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This final rule establishes the minimum CGMPs to manufacturing, packing, labeling, or holding dietary supplements to ensure the quality of the dietary supplement.
CGMPs
The final rule is organized into 16 subparts that focus on specific aspects of the manufacturing process or addressing specific issues.
CGMPs
General Provisions Subpart A
Definitions 111.3
Actual Yield Batch Batch Number, Lot Number, Control Number Component Contact Surface
Ingredient
In-Process Material
Lot
Microorganisms
Must
Pest
Physical plant
Product complaint
Quality
Quality Control
Representative sample
Reprocessing
Reserve Sample
Sanitize
Theoretical yield
Water activity
We
You
CGMPs
Personnel Subpart B
Personnel Subpart B
Establish and follow written procedures Microbial contamination Qualified employees Supervisor requirements Record Keeping
CGMPs
Physical Plant and Grounds Subpart C
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CGMPs
Equipment and Utensils Subpart D
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CGMPs
Production and Process Controls Subpart E
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CGMPs
Control Requirements for Quality Control Subpart F
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CGMPs
Requirements for Components, Packaging and Labeling Subpart G
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CGMPs
Master Manufacturing Record Subpart H
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CGMPs
Batch Production Record Subpart I
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CGMPs
Batch Laboratory Operations Subpart J
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CGMPs
Manufacturing Operations Subpart K
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Manufacturing Operations
Establish and follow written procedures for manufacturing operations Ensure product specifications are consistent Adequate sanitation principles Prevent contamination Appropriate disposition of rejected or unsuitable dietary supplements
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CGMPs
Requirements for Packaging and Labeling Operations Subpart L
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CGMPs
Holding and Distributing Subpart M
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CGMPs
Returned Dietary Supplement Subpart N
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CGMPs
Product Complaints Subpart O
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Product Complaints
You must establish and follow written procedures to fulfill the requirements of this subpart Review and investigation of product complaints Record Keeping
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CGMPs
Record and Recordkeeping Subpart P
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Petition to Request Exemption from 100 Percent Identity Testing of Dietary Ingredients Interim Final Rule (IFR) 72 FR 34959 June 25, 2007
Ref: Current Good Manufacturing Practice in Manufacturing, Packaging, Labeling or Holding Operations for Dietary Supplements
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IFR
Requirement for 100 percent identity testing of dietary ingredients is found at Subpart E Requirement to Establish a Production and Process Control System, 111.75 What must you do to determine whether specifications are met? in the CGMP final rule. 111.75(a)(1) Before you a component you must: (1) Conduct at least one appropriate test or examination to verify the identity of any component that is a dietary ingredient.
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IFR
This identity testing requirement applies to a manufacturer who: purchases a dietary ingredient from a dietary ingredient supplier manufactures its own dietary ingredient for use in the manufacture of its dietary supplement.
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IFR
FDA will consider, on a case-by-case basis, a manufacturers conclusion, supported by appropriate data and information in the petition submission, that it has developed a system that it would implement as a sound, consistent means of establishing, with no material diminution of assurance compared to the assurance provided by 100 percent identity testing, the identity of the dietary ingredient before use.
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IFR
The petition needs to set forth, at minimum: Scientific Rationale for requested exemption Supporting Data and information Documenting and careful analysis of any variability or errors in incoming product Alternative testing proposal
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IFR
Under this IFR, firms will be granted exemption from the requirement of 100 percent identity testing only when a manufacturer petitions the agency under 10.30 and the agency grants such an exemption.
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IFR
10.30 (21 CFR 10.30), the citizen petition process requires your petition to include: The action requested (i.e., a request for an exemption from the requirements of 111.75(a)(1)(i)); A statement of grounds; A section on environmental impact,
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IFR
A statement certifying that, to the best of your knowledge and belief, your petition includes all information and views on which the petition relies, and that it includes representative data and information known to you which are unfavorable to the petition. Identify any information in the petition that is confidential commercial or trade secret information Should segregate such information from other information in your petition.
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IFR
Note: FDA may Take into account other data and information that we may havefor example, from other manufacturers who use the same supplierin order to reduce the 100 percent identity testing requirements applicable to the particular dietary ingredient from the particular supplier.
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IFR
Confidential or trade secret information in a petition is not available for public disclosure, however this would not preclude the agency from considering information, such as that about a particular suppliers reliability, when it considers whether to grant or deny other petitions for exemption from 100 percent identity testing from other manufacturers.
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IFR
FDA has no preconceived notions of what would constitute a successful petition. As we gain experience in this area: FDA will issue guidance on the information and type of data it recommends be included in the citizen petition. The guidance will include our recommendations about the type of information that a manufacturer could obtain about each supplier that it intends to use for the ingredient and its specifications that would assist us in evaluating the petition.
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IFR
The approval of an exemption petition will be only for the dietary ingredient(s) and supplier(s), requested in the petition.
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IFR
Manufacturers may use one petition to request an exemption from 100 percent identity testing for one or more dietary ingredients and one or more suppliers; The petition needs to provide data and information that are specific to each dietary ingredient and each supplier. If the manufacturer changes dietary ingredient(s) or supplier(s), or any other combination thereof, FDAs approval would not apply to the particular changed dietary ingredient
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IFR
If the petition is granted, 111.75(a)(1)(i) would require the manufacturer to implement the system identified in the petition. scientific method developed by the manufacturer identity may include physical characteristics (such as crystal or powder), state of hydration, or part of the plant (roots or leaves). The term identity would include the manufacturers specification (s) that would identify the attributes a supplier must meet. demonstrating that less than 100 percent identity testing did not materially diminish assurance that the dietary ingredient is the correct dietary ingredient.
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IFR
The manufacturer would be responsible for documenting the tests and examinations for the dietary ingredient under the terms specified by FDA when the petition is granted, and must make and keep such records under 111.325 (21 CFR 111.325).
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IFR
Firm requesting petition must also maintain records of FDA action on the petition If verification testing conducted by the manufacturer under the approved petition results in failure of any component which is a dietary ingredient to meet its identity specification (s), the FDA approval for that dietary ingredient and supplier would no longer be in effect.
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IFR
Manufacturer would return to 100 percent identity testing until it can re-petition FDA for a new exemption, and that re-petition is approved.
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Current DSGMPs
Inspections of Dietary Supplement firms:
There are a variety of firms of different sizes and performing different activities that will be subject to the new regulations.
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General Provisions
Applying new definitions during an inspection: finished product, component and ingredient Verifying if a component: is an approved dietary ingredient, a new dietary ingredient, a food substance or in another category such as GRAS substance or approved colors.
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Personnel
Personnel requirements Similar to what firms should already be doing while preparing foods, including dietary supplements Procedures must be in writing and firms will have to demonstrate they have trained their employees in the procedures, that the procedures are implemented and that they are followed.
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Current DSGMPs
Investigators will be looking at new procedures, new records, new data sheets. Ask questions to your Investigator or Consumer Safety Officer Dont wait until the last minute.
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Janice Oliver
Deputy Director, CFSAN
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Brad Williams
Special Asst. to Division Director Division of Dietary Supplements CFSAN
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Sub Parts A - C
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Sub Parts D - P
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Technical Assistance: Dr. Robert Moore, PhD Dr. Kenneth Taylor, PhD Constance Hardy Linda Webb
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