Quo Warranto Report by: Gertrude Arquillo; 11686987
Special Civil Actions under Atty. Custodio DLSU LAW AY 2017-2018 Who filed the petition?
•The Republic of the Philippines, represented
by Solicitor General Jose C. Calida.
•Petition for the issuance of the extraordinary
writ of quo warranto to
1. declare void Respondent Sereno’s
appointment as Chief Justice of the Supreme Court and 2. to oust and altogether exclude her therefrom. 1. 1986-2006: member of 3. 2010: SC ASSOC. JUSTICE the faculty of the UP LAW July 2010: Respondent 2. 1994-2009: legal counsel submitted her application for the Republic of the for the position of Assoc. Philippines for several Justice of the SC. agencies SALNS available on record: only 11 out of 25 SALNs that ought to have been filed. Aug 2010: Respondent was appointed Assoc. Justice by Pres. Benigno Aquino III. 2012: position for Chief Justice Bec other candidates had was declared vacant incomplete docs,JBC agreed to 20 July 2012: JBC deliberated on extend the deadline for nominees with inc. submission. requirements. JBC delegated to the Execom Respondent has not submitted her the determination of substantial SALNs for 10 years, from 1986 to compliance 2006 Failureexclusion from the list for interview and nomination OSRN required Respondent Despite having submitted to submit her SALNs for only 3 SALNs (2009-2011), the 1995-1999 (UP Employment Report regarding Period) requirements of candidates Respondent’s letter reply: shows the records in UP are more than her name was annotated with 15 years old; it is “infeasible to “COMPLETE retrieve all those files.” REQUIREMENTS”, noting her UP has cleared her of all letter that it was infeasible to responsibilities in 2006. retrieve all files. her service in the government was not continuous Such letter was not examined or deliberated upon by the JBC. CHIEF JUSTICE IMPEACHMENT
Aug. 25, 2012: Respondent
Five years later, an impeachment was appointed by complaint was filed by Atty. President Benigno Aquino Larry Gadon with the House III as Chief Justice Committee of Justice. Respondent failed to make a truthful statement of her SALNs. Such complaint filed in the House spawned a letter dated 21 February 2018 of Atty. Eligio Mallari to the OSG requesting OSG to initiate a quo warranto proceeding. she has no right to hold office and SECTION 7, 1987 CONSTITUTION may therefore be ousted via quo warranto. ▪ failure to submit SALNs as Section 7. (1) No person shall be appointed required by the JBC disqualifies Member of the Supreme Court or any lower her, at the outset, from being a collegiate court unless he is a natural-born candidate for CJ citizen of the Philippines. A member of the Supreme Court must be at least forty years ▪ Incomplete SALNS = not proven of age, and must have been for fifteen her integrity, which is a years or more, a judge of a lower court or requirement under the engaged in the practice of law in the Constitution. Philippines. one-year bar rule does not apply XXX against the State. (3) A member of the Judiciary must be a SC has jurisdiction over the petition. person of proven competence, integrity, probity, and independence CJ may only be ousted by impeachment (basis: Constitution and jurisprudence) petition should have been filed within one year from the cause of ouster not from the discovery of the disqualification. for the years she was on official leave without pay, she was not required to file any SALN. to require submission as an absolute requirement is to expand the qualifications by the Constitution. urges SC to apply Concerned Taxpayer v Doblada one cannot readily conclude failure to file SALNs simply because these documents are missing in the OCA’s files forum-shopping CJ SERENO INTERVENORS Respondent filed motions for the inhibition of five Justices Capistrano, Bersamin, Sen. De Lima, Peralta, Sen. Trillanes, Jardeleza, QW aimed to deprive the Tijam, and Senate of its jurisdiction as Leonardode Castro the impeachment tribunal. imputing actual bias for having testified in the impeachment complaint IBP TIJAM: for stating, in a Manila Times article, that As lawyers with the duty to Respondent is in culpable violation of the uphold Const. Constitution Peace and HR advocate MARTIRES: for his insinuations during the Oral Arguments questioning her mental and Murphy psychological fitness. Bayan Muna, Gabriela, Anakpawis, et. al., intervened. A. PRELIMINARY ISSUES B. SUBSTANTIVE ISSUES
