Professional Documents
Culture Documents
Overview
Structure of Loans, Securities & Insurance Processing Securities Account Opening Documents Physical stock deposit or withdrawal Settlement Instruction - Share Transfer Common Charges Q&A
General Terms & Conditions for Securities Trading , Margin Trading &/ Trading in Mutual Funds (Form 1042) Investment Account Opening Form For Individual Clients (Form 1043) Investment Account Opening Form For Corporate Clients (Form 1043A) Client Investment Profile Questionnaire (Form 1045)
Form 18
Share Lodgment
Customer must either sign on the back of the shares or sign a Transfer Form in order to make the shares transferable Acknowledge the shares by provide a copy of completed Form 884 to customer Share lodgment takes 3 weeks, customer is not allowed to sell the shares before completing the lodgment process
Form 884
Withdrawal of shares
Shares withdrawn are in name of HKSCC Nominees Limited. Customers are advised to re-register the shares Hand Form 504B duly signed by BM to SIP for withdrawal case where customer requests the shares to be collected at Banking Center.
Form 504B
Form 1018
Bank charges :
Brokerage
Commission Tier Pricing Lodgment fee - $5 per lot , min $30 and max $500. ( Purchase only)
Out-of-pocket charges :
Levy
- 0.007% on gross trade value ( 0.005% Transaction Levy, 0002% Investor Compensation Levy Stamp duty - 0.1% round up to dollar
fee 0.005% on gross trade value SI fee - $1/SI Money settlement fee - $1.2/SI Stock settlement fee 0.002% on gross trade value, min $2 and max $100
Common Charges SI
Bank charges :
Lodgment
fee (Deposit) - $5 per lot, min $30 and max $500. Handling fee (W/D) - $100 per request
Out-of-pocket charges :
SI
fee - $1/SI Stock settlement fee 0.002% on gross trade value, min $2 and max $100 SI versus payment - $1.2/SI
Bank charges :
Lodgment
max $500.
Out-of-pocket charges :
Deed
transfer fee ( Re-reg in Banks name ) - $5 per deed Deed transfer fee ( Re-reg in HKSCCs name) $5 per deed Registration fee - $2.5 per certificate
Bank charges :
Handling
Out-of-pocket charges :
Withdrawal
Manager Paul Chong (2571) Assistant Manager Venus Tang (2624) Assistant Vice President Edwin Chan (2605) Assistant Manager Iris Kwok (2608) General Enquire Francis Chong (2623) Danidy Chow (2595) Iris Wat (2604)