SEBI

Group Members:
Awesh Bhornya
Aniruddha Tulaskar
Mary Ryan
Deepali Magdum
Shaik Mohmd .Jahir
Roll 17( sorry )
 INTRODUCTION

EBI - The Securities and Exchange Board of India

EBI was established on April 12, 1992 in accordance with the provisions of the Securities
and Exchange Board of India Act, 1992.

he PREAMBLE of the Securities and Exchange Board of India describes the basic
functions of the Securities and Exchange Board of India as

“
…..to protect the interests of investors in securities and to promote
the development of, and to regulate the securities market and for
matters connected therewith or incidental thereto”
 MISSION

he mission of SEBI is to make India as one of the best securities market of

the world and SEBI as one of the most respected regulator in the world.

EBI endeavors to achieve the standards of IOSCO/FSAP.

mendments will be required to be made in the Securities Laws especially

the SEBI Act, which will facilitate India and SEBI to achieve above
objective.
 OBJECTIVES
EBI protect the interests of investors in securities, and promotes the development of
Securities Market and it also regulates the securities market.

nother significant event is the approval of trading in stock indices (like Nifty & Sensex) in 2000.
A market Index is a convenient and effective product because of the following reasons:

t acts as a barometer for market behavior;

t is used to benchmark portfolio performance;

t is used in derivative instruments like index futures and index options;

t can be used for passive fund management as in case of Index Funds.

 FUNCTIONS

he regulation of the capital markets is primarily the responsibility of the Securities and Exchange
Board of India (SEBI), which is located in Mumbai. Some of the major functions of SEBI are:

EBI is expected to regulate the business in stock exchanges and any other securities markets.

egistering and regulating the working of collective investment schemes, including mutual funds is
a responsibility of SEBI.

EBI is responsible for prohibiting fraudulent and unfair trade practices relating to securities
markets.
• Prohibiting insider trading in securities, with the imposition
of monetary penalties, on erring market intermediaries.
• Regulating substantial acquisition of shares and takeover of
companies.
• Calling for information from, carrying out inspection,
conducting inquiries and audits of the stock exchanges and
intermediaries and self regulatory organizations in the
securities market.
• To promote investor's education and training of
intermediaries of securities markets.
• Prohibit Fraudulent and Unfair Trade Practices
• It is vested with powers to take action against the practices
relating to securities market manipulation and misleading
statements to induce sale/purchase of securities.

   
 THE FUTURE

arket regulator Securities and Exchange Board of India (SEBI) would come up with
guidelines for setting up stock exchanges exclusively for small and medium firms soon.
"SEBI is working on it. The norms are being finalized and would be released soon,“

he exchange will help small enterprises that could not fulfill the trading requirements of
the BSE and the NSE, raise capital, sources said.

he BSE, NSE and the new entrant MCX Stock Exchange (MCX-SX) have shown
interest in setting up a SME exchange.