1. Whether the Court can assume jurisdiction . YES.
1. Whether the grant 2. Whether the petition is outrightly dismissible on the ground of of the motions to prescription; NO. intervene is proper. 3. Whether respondent is eligible for CJ. NO. a) Whether the determination of a candidate's eligibility for NO. nomination is the sole and exclusive function of the JBC and 2. Whether the grant whether such determination. is a political question outside the Court's supervisory and review powers; NO of the motions for b) Whether respondent failed to file her SALN s as mandated by inhibition against the Constitution, law and IRR. YES. the Associate c) Whether respondent failed to comply with the submission of Justices on the SALNs as required by the JBC; YES. d) In case of a finding that respondent is ineligible to hold the basis of actual bias position of Chief Justice, whether the subsequent nomination is proper. NO. by the JBC and the appointment by the President cured such ineligibility. NO. 4. Whether respondent is a de Jure or de facto officer. DE FACTO .Movant intervenors have such individuals do not no legal interest in the claim a right to the case, as required in order questioned position, to qualify a person to which is the only time intervene; when an individual the remedy of quo himself/herself may warranto is vested in the commence an action for people, and not in a quo warranto. particular group. COMPULSORY INHIBITION VOLUNTARY INHIBITION
Movant must prove bias The Assoc. Justices’
and prejudice by clear and appearance was in convincing evidence to deference to the HOR disqualify a judge. whose constitutional duty Justice Tijam’s statement to investigate the was only to prod the impeachment complaint Respondent to observe and could not be doubted. respect the constitutional process of impeachment. .SC HAS ORIGINAL JURISDICTION OVER QUO WARRANTO PETITION (SEC 5., ART VIII, CONST)
This jurisdiction is concurrent w/ CA While the hierarchy of courts serves
AND RTC. as a general determinant of the Section 7, Rule 66 of Rules of Court: appropriate forum, a direct the venue for an action for quo invocation of SC’s original warranto is in the RTC of Manila, CA, jurisdiction is justified considering or SC when commenced by the that Solicitor General. petition for quo warranto is of transcendental importance. qualification, eligibility, and appointment of an incumbent CJ, the highest official of the Judiciary, are being scrutinized .QW CAN PROSPER DESPITE RESP. NO forum-shopping because BEING AN IMPEACHABLE OFFICER qw and i can proceed independently and the origin, nature and purpose of impeachment and quo warranto are different. simultaneously, as they Impeachment is political in nature differ as to jurisdiction , action for quo warranto is judicial or a grounds, applicable rules proceeding traditionally lodged in the courts. pertaining to initiation, filing Different Cause of Action: and dismissal, and Qw: usurping, intruding, or unlawfully holding or exercising of a public office, while in limitations. Impeachment: commission of an impeachable impeachment case is yet to offense. be initiated by the filing of Different reliefs sought: the Articles of Impeachment Qw: to cease holding a public office, which before the Senate. he/she is ineligible to hold. Impeachment: a conviction results in removal Thus, at the moment, there is from public office that he/she is legally holding. no pending impeachment case. .IMPEACHMENT IS NOT AN EXCLUSIVE REMEDY Sec 2, Article XI, Const.: “[T]he Members of BY WHICH AN INVALIDLY APPOINTED IMPEACHABLE OFFICIAL MAY BE REMOVED the Supreme Court... may be removed from FROM OFFICE. office on impeachment for, and conviction PET Rules expressly provide for the of, culpable violation of the Constitution, remedy of either an election protest treason, bribery, graft and corruption, other or a petition for quo warranto to high crimes, or betrayal of public trust.” Permissive term “may” which, in statcon, question the eligibility of the denotes discretion; not mandatory President and the Vice-President, only those enumerated offenses are both of whom are impeachable treated as grounds for impeachment. officers. But that does not mean that it is to be In Estrada v. Desierto, et al. and taken as a complete statement of the Estrada v. Macapagal-Arroyo, SC took causes of removal from office. cognizance of qw petition against former PGMA considering whether Pres. Estrada’s resignation ended his official status as President .SC’S EXERCISE OF JURISDICTION OVER A an act or omission committed QUO WARRANTO PETITION IS NOT prior to or at the time of VIOLATIVE OF SEPARATION OF POWERS. appointment relating to an Qw does not try a person’s culpability of official’s qualifications to