2., 6. 2 5
LASC, rule 2.0 Page 2 of 4
SHORT TITLE:
CASE NUMBER
A
Civil Case Cover Sheet Category No. q Writ of Mandate (02) Other Judicial Review (39) Antitrust/Trade Regulation (03) Construction Defect (10) Claims Involving Mass Tort (40) Securities Litigation (28) Toxic Tort Environmental (30) Insurance Coverage Claims from Complex Case (41) q q A6151 A6152 A6153
B
Type of Action (Check only one) Writ - Administrative Mandamus Writ - Mandamus on Limited Court Case Matter Writ - Other Limited Court Case Review
A6150
q A6003
Antitrust/Trade Regulation
1., 2
8.
q q q
1., 2., 3.
1., 2 8.
8.
q q
A6014
5., 8.
A6141
q q q q q
A6140 Administrative Agency Award (not unpaid taxes) A6114 A6112 Petition/Certificate for Entry of Judgment on Unpaid Tax Other Enforcement of Judgment Case
RICO (27) co
4
q q
Racketeering (RICO) Case Declaratory Relief Only Injunctive Relief Only (not domestic/harassment) Other Commercial Complaint Case (non-tort/non-complex) Other Civil Complaint (non-tort/non-complex) Partnership and Corporate Governance Case Civil Harassment
1., 2 1
8.
2.
a
2., 8.
q q q q q q q
2., 8.
A6123 Workplace Harassment A6124 A6190 A6110 Elder/Dependent Adult Abuse Case Election Contest Petition for Change of Name
2 , 3., 9. 2 2
L7
q
SHORT TITLE:
CASE NUMBER
Item III. Statement of Location: Enter the address of the accident, party's residence or place of business, performance, or other circumstance indicated in Item II., Step 3 on Page 1, as the proper reason for filing in the court location you selected.
REASON: CHECK THE NUMBER UNDER COLUMN C WHICH APPLIES IN THIS CASE
Z CITY: San Gabriel
ADDRESS:
425 S.
Mission Drive
Item IV. Declaration of Assignment: I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct and that the above-entitled matter is properly filed for assignment to the Pasadena
Northeast
courthouse in the District of the Los Angeles Superior Court (Code Civ. Proc., 392 et seq., and LASC Local Rule 2.0,
Dated:
PLEASE HAVE THE FOLLOWING ITEMS COMPLETED AND READY TO BE FILED IN ORDER TO PROPERLY COMMENCE YOUR NEW COURT CASE:
1. 2. 3. 4. 5. 6. 7. Original Complaint or Petition. If filing a Complaint, a completed Summons form for issuance by the Clerk. Civil Case Cover Sheet form CM-010. Complete Addendum to Civil Case Cover Sheet form LACIV 109 (Rev. 01/07), LASC Approved 03-04. Payment in full of the filing fee, unless fees have been waived. Signed order appointing the Guardian ad Litem, JC form FL-935, if the plaintiff or petitioner is a minor under 18 years of age, or if required by Court. Additional copies of documents to be conformed by the Clerk. Copies of the cover sheet and this addendum must be served along with the summons and complaint, or other initiating pleading in the case.
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
Dieter C. Dammeier, SBN 188759 dieter@policeattorney.com Michael A. McGill, SBN 231613 mcgill@policeattorney.com LACKIE, DAMMEIER & McGILL APC 367 North Second Avenue Upland, CA 91786 Telephone: (909) 985-4003 Facsimile: (909) 985-3299 Attorneys for Plaintiffs SAN GABRIEL POLICE OFFICERS' ASSOCIATION; MARIAN ALVAREZ
oR Gm" FILED
UR -8 2012
LLES LOS SUPERIOR COURT
SUPERIOR COURT OF THE STATE OF CALIFORNIA IN AND FOR THE COUNTY OF LOS ANGELES NORTHEAST DISTRICT
Case No.: COMPLAINT FOR DAMAGES AND DECLARATORY AND INJUNCTIVE RELIEF DEMAND FOR JURY TRIAL
CITY OF SAN GABRIEL, a municipality; CITY COUNCIL OF THE CITY OF SAN GABRIEL; DAVID R GUTIERREZ, individually and in his official capacity as Mayor and Councilperson of the City of San Gabriel; KEVIN B. SAWKINS, individually and in his official capacity as ViceMayor and Councilperson of the City of San Gabriel; JULI COSTANZO, individually and in her official capacity as Councilperson of the City of San Gabriel; JOHN HARRINGTON, individually and in his official capacity as Councilperson of the City of San Gabriel; MARIO DE LA TORRE, individually and in his official capacity as Councilperson of the City of San Gabriel; STEVEN A. PRESTON, individually and in his official capacity as the City Manager of the City of San Gabriel; TOM MARSTON, individually and in his official capacity as the Finance Director for the City of San Gabriel; ROBERT KRESS, in his official
Gabriel; JOHN JANOSIK, individually and in his official capacity as the Treasurer of the City of San Gabriel; and DOES 1 through 50, Inclusive, Defendants.
