November 26, 2010 - CIR/IMD/FIIC/18/2010 (Issued by SEBI) Allocation of Government debt & corporate debt investment limits to FIIs

November 09, 2010 - CIR/IMD/DF/17/2010 (Issued by SEBI) Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure November 04, 2010 - CIR/MIRSD/9/2010 (Issued by SEBI) Display of Details by Stock Brokers (including Trading Members) November 02, 2010 - Cir/IMD/DF/16/2010 (Issued by SEBI) Portfolio Managers clarification on minimum investment amount by clients, performance of portfolio and schemes November 01, 2010 - Cir/OIAE/IAD/01/2010 (Issued by SEBI) Code of Conduct for Investor Associations (IAs) October 27, 2010 - CIR/DNPD/6/2010 (Issued by SEBI) European Style Stock Options October 26, 2010 - CIR/ISD/2/2010 (Issued by SEBI) Clarification on Trading Rules and shareholding in dematerialized mode October 22, 2010 - Cir/IMD/DF/15/2010 (Issued by SEBI) Consolidation or Merger of Schemes - to protect the interests of Investors in securities & to promote the development of & to regulate the securities market. October 14, 2010 - CIR/MRD/DP/34/2010 (Issued by SEBI) Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement October 12, 2010 - CIR/CFD/DIL/8/2010 (Issued by SEBI) Applications Supported by Blocked Amount (ASBA) facility in public issues - syndicate / subsyndicate members may procure ASBA forms from the investors and submit it to Self Certified Syndicate Banks (SCSBs) October 07, 2010 - CIR/MRD/DP/33/2010 (Issued by SEBI) Review of Securities Lending and Borrowing (SLB) Framework October 05, 2010 - Cir. /IMD/DF/13/2010 (Issued by SEBI) Portfolio Managers - Regulation of Fees and Charges - to bring about greater uniformity, clarity and transparency with regard to fees and charges September 29, 2010 - CIR/IMD/FII/12/2010 (Issued by SEBI) Compliance with circular dated April 15, 2010 to all FIIs September 29, 2010 - DBOD No. BP.BC.44 /21.04.141/ 2010-11 (Issued by RBI) Prudential norms on Investment in Zero Coupon Bonds September 22, 2010 - DNBS(PD).CC. No 201/03.10.42 /2010-11 (Issued by RBI) KYC Norms/ AML Standards/ CFT with reference to Company Circular No 172 dated April 30, 2010. September 22, 2010 - G.S.R. 777(E) (Issued by MCA) Central Government authorizes the officers in the Serious Fraud Investigation Officer (SFIO), to inspect the books of accounts and other books and papers for every company September 14, 2010 - A.P. (DIR Series) Circular No. 12 (Issued by RBI) Exim Bank's Line of Credit (LOC) of USD 25 million to the Eastern and Southern African Trade and

Development Bank (PTA Bank) September 14, 2010 - A.P. (DIR Series) Circular No. 13 (Issued by RBI) Reporting under Foreign Direct Investment (FDI) Scheme September 06, 2010 - RPCD.CO.RF.BC.No.17/07.40.06/2010-11 (Issued by RBI) Submission of data to Credit Information Companies - the RBI has issued certificate of registration to Experian Credit Information Company of India Pvt. Ltd. and Equifax Credit Information Services Pvt. Ltd. to commence the business of credit information September 06, 2010 - RPCD.CO.RF.BC.No.17/07.40.06/2010-11 (Issued by RBI) Submission of data to Credit Information Companies - RBI has issued certificate of registration to Experian Credit Information Company of India Pvt. Ltd. and Equifax Credit Information Services Pvt. Ltd. to commence the business of credit information September 06, 2010 - NSDL/POLICY/2010/0102 (Issued by NSDL) Pledge of shares through depository system - Participants are advised to inform the beneficial owners that any procedure followed other than as specified under the aforesaid provisions of law shall not be treated as pledge September 06, 2010 - CIR/MRD/DP/30/2010 (Issued by SEBI) Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 August 31, 2010 - CIR/MRD/DSA/29/2010 (Issued by SEBI) Arbitration Mechanism in Stock Exchanges August 31, 2010 - CIR/MRD/DMS/28/2010 (Issued by SEBI) Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker / Stock Broker and Depository Participant - Clarifications August 27, 2010 - CIR/MRD/DP/ 25/2010 (Issued by SEBI) Securities Trading using Wireless Technology August 23, 2010 - 01/2010 (Issued by ) Foreign Trade Policy, 2009-2014 incorporating the Annual Supplement as updated on 23rd August, 2010 August 12, 2010 - A.P. (DIR Series) Circular No.08 (Issued by RBI) External Commercial Borrowings (ECB) Policy Liberalisation August 09, 2010 - A.P. (DIR Series) Circular No. 06 (Issued by RBI) Establishment of Branch Offices (BO) / Liaison Offices (LO) in India by Foreign Entities Delegation of Powers August 04, 2010 - DBOD. AML.No. 2121 /14.06.076/2010-11 List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/AlQaida Organisation August 03, 2010 - RPCD.CO RRB.AML.No.1473/03.05.28(A)/2010-11 List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation August 03, 2010 - 54/2009 (Issued by DGFT) Amendments in Table A of the Schedule 2 of the ITC(HS) Classification of Export and Import Items August 02, 2010 - DBOD. AML.No.1930/14.01.036/2010-11

Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) July 31, 2010 - NSDL/POLICY/2010/0087 (Issued by NSDL) SEBI's instructions relating to consolidated UN List of individuals and entities linked to Al-Qaida and Taliban