hold an impeachment offense office as to render such SC’s exercise of jurisdiction over qw appointment invalid is properly does not preclude the subject of a quo warranto HOR from enforcing its own petition, provided that the prerogative of determining probable requisites for the commencement cause for impeachment, to craft and thereof are present. transmit the Articles of Impeachment committed during the (AOI) incumbency of a validly appointed official, cannot be the subject of a Senate from exercising its quo warranto proceeding, but of constitutionally committed power of something else, which may either impeachment. be impeachment or disciplinary, It is incidental that the non-filing of administrative or criminal action SALNs also formed part of the allegations in the AOI It is within the Court’s ACTUAL CONTROVERSY judicial power to settle The exercise of judicial restraint on justiciable issues or actual the ground that the Senate, sitting as controversies involving an impeachment court, has the sole rights, which are legally power to try and decide all cases of demandable and impeachment, is misplaced. An outright dismissal of the petition enforceable. based on speculation that It is not arrogating upon Respondent will eventually be tried itself the power to on impeachment is a clear abdication impeach, which is a of the Court’s duty to settle an political exercise. actual controversy squarely presented before it. SEEKING AFFIRMATIVE RELIEF FROM THE COURT IS TANTAMOUNT TO VOLUNTARY APPEARANCE
Respondent cannot now be heard to
deny the Court’s jurisdiction over her person.
Respondent in fact invoked and sought
affirmative relief from the Court by praying for the inhibition of several Members of this Court and by moving that the case be heard on OralArguments, albeit ad cautelam. .PRESCRIPTION DOES NOT LIE CIRCUMSTANCES PRECLUDE THE APPLICATION AGAINST THE STATE. ART 1108 (4) CC OF THE PRESCRIPTIVE PERIOD purpose of an action for quo warranto: to The one-year limitation is not applicable prevent a continuing exercise of an authority when the Petitioner is not a mere private unlawfully asserted. The Republic cannot be faulted for questioning individual pursuing a private interest, but Respondent’s qualification only upon the government itself seeking relief for discovery of the cause of ouster. a public wrong and suing for public Respondent cleverly hid the fact of non-filing interest. by stating In the three instances enumerated by that she came from private practice so she Rules of Court, SOLGEN is mandated to should not be required to submit commence qw petition (use of “must” ) that it was not feasible to retrieve her In Agcaoili v. Suguitan, “As a general records principle … ordinary statutes of that U.P. cleared her of responsibilities limitation, civil or penal, have no There can be no acquiescence or inaction of application to quo warranto the Republic as would amount to an abandonment of its right to seek redress proceeding brought to enforce a public against a public wrong. right.” THE COURT’S SUPERVISORY AUTHORITY OVER THE JBC INCLUDES ENSURING THAT THE JBC COMPLIES WITH ITS OWN RULES
A. Whether the determination While a certain leeway must be given to
the JBC in screening magistrates, it does of a candidate’s eligibility not have unbridled discretion to ignore for nomination is the sole Constitutional and legal requirements. Whether a nominee possesses the and exclusive function of requisite qualifications is determined the JBC and whether such based on facts and therefore does not determination partakes of call for the exercise of discretion of the nominating body. the character of a political Qualifications under the Constitution question outside the cannot be waived by the JBC : Court’s supervisory and E.g., Integrity review powers. NO COMPLIANCE WITH THE SALN REQUIREMENT REFLECTS ON A PERSON’S INTEGRITY.
B. Whether Respondent filing of SALN is a Constitutional and
failed to file her SALNs as statutory requirement, under Sec 17, Art XI Const., RA 3019, and the Code of mandated by the Conduct and Ethical Standards for Public Constitution and required by Officials and Employees. the law and its Compliance is even more exacting when implementing rules and the public official concerned is a CJ. To be of proven integrity, applicant must regulations; have established a steadfast adherence and if so, whether the failure to moral and ethical principles to file SALNs voids the failure to file is a violation of the law. It is nomination and clear breach of the ethical standards set for public officials appointment of Respondent It disregards transparency as a deterrent as Chief Justice. YES to graft and corruption. RESPONDENT FAILED TO PROPERLY AND B. CONT’D. PROMPTLY FILE HER SALNS.
