Professional Documents
Culture Documents
Towards 5G
System:
Issues
and Challenges in
Beamforming
2016 Dr.MBI@UKM
Speaker
Mahamod Ismail (mahamod@ukm.edu.my) joined the Department of Electrical,
Electronics and System Engineering, Faculty of Engineering and Built Environment,
Universiti Kebangsaan Malaysia (UKM) in 1985. He is a Professor in Communication
Engineering and served as the Head of Department from April 2012 until April 2015. He
received the B.Sc. degree in Electrical and Electronics from University of Strathclyde, U.K.
in 1985, the M.Sc. degree in Communication Engineering and Digital Electronics from
University of Manchester Institute of Science and Technology (UMIST), Manchester U.K. in
1987, and the Ph.D. from University of Bradford, U.K. in 1996. He was with the first
Malaysia Microsatellite TiungSat Team Engineers in Surrey Satellite Technology Ltd. U.K.
from June 1997 until March 1998. In the summer semester 2003, he served as a Guest
Professor in Computer Engineering in the University of Duisburg-Essen, Duisburg
Germany funded by the German Academic Exchange Services (DAAD). His research
interests include mobile and satellite communication, and wireless networking particularly
on the radio resource management for the next generation wireless communication
network. He is a Senior Member of the Institute of Electrical and Electronics Engineers
(SMIEEE), USA and served as Chair of IEEE, Malaysia Section from 2011 to 2012. He also
served as Chair and committee member in IEEE Malaysia Joint Communication Society
and Vehicular Technology Society (COM-VT) until today and actively involved in organizing
conferences among others MICC, APCC, ISTT, ICONSPACE and ICC2016.
2016 Dr.MBI@UKM
Abstract
In order to meet Fifth Generation (5G) wireless system requirement in term of user
and system capacity, various disruptive technologies have been proposed among
other heterogeneous network (HetNets) over multiple Radio Access Technologies
(multi-RATs), Millimeter-wave, Massive MIMO and Device-to-Device and Full-duplex
communications. As 5G is anticipated to operate in higher frequency, the
propagation is more hostile, however more elements can be packed into smaller
antenna, thus it become possible to steer the transmission towards the intended
direction and users using Direction-of-Arrival (DoA) information. Traditionally, a
beamforming is a signal processing techniques used to control the directionality of
the transmission and reception of radio signals, thus the beam can be directed
toward users and suppressed towards interferers. Moreover, in 2G and 3G system,
it been deployed using either switched beam or adaptive beamformers in 2G and
3G system. Besides several benefits in term of decreased interference, reduces
overall transmission power in networks, extended service and higher data rates in
sparse deployment, various issues and challenges need to be resolved for 5G
beamforming deployment such as digital beamforming, DOA estimations, Millimiterwave beamforming and Massive MIMO beamforming.
2016 Dr.MBI@UKM
Outline
Introduction
5G Enabler
Beamforming
BF Challenges
Related Research
Conclusion
2016 Dr.MBI@UKM
Introduction
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Introduction
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Introduction
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Introduction
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3GPP Release-10
Introduction
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3GPP Release-10
Introduction
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3GPP Release-11
Introduction
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5G Enabler
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5G Enabler
High Capacity
High Throughput
High QoE
Efficiency
Latency < 1 ms
High Quality
Low Latency
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5G Enabler
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5G Enabler
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Heterogeneous Network
(HetNet)
5G Enabler
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5G Enabler
Software defined
control framework
for heterogeneous
RAN
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5G Enabler
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5G Enabler
The features and
benefits of Release
12 work items
Massive MIMO
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5G Enabler
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5G Enabler
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5G Enabler
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Beamforming
Essentially
gain
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Beamforming
Two adjacent cells each communicating with
a respective UE located at the boundary
between the two cells (eNB1UE1,
eNB2UE2) with maximum signal power in
the azimuth direction of serviced UE and by
steering the power null location in the
direction of interfered UE. Beamforming can
provide considerable performance
improvements particularly for cell edge users.
The beamforming gain can also be used to
increase the cell coverage where required.
A single cell (eNB3) communicating
simultaneously with two spatially separated
devices (UE3 and UE4). Since different
beamforming weightings can be applied
independently to each of the spatial
multiplexing transmission layers, it is possible
to use Space Division Multiple Access
(SDMA) in combination with MU-MIMO
transmissions in order to deliver an improved
cell capacity.