4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 2
COMPLAINT
1.
the recognized exclusive bargaining representative for those employees of the City of San Gabriel ("the City") with the job classification of Police Officer. The SGPOA can sue and be sued in its name and on behalf of its members. 2. Plaintiff MARIAN ALVAREZ brings this claim on behalf of herself and all other
similarly situated residents and taxpayers of the City of San Gabriel. She is a resident of the City of San Gabriel who is liable or has been liable within one year of the filing of this complaint for the payment of taxes, assessments and fees imposed and collected by the City. 3. Defendant CITY OF SAN GABRIEL ("the City") is a duly constituted municipal
corporation operating under the laws of the State of California, wholly situated in the County of Los Angeles. 4. Defendant CITY COUNCIL OF THE CITY OF SAN GABRIEL ("City
Council"), the elected governing body of Defendant City, is responsible for establishing laws and policies in the conduct of City business. 5. Defendant DAVID R GUTIERREZ is the Mayor and a Councilperson for the City
of San Gabriel. Defendant Gutierrez is named in both his official and individual capacities. 6. Defendant KEVIN B. SAWKINS is the Vice-Mayor and a Councilperson for the
City of San Gabriel. Defendant Sawkins is named in both his official and individual capacities. 7. Defendant JULI COSTANZO is a Councilperson for the City of San Gabriel.
Defendant Costanzo is named in both her official and individual capacities. 8. Defendant JOHN HARRINGTON is a Councilperson for the City of San Gabriel.
9.
Gabriel. Defendant De La Torre is named in both his official and individual capacities. 10. 4 5 6 7 8 9 10 11 12 13 14 15
16 17 18
City, is responsible for the administration of all City departments, and serves as the City's chief executive to the City Council. Defendant Preston is named in both his official and individual capacities. 11. Defendant TOM MARSTON is the Finance Director for the City of San Gabriel.
Defendant Marston is named in both his official and individual capacities. 12. Defendant ROBERT KRESS is the City Attorney for the City of San Gabriel. As
City Attorney, Kress owes a duty to residents and employees, including Plaintiff SGPOA's members, of the City of San Gabriel to ensure that the City complies with the law. Defendant Kress is named in his official and individual capacity. 13. Defendant JOHN JANOSIK, the elected City Treasurer of Defendant City, is
responsible for establishing and maintaining the procedures and controls over City revenues and expenditures. Defendant Janosik is named in both his official and individual capacities. 14. The true names and capacities of the Defendants named herein as DOES 1
through 10, whether individual, government, corporate, associate, or otherwise, are unknown to
Plaintiffs who therefore bring this claim against Defendants by such fictitious names pursuant to
19
20
21
Code of Civil Procedure, 474 et. seq. 15. Defendants DOES 1 through 50, were at all times alleged herein, officers,
employees or public bodies of defendant City and in some capacity were responsible for the wrongful acts herein complained of. Plaintiffs are informed and believe that the DOE individual Defendants herein are California residents and will amend this claim to show their true names and capacities once they have been ascertained. Based on information and belief, DOES 1 through 50 personally benefitted from the unlawful actions complained of herein. 16. In 1948, the people of the City of San Gabriel voted upon and enacted Ordinance
22 23 24 25 26 27 28
No. 540, authorizing the City to enter its employees into the "State Employees' Retirement System," and create a special tax to fund the obligations of this retirement system. (The "State
3
COMPLAINT
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21
Employees' Retirement System" is now known as the "Public Employees' Retirement System", or "PERS".) 17. Regarding the special tax, Ordinance No. 540 of 1948 authorized the City to:
