Professional Documents
Culture Documents
No tangible form
nor any
administrative
organisational set
up.
Provides the issuing
co. with funds.
Origination
Underwriting
Distribution
Public issues
Offer for sale
Private placement
Rights issues
Corporate counselling
Project counselling
Loan syndication
Issue management
Authorization by sebi
Four categories1. First category- All the functions of issue
management networth- 1 crore
2. Second category- Co-manager, advisor,
consultant, underwriter or portfolio manager
networth- 50 lakhs
3. Third category- underwriter, advisor or
consultant networth- 20 lakhs
4. Fourth category- advisor or consultant
networth- nil
Draft prospectus
Fulfillment of entry norms
Appointment of underwriters
Appointment of bankers
Appointment of Registrars to issue
Appointment of brokers to the issue
Filing of documents
Printing of prospectus and application forms
Listing the issue
Publication in newspapers
Accept application forms
Allotment of shares
Underwriters liability
Optional listing