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30.

Orbitals and Organic


Chemistry: Pericyclic
Reactions
Based on McMurry’s Organic Chemistry, 6th
edition
©2003 Ronald Kluger
Department of Chemistry
University of Toronto
Pericyclic Reactions – What Are?
 Involves several simultaneous bond-making breaking
process with a cyclic transition state involving
delocalized electrons
 The combination of steps is called a concerted
process where intermediates are skipped

Based on McMurry, Organic Chemistry, Chapter 2


30, 6th edition, (c) 2003
30.1 Molecular Orbitals of Conjugated
 Systems
 A conjugated diene or polyene has alternating double
and single bonds
 Bonding MOs are lower in energy than the isolated p
atomic orbitals and have the fewest nodes
 Antibonding MOs are higher in energy
 See Figure 30.1 for a diagram

Based on McMurry, Organic Chemistry, Chapter 3


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Based on McMurry, Organic Chemistry, Chapter 4
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1,3,5-Hexatriene

 Three double bonds and six  MOs


 Only bonding orbitals, 1, 2, and 3, are
filled in the ground state
 On irradiation with ultraviolet light an
electron is promoted from 3 to the lowest-
energy unfilled orbital (4*)
 This is the first (lowest energy) excited state
 See the diagram in Figure 30.2
Based on McMurry, Organic Chemistry, Chapter 5
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Based on McMurry, Organic Chemistry, Chapter 6
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30.2 Molecular Orbitals and Pericyclic
Reactions
 If the symmetries of both reactant and product
orbitals match the reaction is said to be symmetry
allowed under the Woodward-Hoffmann Rules
(these relate the electronic configuration of reactants
to the type of pericyclic reaction and its
stereochemical imperatives)
 If the symmetries of reactant and product orbitals do
not correlate, the reaction is symmetry-disallowed
and there no low energy concerted paths
 Fukui’s approach: we need to consider only the
highest occupied molecular orbital (HOMO) and the
lowest unoccupied molecular orbital (LUMO), called
the frontier orbitals
Based on McMurry, Organic Chemistry, Chapter
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Based on McMurry, Organic Chemistry, Chapter 8
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Based on McMurry, Organic Chemistry, Chapter 9
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30.3 Electrocyclic Reactions
 These are pericyclic processes that
involves the cyclization of a conjugated
polyene
 One  bond is broken, the other  bonds
change position, a new σ bond is formed,
and a cyclic compound results
 Gives specific stereoisomeric outcomes
related to the stereochemistry and orbitals
of the reactants

Based on McMurry, Organic Chemistry, Chapter 10


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Based on McMurry, Organic Chemistry, Chapter 11
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Example: Electrocyclic Interconversions With
Octatriene

Based on McMurry, Organic Chemistry, Chapter 12


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Example: Electrocyclic Interconversions with
Dimethylcyclobutene

Based on McMurry, Organic Chemistry, Chapter 13


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The Signs on the Outermost Lobes
Must Match to Interact
 The lobes of like sign can be either on the same
side or on opposite sides of the molecule.
 For a bond to form, the outermost  lobes must
rotate so that favorable bonding interaction is
achieved

Based on McMurry, Organic Chemistry, Chapter 14


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Disrotatory Orbital Rotation
 If two lobes of like sign are on the same side of the
molecule, the two orbitals must rotate in opposite
directions—one clockwise, and one counterclockwise
 Woodward called this a disrotatory (dis-roh-tate’-or-
ee) opening or closure

Based on McMurry, Organic Chemistry, Chapter 15


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Conrotatory Orbital Rotation
 If lobes of like sign are on opposite sides of the
molecule: both orbitals must rotate in the same
direction, clockwise or counterclockwise
 Woodward called this motion conrotatory (con-roh-
tate’-or-ee)

Based on McMurry, Organic Chemistry, Chapter 16


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30.4 Stereochemistry of Thermal
Electrocyclic Reactions

 Determined by the symmetry of the


polyene HOMO
 For thermal reactions, ground-state
electronic configuration is used to
identify the HOMO
 For photochemical reactions excited-
state electronic configuration is used.
Based on McMurry, Organic Chemistry, Chapter 17
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Ring Closure of Conjugated Trienes
 Involves lobes of like sign on the same side of the
molecule and disrotatory ring closure

Based on McMurry, Organic Chemistry, Chapter 18


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Based on McMurry, Organic Chemistry, Chapter 19
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Contrast: Electrocyclic Opening to
Diene
 Conjugated dienes and conjugated trienes react with
opposite stereochemistry
 Different symmetries of the diene and triene HOMOs
 Dienes open and close by a conrotatory path
 Trienes open and close by a disrotatory path

Based on McMurry, Organic Chemistry, Chapter 20


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 Polyenes with an even number of electron pairs
undergo thermal electrocyclic reactions in a
conrotatory,
 odd number of electron pairs undergo the same
reactions in a disrotatory sense.