"...levy and collect annually...a special tax sufficient to raise the amount estimated...to be required to provide sufficient revenues to meet the obligations of said City to said retirement system..." (See "Exhibit A" attached hereto. Emphasis added.) 18. Based on information and belief, since the adoption of this special tax, the City
has updated the tax by enacting annual rate-setting Resolutions. 19. According to documents obtained by Plaintiffs, every rate-setting Resolution
enacted for the past eleven years, from fiscal year 2000-2001 through 2010-2011, specifically references the purpose of the tax as the "City's indebtedness to Public Employees' Retirement System as set forth in Ordinance No. 540..." (See "Exhibit B" attached hereto.) 20. Since at least fiscal year 2000-2001, and most likely beginning before that year,
the revenue from this special tax has been placed outside the City's general fund and into the City's designated "Retirement Fund." 21. Despite the enumerated specified purpose for the revenues generated from this
special tax, documents obtained by Plaintiffs show that the funds instead are being, and have been, diverted towards and used for purposes other than the City's indebtedness and contractual obligations to PERS for the benefit of its employees, and attracting and retaining qualified employees for the benefit of the City, and ultimately its residents, businesses and other constituents. 22. Specifically, documents show that at least $5,714,280 from the City's Retirement
22
23 24 25 26 27 28
Fund has been diverted by Defendants to fund numerous benefits for City staff personnel, including deferred compensation accounts and retiree medical accounts. (See Exhibit C attached hereto.) 23. In addition, based on information and belief, interest received from the special tax
revenue was diverted to the City's General Fund by Defendants to assist in paying for City Staff compensation increases.
4 COMPLAINT
24.
personally received these benefits, and thus personally benefit from the diversions from the City 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 (Emphasis added.) 31. California Gov't Code 53724 imposes a mandatory duty on Defendants to here. 30. California Government Code 815.6 states: 29. Retirement Fund. 25. Upon information and belief, Plaintiffs estimate that more than $5,714,280 has
been impermissibly diverted from the City's Retirement Fund; the documents obtained by Plaintiffs only extend back to fiscal year 2000-2001. 26. As a result of these diversions, the Retirement Fund has been depleted to a point
where its continued solvency is in jeopardy, and as such the City's responsibility to fund its PERS obligations is creating a fiscal crisis endangering the well-being of the City as a whole. 27. 28. Based on information and belief, Defendant In doing the things alleged herein, the individually-named Defendants acted under
color of state law, and within the course and scope of employment and official duties. FIRST CAUSE OF ACTION
Where a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused by its failure to discharge the duty unless the public entity establishes that it exercised reasonable diligence to discharge the duty.
ensure that a special tax may be "used only for the purpose or service for which it was imposed, and for no other purpose whatsoever." Gov't Code 53724 (emphasis added). 32. The tax imposed pursuant to Ordinance No. 540 is a special tax, because it is a tax
"levied to fund a specific governmental project or program." Rider v. County of San Diego, 1
5 COMPLAINT
1 2 3 4 5 6 7 8 9 10 11
Cal.4th 1, 15 (1991); see also Gov't Code 53721 ("Special taxes are taxes imposed for specific purposes."). 33. In doing the things alleged to have been done, Defendants unlawfully diverted
special tax revenue from the City's Retirement Fund towards purposes not specified in enactment of the special tax, in violation of California Government Code 53724. 34. Plaintiffs have been harmed by the depletion of the City's Retirement Fund in that
their pensions are now underfunded. Defendant's failure to comply with their mandatory duty to fund the City's Retirement Fund as required by Ordinance No. 540 is the direct and proximate cause of the depletion and underfunding of the City's Retirement Fund. SECOND CAUSE OF ACTION Illegal Expenditure of Taxpayer Funds
.d 6 12
g 13 x c 14
.