Respondent chronically failed to file her
SALNs. The UP SALNs appear to have been Respondent could have easily dispelled doubts executed and filed under suspicious as to the filing by presenting them before SC Respondent opted to withhold evidence for no circumstances; belatedly filed clear reason. belatedly notarized, The Doblada doctrine does not persuade because in that case Doblada was able to present contrary proof that the missing SALNs SALNs filed as CJ were also attended by were, in fact, transmitted to the OCA, thus irregularities. rendering inaccurate the OCA report that she This puts in question the truthfulness of did not file SALNs such SALNs, and would amount to Being on leave is not equivalent to separation dishonesty if attended by malicious from service such that she was still required to submit SALNs during her leave intent to conceal the truth or to make false statements. The JBC required the submission of at least C. Whether Respondent 10 SALNs from those applicants who are failed to comply with the incumbent Associate Justices, absent which, the applicant ought not to have been submission of SALNs as interviewed, much less been considered for nomination. required by the JBC; She did not submit her SALNs from 1986 to 2006 and if so, whether the There was no indication that the JBC deemed the three SALNs (2009, 2010 and failure to submit SALNs 2011) submitted by Respondent for her 20 to the JBC voids the years in UP Law and two years as Justice, as substantial compliance nomination and In the end, JBC decided to require only past 10 SALNs, or from 2001-2011, instead of all appointment of SALNs Certificate of Clearance issued by UP HRDO Respondent as Chief cannot suffice as substitute for SALNs Justice. YES The action of the JBC, particularly the D. Whether the Secretary of Justice as ex-officio subsequent nomination member, is reflective of the action of the President. by the JBC and the When the JBC wrongfully nominated Respondent, the President, through appointment by the his alter egos in the JBC, commits the same mistake and the President’s President cured such subsequent act of appointing ineligibility. NO. Respondent cannot have any curative effect. While the Court surrenders discretionary appointing power to the President, the exercise of such discretion is subject to the non- negotiable requirements that the appointee is qualified and all other legal requirements are satisfied The effect of a finding that Respondent has never attained a person appointed to an office is the status of an impeachable ineligible therefor official and her removal from the is that his presumably valid office, other than by appointment will give him color of impeachment, is justified. title that confers on him the status The remedy of quo warranto at of a de facto officer. the instance of the State is For lack of a Constitutional proper to oust Respondent qualification, Respondent is the consequent judgment under ineligible to hold the position of Sec 9, Rule 66 of ROC is the CJ and is merely holding a ouster and exclusion of colorable right or title Respondent from holding and exercising the rights, functions and duties of the Office of the Chief Justice. The sub judice rule restricts Respondent and her comments and disclosures spokespersons chose to pertaining to judicial litigate Respondent's case, proceedings in order to apart from her Ad Cautelam submissions to the Court, avoid before several media-covered pre-judging the issue, engagements. influencing the court, or This is a court action for quo
obstructing the warranto, and as such, the
concomitant rule on sub administration of justice. judice applies. The position of the Chief Justice is declared vacant JBC is directed to commence the application and nomination process. WHEREFORE, the Petition This Decision is immediately for Quo warranto is executory without need of further action from the Court. GRANTED. Respondent ordered to SHOW CAUSE Respondent within 10 days from receipt hereof DISQUALIFIED from and is why she should not be sanctioned for violating the Code of Professional hereby adjudged GUILTY of Responsibility and the Code of UNLAWFULLY HOLDING and Judicial Conduct EXERCISING the OFFICE OF for transgressing the sub judice rule THE CHIEF JUSTICE. and for casting aspersions and ill OUSTED and EXCLUDED motives to the Members of the Supreme Court. therefrom. The solution to address the problems relating to a CJ is for this Court to call her out impeachment have the grace and humility to resign “Granting this Petition installs doctrine that further empowers the privileged, the powerful, and the status quo.” .GRANTING QW UNDERMINES THE CONSTITUTION The majority’s reference to the • Granting qw undermines the 2010 Rules of the PET as constitutional mandate of evidence that a qw petition is • JBC to prepare a short list of not precluded as a method to nominees remove impeachable officers is • President to select from the misplaced. JBC’s shortlist. Such reference ignores the fact • Impeachable officers are only that the said Rules only pertain to the President and the Vice removable by impeachment President, which are the only and no other proceeding, such impeachable officers elected by as disbarment. the public. 