Based on McMurry, Organic Chemistry, Chapter 21


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Based on McMurry, Organic Chemistry, Chapter 22
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Based on McMurry, Organic Chemistry, Chapter 23
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Based on McMurry, Organic Chemistry, Chapter 24
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Based on McMurry, Organic Chemistry, Chapter 25
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30.5 Photochemical Electrocyclic
Reactions
 Irradiation of a polyene excites one electron from HOMO
to LUMO
 This causes the old LUMO to become the new HOMO,
with changed symmetry
 This changes the reaction stereochemistry (symmetries of
thermal and photochemical electrocylic reactions are
always opposite)

Based on McMurry, Organic Chemistry, Chapter 26


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Based on McMurry, Organic Chemistry, Chapter 27
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Rules for Electrocyclic Reactions

Based on McMurry, Organic Chemistry, Chapter 28


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Based on McMurry, Organic Chemistry, Chapter 29
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Based on McMurry, Organic Chemistry, Chapter 30
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Based on McMurry, Organic Chemistry, Chapter 31
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Based on McMurry, Organic Chemistry, Chapter 32
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Based on McMurry, Organic Chemistry, Chapter 33
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Based on McMurry, Organic Chemistry, Chapter 34
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Based on McMurry, Organic Chemistry, Chapter 35
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Rules for Electrocyclic Reactions

Based on McMurry, Organic Chemistry, Chapter 36


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Based on McMurry, Organic Chemistry, Chapter 37
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Based on McMurry, Organic Chemistry, Chapter 38
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Based on McMurry, Organic Chemistry, Chapter 39
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Based on McMurry, Organic Chemistry, Chapter 40
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Based on McMurry, Organic Chemistry, Chapter 41
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Based on McMurry, Organic Chemistry, Chapter 42
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Rules for Electrocyclic Reactions

Based on McMurry, Organic Chemistry, Chapter 43


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Based on McMurry, Organic Chemistry, Chapter 44
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Based on McMurry, Organic Chemistry, Chapter 45
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Based on McMurry, Organic Chemistry, Chapter 46
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Based on McMurry, Organic Chemistry, Chapter 47
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30.6 Cycloaddition Reactions
 Two unsaturated molecules add to one
another, yielding a cyclic product
 The Diels–Alder cycloaddition reaction
is a pericyclic process that takes place
between a diene (four  electrons) and
a dienophile (two  electrons) to yield a
cyclohexene product Stereospecific with
respect to substituents
Based on McMurry, Organic Chemistry, Chapter 48
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Based on McMurry, Organic Chemistry, Chapter 49
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Rules for Cylcoadditions - Suprafacial
Cycloadditions
 The terminal  lobes of the two reactants must have the
correct symmetry for bonding to occur
 Suprafacial cycloadditions take place when a bonding
interaction occurs between lobes on the same face of one
reactant and lobes on the same face of the other reactant

Based on McMurry, Organic Chemistry, Chapter 50


30, 6th edition, (c) 2003
Rules for Cylcoadditions - Antarafacial
Cycloadditions
 These take place when a bonding interaction occurs
between lobes on the same face of one reactant and
lobes on opposite faces of the other reactant (not
possible unless a large ring is formed)

Based on McMurry, Organic Chemistry, Chapter 51


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30.7 Stereochemistry of
Cycloadditions
 HOMO of one reactant combines with LUMO of other
 Possible in thermal [4 +2] cycloaddition

Based on McMurry, Organic Chemistry, Chapter 52


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[2+2] Cylcoadditions
 Only the excited-state HOMO of one alkene and the
LUMO can combine by a suprafacial pathway in the
combination of two alkenes

Based on McMurry, Organic Chemistry, Chapter 53


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Formation of Four-Membered Rings
 Photochemical [2 + 2] cycloaddition reaction occurs
smoothly