C.C.P. 526a
35. here. 36. C.C.P. 526a provides in relevant part that a "taxpayer's suit", "...to obtain a Plaintiffs re-allege each and every preceding paragraph as though set forth in full
2c
AW
t u<
15 16 17 18 19 20 21 22 23 24 25 26 27 28
judgment, restraining and preventing any illegal expenditure of...(the) funds...of a county, town, city...may be maintained against any officer thereof, or any agent, or other person, acting in its behalf, either by a citizen resident therein, or by a corporation, who is assessed for and is liable to pay, or, within one year before the commencement of the action, has paid, a tax therein." 37. Defendants diversion of funds from the specified purposes of the special tax is
unlawful, as it is made in violation of Gov. Code 53724. Gov . Code 53724 provides in relevant part that revenues from a special tax may be "used only for the purpose or service for which it was imposed, and for no other purpose whatsoever." (Emphasis added.) The tax imposed pursuant to Ordinance No. 540 is a special tax, because it is a tax "levied to fund a specific governmental project or program." Rider v. County of San Diego, 1 Ca1.4th 1, 15 (1991). (Also see Gov. Code 53721: "Special taxes are taxes imposed for specific purposes.")
6
COMPLAINT
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 here.
38.
form of reimbursement into the City's General Fund all unlawfully diverted money, as their unlawful acts herein described were done in an absence of "due care." THIRD CAUSE OF ACTION Legal Malpractice Wrongful Act or Omission Against Defendant Robert Kress Only 39. Plaintiffs re-allege each and every preceding paragraph as though set forth in full
40.
As, City Attorney, Defendant Kress, owes a duty to Plaintiffs to use such skill,
prudence and diligence as City Attorneys commonly possess. Specifically, Defendant Kress owes to Plaintiffs to ensure that City officials do not violate state statutes and that they are informed of their obligations under the law regarding the acts and omissions complained of herein. 41. Defendant Kress breached his duty to Plaintiffs. Based on information and belief
Kress was present and took part in the actions resulting in the illegal expenditure of taxpayer funds. 42. As a proximate cause of Kress' breach, Plaintiffs were harmed in the depleted
FOURTH CAUSE OF ACTION Violations of California Propositions 13 and 62 43. Plaintiffs reallege and incorporate by reference paragraphs 1 through 42 as though
fully set forth herein. 44. In 1978, Proposition 13 added Article 13a to the California Constitution, requiring
that all special taxes be approved by two-thirds vote of the local electorate. 45. In 1986, the California voters approved Proposition 62, requiring all proposals for
a new or higher general tax to be approved by two-thirds of the local agency's governing body, and by a majority of the voters, and that proposals for special taxes contain specific information
7 COMPLAINT
1 2 3 4 5 6 7 8 9 10 11 12 1:3 14 15 16 17 18 19 20
21
concerning the proposed use, and penalizes local agencies for failing to comply with these requirements, as well as requiring local agencies to stop collecting any new or higher general taxes adopted after July 31, 1985 unless approved by a majority of voters. 46. In doing things alleged hereinabove, the Defendants and each of them failed to
WHEREFORE, Plaintiffs pray that this Court: 1. 2. Award general, compensatory, and special damages according to proof; Award injunctive relief ordering Defendants to cease the unlawful diversion of funds from the City's Retirement Fund and the interest accrued from the same; 3. Award injunctive relief ordering Defendants to take all necessary actions so as to return all unlawfully diverted funds back into the City's Retirement Fund; 4. Render a judicial determination that the actions of the City as described above is unlawful as it violates Gov't Code 815.6, 53724 and C.C.P. 526a; 5. Award reasonable attorney's fees and costs under C.C.P. 1021.5, and as otherwise provided by law; 6. 7. Award interest as provided by law; and Award such other and further relief that the Court deems necessary and proper. Respectfully Submitted, LACKIE, DAM ER & McGILL APC
24
-)
Dieter C. Dammeier Michael A. McGill Attorneys for Plaintiffs, SAN GABRIEL POLICE OFFICERS' ASSOCIATION; MARIAN ALVAREZ
26
77
28
8
COMPLAINT
1 2 3 4 5
6 7 8 9 10 11
Dieter C. Dammeier Michael A. McGill Attorneys for Plaintiffs, SAN GABRIEL POLICE OFFICERS' ASSOCIATION; MARIAN ALVAREZ
12 13 14 15
16 17 18
19
20
21 22
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"?6, 27 28 9 COMPLAINT