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Beamforming
Beamforming
classifications
Butler Matrix
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Beamforming
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Beamforming
SWITCHED
ADAPTIVE
BEAMFORMING
BEAMFORMING
COVERAGE
BETTER COVERAGE AND
WITH THE SAME POWER
AND CAPACITY CAPACITY COMPARED TO
LEVEL, CAN COVER A
CONVENTIONAL ANTENNA
LARGER AND UNIFORM
SYSTEMS. THE
AREA COMPARED TO
IMPROVEMENT IS FROM
SWITCHED
20 TO 200%.
BEAMFORMING.
INTERFERENCE
SUFFERS FROM A
OFFERS MORE
ELIMINATION
PROBLEM IN
COMPREHENSIVE
DIFFERENTIATING
INTERFERENCE REJECTION
BETWEEN THE DESIRED
SIGNAL AND AN
INTERFERER SIGNAL
COMPLEXITY
- EASY TO IMPLEMENT
- VERY DIFFICULT TO
AND COST
IN EXISTING
IMPLEMENT AND
CELLULAR SYSTEMS
EXPENSIVE.
AND INEXPENSIVE.
- REQUIRES TIME AND
- SIMPLE ALGORITHMS
ACCURATE
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ARE USED FOR BEAM
ALGORITHMS (VERY
SELECTION
COMPLICATED) TO
Beamforming
Beamforming
Closed
loop beamforming
Employs
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Beamforming
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Beamforming
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Beamforming
Electrical downtilt
3D dynamic beamforming in
horizontal sight
3D dynamic beamforming in
vertical sight
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Beamforming
Arraycomm 2016
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Beamforming
Classification of Beamforming Techniques :
Direction of Arrival (DOA) beamforming
The eNodeB estimates the direction of arrival of the signal, uses
the DOA information to calculate the transmit weight, and targets
the major lobe of the transmit beam at the best direction.
MIMO beamforming:
The eNodeB uses the channel information to calculate the
transmit weight, forming a beam.
In the industry
TDD system uses open loop beamforming and
FDD system uses closed loop beamforming.
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Beamforming
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Beamforming
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Beamforming
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Beamforming
MIMO system
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Beamforming
BF systems
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Beamforming
MIMO+BF Scheme 2- based on the entire antenna array & data transmission
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Beamforming
The evolutionary path where Generation II moves the radio units from the indoor enclosure at
the base of a tower, up to the tower top below the antenna. RRU replaces coaxial feeder cables
with fiber-optic cable interconnects. Generation III integrates the radio unit, typically 2T4R, and
antenna within the radome where the radio interfaces with a cross-polarized antenna array.
Generation IV integrates multiple radio transceivers inside the antenna where each radio
interfaces with a dedicated antenna element to form an array.
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Beamforming
Baseband Beamforming architectures
Provide large antenna gain and this enables multi stream, multi user
connections with a variety of transmission modes.
When the design requires hundreds of antennas, which all need hundreds of
power-hungry converters (both ADC and DAC) - increase hardware
complexity and power consumption of the system and makes this architecture
impractical for these types of designs.
Weighting factor Wi is a function of amplitude and phase with i {1..n} as
number of antenna paths, precoding and combining are performed in BB.
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Beamforming
RF Beamforming architectures
The precoding and combining is done in the RF side with lower power
consumption and lower hardware complexity.
Since high performance phase shifters in CMOS introduce phase and
amplitude error verses frequency as well as phase variation verses the
control voltage, the design of high performance phase shifters in CMOS
turns out to be quite challenging.
Weighting factor Wi is a function of amplitude and phase with i {1..n} as
number of antenna paths, precoding and combining are performed in RF.
RF Beamforming
architectures
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Beamforming
Hybrid Beamforming architectures
The precoding and combining is done in both baseband (BB) and RF
sections. Baseband precoder(FBB) / combiner(WBB) using digital signal
processing and RF precoder (FRF) / combiner(WRF) using phase shifter.
By reducing the total number of the RF chains and ADC/DAC, hybrid
beamforming still gets similar performance to that of digital beamforming,
but saves power and complexity.
With this structure even though we used a large enough number of
antennas, the lossy mmWave channel naturally suppresses multi path
interference and reflections.