1. SolGen (not even a constitutional .GRANTING QW THREATENS AND officer) is given awesome powers. UNDERMINES JUDICIAL INDEPENDENCE 2. Considering concurrent original jurisdiction, a trial court judge may Allowing a judicial mechanism oust a colleague from another branch for investigating judicial or another judicial region colleagues 3. empower appellate court judges to suppresses candor and exercise discipline and control over undermines the spirit and practice of lower courts. This will take away this collegiality in the SC. Court's sole constitutional domain to discipline lower court judges. It may even stifle free speech. 4. there will be no security of tenure for SC justices who will consistently dissent against the majority. DIRE CONSEQUENCES OF 5. this precedent opens the way to GRANTING QW PETITION reviewing actions of JBC & President— an illicit MR against an appointment, even long after the exercise of judicial power .An action for quo warranto can only be The majority cannot refer to Article 1108(4) instituted within 1 year after the cause of of the Civil Code to claim that prescription action arises regardless of who institutes does not lie against the State the action. Such article refers to acquisitive and Rule 66, Section 11 of the Rules of Court: extinctive prescription as regards “Nothing contained in this Rule shall be acquisition or ownership of real rights, and construed to authorize an action against a not prescription in general. public officer or employee for his ouster from The position of Chief Justice does not fall office unless the same be commenced within within the ambit of this article since a one (1) year after the cause of such ouster, or public office is not a property right, hence the right of the petitioner to hold such office or position, arose…” no proprietary title can attach to it. The public policy behind the prescriptive This is affirmed jurisprudentially as the period for quo warranto is to provide phrase “prescription does not lie against the stability and consistency in the service by State” was limited to actions of reversion to limiting the uncertainty to the title to the public domain of lands. public office. Additionally, the prescriptive period also aims to protect public funds by way of disbursing salary for two persons, one illegally holding public office, and another not rendering service although entitled to do so. .Following the “upon discovery” theory of the Petitioner, the cause(s) of ouster consist of (1) her alleged failure to file her SALNs during her employment with the UP College of Law, and (2) her failure to submit all SALNs to the JBC when she applied for the position of Chief Justice in 2012. However, JBC, Ombudsman, UP under the Executive department would have already been aware, or at the very least, put on notice. Both causes cannot be said to have only been discovered during the “This case marks the time when the hearings before the Committee on Court commits seppuku - without Justice of the HOR to justify the honor.” belated filing of the qw action Said article expressly provides the mode of removal: by impeachment, and not through any other mode. This is the Constitution’s strongest guarantee of security of tenure, which effectively blocks the use of any other legal ways of ousting an officer. In In re First Indorsement from Hon. Gonzales (1988), initiating disbarment proceedings will have the effect of disqualifying a sitting Justice was The sole disciplining authority of all rejected by the SC impeachable officers is Congress the rule rests on judicial independence Section 3(1), and Section 3(6) of ArtXI of and separation of powers. Without the Const judicial independence, Members of the SC The House impeaches, the Senate may be charged by many parties for any convicts. To allow any other method reason, who may seek to affect the is to re-write the Constitution. exercise of judicial authority by the Court. The 1987 Const. is built on the principles of separation of powers and its corollary principle of checks and balances. The Constitution was designed to divide the governmental powers among the three coequal branches. In relation to this, the Const adopted mechanisms to safeguard the independence of these branches With specific regard to impeachment as “With the SolGen wielding a quo a mode of removal, the Const provided warranto sword of Damocles over a rigorous, difficult, and cumbersome the heads of these officers, the process before removal can be effected. Filipino people cannot be assured intent of these safeguards is to that they will discharge their enable the officials to carry out their constitutional mandate and mandates free from political functions without fear or favor.” influence and pressure in the interest of public service .(cont’d.) jurisdiction should be Thus, SolGen can remake the determined not merely on the basis of composition of SC the theoretical differences between the The SolGen’s qw power is not the two proceedings, but primarily from “check and balance” that the intent behind the provisions The SolGen, as a non-impeachable framers intended for the officer, is subject to the Ombudsman’s impeachable officers who fail to disciplinary authority. meet qualifications. Ombudsman’s impartiality and SolGen is a presidential appointee. It independence may be affected if would be incongruous for the the SolGen can threaten his/her SolGen to question the exercises of claim to the position by the President’s power to appoint commencing a quo warranto. officials SC’s impartiality and independence in deciding a disbarment case against the SolGen will be compromised if the latter can initiate a proceeding for removal of SC members. .