l' .I
FILED
EAR 8 2012
, L. n S CASE NUMRER_Atefb
i (4 1.611.12
LES
You are ordered to serve this notice of hearing on all parties/attorneys of record forthwith, and meet and confer with all parties/attorneys of record about the matters to be discussed no later than 30 days before the Case Management Conference. Your Case Management Conference has been scheduled at the courthouse address shown above on:
Dale:
Dept.: a) r
NEP
NOTICE TO DEFENDANT: THE SETTING OF THE CASE MANAGEMENT CONFERENCE DOES NOT EXEMPT THE DEFENDANT FROM FILING A RESPONSIVE PLEADING AS REQUIRED BY LAW. Pursuant to California Rules of Court, rules 3.720-3.730, a completed Case Management Statement (Judicial Council form # CM-110) must be filed at least 15 calendar days prior to the Case Management Conference. The Case Management Statement may be filed jointly by all parties/attorneys of record or individually by each party/attorney of record. You must be familiar with the case and be fully prepared to participate effectively in the Case Management Conference. At the Case. Management Conference, the Court may make pretrial orders including the following, but not limited to, an order establishing adiscovery schedule; an order referring the case to Alternative Dispute Resolution (ADR); an order reclassifying the case; an order setting subsequent conference and the trial date; or other orders to achieve the goals of the Trial Court Delay Reduction Act (Gov. Code, 68600 et seq.) Notice is hereby given that if you do not file the Case Management Statement or appear and effectively participate at the Case Management Conference, the Court may impose sanctions, pursuant to LASC Local Rule 7.13, Code of Civil Procedure sections 177.5, 575.2, 583.150, 583.360 and 583.410, Government Code section 68608, subdivision (b), and California Rules of Court, rule 2.2 et seq.
Dated:
I, the below named Executive Officer/Clerk of the above-entitled court, do hereby certify that I am not a party to the cause herein, and that on this date I served the Notice of Case Management Conference upon each party or counsel named below:
q
, California, one copy of the original by depositing in the United States mail at the courthouse in filed herein in a separate sealed envelope to each address as shown below with the postage thereon fully prepaid.
[711 by personally giving the party notice upon filing of the complaint.
I41 11 40,
Dated:
LACIV 132 (Rev. 09/07) LASC Approved 10-03
By
DAWN Ft400:1E-Fin.
Deputy Clerk
Cal. Rules of Court, rules 3.720-3.730 LASC Local Rules, Chapter Seven
SUPERIOR COURT OF CALIFORNIA, COUNTY OF LOS ANGELES ALTERNATIVE DISPUTE RESOLUTION (ADR) INFORMATION PACKAGE
[CRC 3.221 Information about Alternative Dispute Resolution] For additional ADR information and forms visit the Court ADR web application at www.lasuperiorcourt.org (click on ADR). The plaintiff shall serve a copy of this Information Package on each defendant along with the complaint (Civil only).
What Is ADR:
Alternative Dispute Resolution (ADR) is the term used to describe all the other options available for settling a dispute which once had to be settled in court. ADR processes, such as arbitration, mediation, neutral evaluation (NE), and settlement conferences, are less formal than a court process and provide opportunities for parties to reach an agreement using a problem-solving approach. There are many different kinds of ADR. All of them utilize a "neutral", an impartial person, to decide the case or help the parties reach an agreement.
Mediation:
In mediation, a neutral person called a "mediator" helps the parties try to reach a mutually acceptable resolution of the dispute. The mediator does not decide the dispute but helps the parties communicate so they can try to settle the dispute themselves. Mediation leaves control of the outcome with the parties.
Cases for Which Mediation May Be Appropriate
Mediation may be particularly useful when parties have a dispute between or among family members, neighbors, or business partners. Mediation is also effective when emotions are getting in the way of resolution. An effective mediator can hear the parties out and help them communicate with each other in an effective and nondestructive manner.
Cases for Which Mediation May Not Be Appropriate
Mediation may not be effective if one of the parties is unwilling to cooperate or compromise. Mediation also may not be effective if one of the parties has a significant advantage in power over the other. Therefore, it may not be a good choice if the parties have a history of abuse or victimization.