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Beamforming
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Beamforming
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3D
beamforming
Beamforming
3g4g.blogspot.com
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Beamforming
3g4g.blogspot.com
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BF Challenges
FD-MIMO 3D
Beamforming
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BF Challenges
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BF Challenges
mmWave Beamforming
To provide high throughput in small geographic areas
Directional BF for signal power and reduced interference
Sensitivity to blockages, indoor coverage more challenging
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BF Challenges
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BF Challenges
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BF Challenges
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BF Challenges
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BF Challenges
Feedback for channel state information for hybrid
beamforming in 802.11ay
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BF Challenges
Efficient beam selection for hybrid beamforming
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Related Research
5G
Initiative in Malaysia
between
5G R&D activities in
of IMT-2020
IMT-2020
2016 Dr.MBI@UKM
Related Research
5G
Initiative in Malaysia
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Related Research
Pilot Contamination and its Effect
Problem statements:
Objectives
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Related Research
Estimating
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2015 Dr.MBI@UKM
Related Research
Interference Mitigation Strategies for Co-Existence
Among 5G Heterogeneous Networks
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Related Research
Problem Statement
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Related Research
Problem Statement
2016 Dr.MBI@UKM
Related Research
Problem Statement
Device-to-Device (D2D) architecture improve
throughput, coverage, end-to-end latency.
However, introduces several challenges, such as
interference management between cellular and
D2D users becomes one of the most critical
issues for in-band D2D communication.
If the generated interference is not well
controlled, it will deteriorate the potential
benefits of D2D communication since the overall
cellular capacity and efficiency is degraded
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Related Research
Objectives
To
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Related Research
Methodology
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Related Research
WP 2: Overview of REM Prototype Architecture
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Related Research
Methodology
WP3:
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Related Research
WP 3: Cellular Offloading in D2D
Communications in Multi-tier cells in
Heterogeneous Networks
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Related Research
28 GHz
38 GHz
73 GHz
SINR A=??????
SINR B=??????
SINR C=??????
MAX_SINR
CAPACITY(M)=N * B.W *
log1(1+MAX_SINR)
CAPACITY_AVG=N * (B.W/NO_USER ) *
log1(1+MAX_SINR)
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Related Research
1000
-1000
-2000
-3000
-3000
22
21
20
813
57 23 8210 3 717 19
35
50
27
66
29 12 49 1
1536
36
34
28
26
11
43
9 8 87 24
3
2
5
26
63 84
6512
48
47
25
21
37 10 4 647 5933
29
4
2
1 25
27
19
10
20
95 9431
769
7
90
11
86
33
11 12
28 72
46 552 6 75
62396
2
80
60
38
40 51
30
32
453 35 70
34
56 12 411
39 93
40
74
31
23
55
1
1
8
22
32
37 18
9168
92
6 99
54
4429 9798
1781 69
16
30
28
38
36
38
77
5 30
6 58 67
4
21 20
15 14
78
14
13
15
42
39
100 41
1489
53 7 13 35
31 22 5 19 27
39 16
43
8
79
37
44
42 2617 18
88
23 24
1583 14 25 40
32
34
42
73
33
41
45 16 6 61
13 41
85
2
9
24
171018
46
48
47
-2000
-1000
1000
2000
SINR A
SINR B
SINR C
Max SINR
0.9
0.8
0.7
P(SINR>absisca)
2000
Empirical CDF
3000
0.6
0.5
0.4
0.3
0.2
0.1
3000
0
-10
-5
10
15
SINR (dB)
71
20
25
30
2016 Dr.MBI@UKM
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Related Research
A Hybrid Gravitational
WMVDR
R 1a( )
H
a ( ) R 1a( )
W MVDR
72
W1
W
2
WM
2016 Dr.MBI@UKM
Related Research
F1
F2
F3
F4
F5
Method
Mean
Median
Best
1.5910
1.2810
Std
MBGSA
1.6610
ECGSA
1.5510-3
1.3510-3
1.2210-4
0.0011
SLGSA
16.04
10.80
7.09
10.12
HGSA
3.610-4
3.1210-4
MBGSA
3.0710
3.0510
ECGSA
2.9310-9
SLGSA
HGSA
-1
-1
-1
0.0322
3.6510-5
5.1610-10
2.9710-9
1.0310-9
1.1210-9
1.1110-9
1.1210-9
8.5210-10
1.0910-10
8.8110-10
7.8410-10
1.2310-10
5.6310-10
MBGSA
23.82
23.84
23.47
0.31
ECGSA
22.6
22.6
22.1
0.169
SLGSA
25.05
25.12
23.86
0.260
HGSA
21.94
22.19
20.13
0.79
MBGSA
1.28
1.38
0.07
0.34
ECGSA
2.4810-2
1.4810-2
0.00100
0.027
SLGSA
0.03
2.1910-2
0.00100
0.030
HGSA
2.0810-12
2.9410-14
2.5510-15
7.9610-12
MBGSA
6.110-3
8.410-20
4.5210-20
0.025
ECGSA
1.0210-22
8.6810-23
2.8210-23
7.1410-23
SLGSA
5.6910-19
5.7210-19
2.7210-19
1.6510-19
HGSA
2.6510-23
2.2210-23
1.0810-23
1.410-23
-9
2.3610
0.0003
-9
-9
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Related Research
Comparison
Method
1 Interference at
30
2 Interference at
30,50
3 Interference at
30,50,25
4 Interference at
30,50,25,60
MVDR
40.65
33.88
27.02
12.17
GSA-MVDR
67.10
63.65
32.25
12.52
MBGSA-MVDR
69.99
69.99
36.13
12.79
ECGSA-MVDR
69.99
69.99
36.61
12.79
SLGSA-MVDR
69.99
69.74
35.69
12.76
HGSA-MVDR
69.99
69.99
37.72
12.81
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2016 Dr.MBI@UKM
Related Research
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Related Research
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Related Research
The average RSRP, SINR, spectral efficiency and outage probability in CCCADS scenario are significantly better compared to the typical CADSs.