(contd. )Under the 1987 Const, electoral contests under the PET Rules prove that Given the specific impeachment is not the sole mode of constitutional grant of removing from office impeachable officers. The Court’s qw jurisdiction over elective qw jurisdiction over impeachable officials obtains, not on the basis elective impeachable of the general grant of jurisdiction under Sec. 5(1), Art. VIII: “The Supreme Court shall have officers, the same the following powers: (1) Exercise original cannot mean similar jurisdiction over cases affecting ambassadors, other public ministers and consuls, and over jurisdiction over petitions for certiorari, prohibition, appointive impeachable mandamus, quo warranto, and habeas corpus officers. xxx” but on the specific grant under the last Qw is a recognized paragraph of Sec. 4, Art. VII, which reads: “The mode for removal of Supreme Court, sitting en banc, shall be the sole judge of all contests relating to the P/VP only within the election, returns, and qualifications of the context of electoral President or Vice-President, and may promulgate rules for the purpose. contests. .(Contd.) Declaring that the general quo warranto jurisdiction may be asserted against impeachable officers, how then do we reconcile the conflict between the express general grant of jurisdiction over quo warranto petitions to SC and the implied immunity recognized in favor of the President who is made respondent thereto? May the President even assert his/her immunity against claims that he/she is ineligible for office in the first place? the ponencia's position opens up a possibility of a constitutional crisis. Assuming that the ground for .The review of the qualifications of disqualification is discovered only after impeachable officials is the function of the PET, the applicant has been nominated or the Commission on Appointments (ComAppt), confirmed and has already assumed and JBC. office, then resort may be had through a certiorari petition may be resorted to impeachment. invoking, it makes no sense to distinguish between not the certiorari jurisdiction under Sec. impeachment and qw because the latter is 5(1), Art. VIII, subsumed in the former. but the expanded power of judicial review qualifications for public office are under Sec. 1, Art. VIII. continuing requirements. The petition should implead the JBC or If a public officer was ineligible upon ComAppt, since the central issue is Won assumption of office , then he/she agency committed grave abuse of carries this ineligibility throughout discretion for nominating an ineligible his/her tenure and is unfit to continue appointee. in office. Sc may review JBC’s acts pursuant to its There is an overlap between supervisory authority over the Council. impeachment and qw when the ground It’s odd for SC to exercise its supervisory pertains ineligibility. However, it is the power over the JBC in a qw proceeding, latter proceeding that should prevail when JBC was not impleaded This is not to say that the JBC’s determination of an appointee's integrity, is insulated from judicial intervention. the JBC’s official acts are presumed to be valid and hence, assailable only on the ground of grave abuse of discretion coursed .QW partakes of a direct attack to the through a petition for certiorari. title of one’s office. grave abuse of discretion is not an available ground under the rules on quo the qualification being assailed, i.e. warranto; proven integrity, is a subjective Solicitor General had expressly admitted qualification that has been previously that it considers immaterial the issue of determined based on certain criteria set grave abuse of discretion. by the JBC. Thus, if grave abuse of discretion has not it could not have been intended that the been asserted nor was it attributed against subjective qualifications of any justice be the JBC, which was not even made a party directly assailed before a court of law; to this case, then the qualification of otherwise, that court would be Respondent should be maintained. supplanting the Council's determination thereof, disruptive of the current structure of the Constitution. .The remedy of quo warranto is available to unseat even an impeachable officer. (Estrada vs. Desierto) HOWEVER, as a constitutional body vested with the power to screen applicants, the JBC is entitled to the presumption of regularity in the performance of its constitutional duty. Therefore, the nullification of the JBC's Under Rule 10 of JBC-009, when the integrity of an applicant for nomination of the Respondent is a consideration is challenged, a precondition before the Court could unanimous vote from all JBC grant a quo warranto petition members is needed for inclusion in The present petition for quo warranto the list. is premature. no one raised or challenged The JBC should have been afforded the Respondent’s integrity when she opportunity to review and defend its was first included in the list of findings. Otherwise, the constitutional nominees in 2010 and as well as for duty and the importance of the JBC will CJ in 2012. be downplayed