Arbitration: In arbitration, a neutral person called an "arbitrator" hears arguments and evidence from each side and then decides the outcome of the dispute. Arbitration is less formal than a trial, and the rules of evidence are often relaxed. Arbitration may be either "binding" or "nonbinding." Binding arbitration means that the parties waive their right to a trial and agree to accept the arbitrator's decision as final. Nonbinding arbitration means that the parties are free to request a trial if they do not accept the arbitrator's decision. Cases for Which Arbitration May Be Appropriate Arbitration is best for cases where the parties want another person to decide the outcome of their dispute for them but would like to avoid the formality, time, and expense of a trial. It may also be appropriate for complex matters where the parties want a decision-maker who has training or experience in the subject matter of the dispute. Cases for Which Arbitration May Not Be Appropriate
If parties want to retain control over how their dispute is resolved, arbitration, particularly binding arbitration, is not appropriate. In
binding arbitration, the parties generally cannot appeal the arbitrator's award, even if it is not supported by the evidence or the law. Even in nonbinding arbitration, if a party requests a trial and does not receive a more favorable result at trial than in arbitration, there may be penalties. Neutral Evaluation: In neutral evaluation, each party gets a chance to present the case to a neutral person called an "evaluator." The evaluator then gives an opinion on the strengths and weaknesses of each party's evidence and arguments and about how the dispute could be resolved. The evaluator is often an expert in the subject matter of the dispute. Although the evaluator's opinion is not binding, the parties typically use it as a basis for trying to negotiate a resolution of the dispute. Cases for Which Neutral Evaluation May Be Appropriate Neutral evaluation may be most appropriate in cases in which there are technical issues that require special expertise to resolve or the only significant issue in the case is the amount of damages. Cases for Which Neutral Evaluation May Not Be Appropriate Neutral evaluation may not be appropriate when there are significant personal or emotional barriers to resolving the dispute. Settlement Conferences:
Settlement conferences may be either mandatory or voluntary. In both types of settlement conferences, the parties and their attorneys meet with a judge or a neutral person called a "settlement officer" to discuss possible settlement of their dispute. The judge or settlement officer does not make a decision in the case but assists the parties in evaluating the strengths and weaknesses of the case and in negotiating a settlement. Settlement conferences are appropriate in any case where settlement is an option. Mandatory settlement conferences are often held close to the date a case is set for trial .
LAADR 005 (05 - 09)
LASC Approved Page 1 of 2
Neutral Evaluation (Governed by Los Angeles Superior Court Rules, chapter 12.) Judicial Arbitration
(Governed by Code of Civil Procedure sections 1141.10-1141.31, California Rules of Court, rules 3.810-3.830, and Los Angeles Superior Court Rules, chapter 12.)
Eminent Domain Mediation (Governed by Code of Civil Procedure section 1250.420.) Civil Harassment Mediation Small Claims Mediation FAMILY LAW (non-custody) Mediation Forensic Certified Public Accountant (CPA) Settlement Conference Settlement Conference
PROBATE:
Mediation Settlement Conference
NEUTRAL SELECTION Parties may select a mediator, neutral evaluator, or arbitrator from the Court Party Select Panel or may hire someone privately, at their discretion. If the parties utilize the Random SeleCt Mediation or Arbitration Panel, the parties will be assigned on a random basis the name of one neutral who meets the case criteria entered on the court's website. COURT ADR PANELS
Party Select Panel
Private Neutral
The Party Select Panel consists of mediators, neutral evaluators, and arbitrators who have achieved a specified level of experience in court-connected cases. The parties (collectively) may be charged $150.00 per hour for the first three hours of hearing time. Thereafter, the parties may be charged for additional hearing time on an hourly basis at rates established by the neutral if the parties consent in writing. The Random Select Panel consists of trained mediators, neutral evaluators, and arbitrators who have not yet gained the experience to qualify for the Party Select Panel, as well as experienced neutrals who make themselves available pro bono as a way of supporting the judicial system. It is the policy of the Court that all Random Select panel volunteer mediators, neutral evaluators, and arbitrators provide three hours hearing time per case. Thereafter, the parties may be charged for additional hearing time on an hourly basis at rates established by the neutral if the parties consent in writing. The market rate for private neutrals can range from $300-$1,000 per hour.
ADR ASSISTANCE For assistance regarding ADR, please contact the ADR clerk at the courthouse in which your case was filed.
COURTHOUSE ADDRESS
Antonovich Chatsworth Compton Glendale Long Beach Norwalk Pasadena Pomona San Pedro Santa Monica Stanley Mosk Torrance Van Nuys
42011 4th St. West 9425 Penfield Ave. 200 W. Compton Blvd. 600 E. Broadway 415 W. Ocean Blvd. 12720 Norwalk Blvd. 300 E. Walnut St. 400 Civic Center Plaza 505 S. Centre 1725 Main St. 111 N. Hill St. 825 Maple Ave. 6230 Sylmar Ave.