Empirical CDF
8
7
CADS-1
CADS-2
CADS-3
CC-CADS
0.9
0.8
0.7
0.6
0.5
0.4
CADS-1
CADS-2
CADS-3
CC-CADS
-1
0.1
-2
-54.5
-56
-55
-54
-53
-52
-51
Average Serving RSRP [P r (dBm)]
-50
-49
-54
0.35
-53.5
-53
-52.5
-52
Average Serving RSRP [dBm]
0.3
CADS-1
CADS-2
CADS-3
CC-CADS
0.9
0.8
0.7
0.6
0.5
0.4
0.3
-51.5
-51
40km
60km
80km
100km
120km
140km
Empirical CDF
0.25
0.2
0.15
0.1
0.05
0.2
0.1
0
2.2
0.2
0
-57
0.3
> Q rxlevmin]
2.4
2.6
2.8
3
3.2
3.4
3.6
3.8
Average UEs Spectral Efficiency [bps/Hz]
4.2
CADS-1
CADS-2
CADS-3
CC-CADS
Carrier Aggregation Deployment Scenarios
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Related Research
Steerable Beamforming
0.5
km
Cell Layout
1.5
1
5
-0.5
3
4
-1
-1.5
-1.5
-1
-0.5
0
km
78
0.5
1.5
2016 Dr.MBI@UKM
Related Research
SINR for F1 (2.1GHz)
1
0.9
0.8
F1 for 10 UE
F1 for 50 UE
F1 for 100 UE
0.7
X: 6.484
Y: 0.5
0.5
0.4
0.3
0.2
0.9
0.1
0.8
0
-60
-40
-20
0
20
SINR (dB)
40
60
SINR performance
0.7
80
0.6
F(x)
F(x )
0.6
X: 20.53
Y: 0.5
0.5
0.4
0.3
0.2
0.1
0
-60
-40
-20
0
20
SINR (dB)
79
40
60
80
2016 Dr.MBI@UKM
Related Research
Current
Grants
A New DoA Estimation Technique based on Multielement Antenna configuration in Femtocell for 5G
Cellular Mobile Communication
Autonomous Multi-objective Cross-layer Optimization for
Ultra-dense 5G Cellular Networks
Pilot Contamination and its Effect Towards Massive-MIMO
Capacity in Fifth Generation (5G) Wireless Transmissions
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Conclusion
The promising 5G technology is totally a new
technology that utilizes multiple Radio Access
Technologies (RAT) to meet users demand.
Among others, interference mitigation and capacity
enhancement are two important issues to be resolved
before 5G deployment.
Massive MIMO and 3D beamforming is one of the
potential solution for spectral efficiency
enhancement.
However, there are many challenges to be resolve
before system deployment at mmWave frequencies
(30 GHz and 60 GHz)
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References
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References
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2016 Dr.MBI@UKM
Thank you
http://www.ukm.my/mahamod
mahamod@ukm.edu.my
mahamod@gmail.com
019-2615404/019-3275425
03-89216326
UKM
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2016 Dr.MBI@UKM
Department
http://www.ukm.my/jkees/
Academic
Research
Research
1.
2.
3.
4.
Research
1.
2.
Group:
Institute/Centre:
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Wireless
& Network
Antenna
Photonics
Space
Research
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Research
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