ROOM None 1200 1002 273 316 308 109 106 209 203 113 100 418
CITY Lancaster, CA 93534 Chatsworth, CA 91311 Compton, CA 90220 Glendale, CA 91206 Long Beach, CA 90802 Norwalk, CA 90650 Pasadena, CA 91101 Pomona, CA 91766 San Pedro, CA 90731 Santa Monica, CA 90401 Los Angeles, CA 90012 Torrance, CA 90503 Van Nuys, CA 91401
PHONE
FAX
(661)974-7275 (818)576-8565 (310)603-3072 (818)500-3160 (562)491-6272 (562)807-7243 (626)356-5685 (909)620-3183 (310)519-6151 (310)260-1829 (213)974-5425 (310)222-1701 (818)374-2337
(661)974-7060 (818)576-8687 (310)223-0337 (818)548-5470 (562)437-3802 (562)462-9019 (626)666-1774 (909)629-6283 (310)514-0314 (310)319-6130 (213)633-5115 (310)782-7326 (818)902-2440
Partially Funded by the Los Angeles County Dispute Resolution Program A complete list of the County Dispute Resolution Programs is available online and upon request in the Clerk's Office.
CASE NUMBER:
The undersigned parties stipulate to participate in an Alternative Dispute Resolution (ADR) process in the above-entitled action, as follows: q q q Mediation Non-Binding Arbitration Binding Arbitration Early Neutral Evaluation
Settlement Conference
(=I
q
IEJ
Dated:
111 Cross-defendant
Cross-defendant
Cross-defendant
3 Plaintiff q Defendant
3 Plaintiff
q Cross-defendant
q Cross-defendant
Cross-defendant
Cross-defendant
Cross-defendant
Cross-defendant
California Academy of Mediation Professionals (818) 377-7250 Center for Conflict Resolution (818) 380-1840 Inland Valleys Justice Center (909) 397-5780
(Spanish language capability)
Office of the Los Angeles City Attorney Dispute Resolution Program (213) 485-8324
(Spanish language capability)
Los Angeles County Bar Association=Dispute Resolution Services toll free number 1-877-4Resolve (737-6583) or (213) 896-6533
(Spanish language capability)
The Loyola Law School Center for Conflict Resolution (213) 736-1145
(Spanish language capability)
Martin Luther King Legacy Association Dispute Resolution Center (323) 290-4132
(Spanish language capability)
What is the goat of mediation? The goal is to assist the parties in reaching a mutually acceptable agreement or understanding on some or all of the issues. The parties jointly become the primary decision maker in how to resolve the issues as opposed to the traditional judge and/or -jury system. Do I need an attorney for this? While it is recommended to have an attorney and/or receive legal advice before the mediation starts, you are not required to have representation. If you do have an attorney, they may participate in the mediation with you. How long does it take? Face-to-face mediations generally last one to three hours. Telephone conciliations, in which the parties do not meet face to face, vary from a few days to several weeks. Much depends on the number of parties involved and the complexities of the issues. When the mediation takes place depends on parties scheduling availability. A Mediator helps parties... + Have productive discussions Avoid or break impasses +Defuse controversy *Generate options that have potential for mutual gain Better understand each other's concerns and goals *Focus on their interests rather than their positions A Mediator does not... +Provide advice or opinions Offer legal information +Make decisions for parties +Represent or advocate for either side Judge or evaluate anyone or anything *Conduct research "Take Sides" Legal Advice/Information If you want to retain an attorney, a list of state certified referral services is at courtinfo.ca.gov which also has an on-line self help legal center. Self-Help Legal Access Centers are at the Inglewood, Palmdale, Pomona, and Van Nuys courthouses. nls-la.orq and lalla.orq
Court Personnel can answer non-legal questions (forms, fees, fee waivers). lasuperiorcourt.orq
The first three hours of any mediation are free. Thereafter, charges are based on income or revenue. All fees are waived for low-income individuals.
The services offered by the contractors listed may be accessed immediately. Those offered by the Superior Court ADR Office, also a DRPA contractor, may not be accessed by parties until a court appearance, or at the directive of the judge assigned to the case.
Low-income individuals may qualify for help from non-profit legal organizations. Court Personnel and DRPA contractors have such listings.