Based on McMurry, Organic Chemistry, Chapter 54


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Based on McMurry, Organic Chemistry, Chapter 55
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Based on McMurry, Organic Chemistry, Chapter 56
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Based on McMurry, Organic Chemistry, Chapter 57
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Based on McMurry, Organic Chemistry, Chapter 58
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Based on McMurry, Organic Chemistry, Chapter 59
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30.8 Sigmatropic Rearrangements
A s -bonded substituent atom or
group migrates across a p
electron system from one position
to another
A s bond is broken in the
reactant, the p bonds move, and
a new s bond is formed in the
product
Based on McMurry, Organic Chemistry, Chapter 60
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Based on McMurry, Organic Chemistry, Chapter 61
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Sigmatropic Notation
 Numbers in brackets refer to the two groups
connected by the s bond and designate the
positions in those groups to which migration
occurs
 In a [1,5] sigmatropic rearrangement of a
diene migration occurs to position 1 of the H
group (the only possibility) and to position 5
of the pentadienyl group
 In a [3,3] Claisen rearrangement migration
occurs to position 3 of the allyl group and
also to position 3 of the vinylic ether
Based on McMurry, Organic Chemistry, Chapter
30, 6th edition, (c) 2003
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Sigmatropic Stereospecificity:
Suprafacial and Antarafacial
 Migration of a group across the same face of the 
system is a suprafacial rearrangement
 Migration of a group from one face of the  system to
the other face is called an antarafacial rearrangement

Based on McMurry, Organic Chemistry, Chapter 63


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Stereochemical Rules of Sigmatropic
Rearrangements
Electron Pairs Thermal Photochemical
Reaction Reaction
Even Number Antarafacial Suprafacial
Odd Number Suprafacial Antarafacial
H
H
H
H

ANTARA
SUPRA Based on McMurry, Organic Chemistry, Chapter
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Based on McMurry, Organic Chemistry, Chapter 65
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Based on McMurry, Organic Chemistry, Chapter 66
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30.9 Some Examples of Sigmatropic
Rearrangements
 A [1,5] sigmatropic rearrangement involves three
electron pairs (two  bonds and one s bond)
 Orbital-symmetry rules predict a suprafacial reaction
 5-methylcyclopentadiene rapidly rearranges at room
temperature

Based on McMurry, Organic Chemistry, Chapter 67


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Another Example of a Sigmatropic
Rearrangement
 Heating 5,5,5-trideuterio-(1,3Z)-pentadiene causes
scrambling of deuterium between positions 1 and 5

Based on McMurry, Organic Chemistry, Chapter 68


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Orbital Picture of a Suprafacial [1,5] H
Shift

Based on McMurry, Organic Chemistry, Chapter 69


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Cope and Claisen Rearrangements are
Sigmatropic
 Cope rearrangement of 1,5-hexadiene
 Claisen rearrangement of an allyl aryl ether

Based on McMurry, Organic Chemistry, Chapter 70


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Suprafacial [3,3] Cope and Claisen
Rearrangements
 Both involve reorganization of an odd number of
electron pairs (two  bonds and one s bond)
 Both react by suprafacial pathways

Based on McMurry, Organic Chemistry, Chapter 71


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Based on McMurry, Organic Chemistry, Chapter 72
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Based on McMurry, Organic Chemistry, Chapter 73
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Based on McMurry, Organic Chemistry, Chapter 74
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Based on McMurry, Organic Chemistry, Chapter 75
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30.10 A Summary of Rules for
Pericyclic Reactions

Based on McMurry, Organic Chemistry, Chapter 76


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BOARD WORK

Based on McMurry, Organic Chemistry, Chapter 77


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Based on McMurry, Organic Chemistry, Chapter 78
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Based on McMurry, Organic Chemistry, Chapter 79
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Based on McMurry, Organic Chemistry, Chapter 80
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Based on McMurry, Organic Chemistry, Chapter 81
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Based on McMurry, Organic Chemistry, Chapter 82
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Based on McMurry, Organic Chemistry, Chapter 83
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Based on McMurry, Organic Chemistry, Chapter 84
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PROBLEM SET

Based on McMurry, Organic Chemistry, Chapter 85


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Based on McMurry, Organic Chemistry, Chapter 86
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Based on McMurry, Organic Chemistry, Chapter 87
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Based on McMurry, Organic Chemistry, Chapter 88
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Based on McMurry, Organic Chemistry, Chapter 89
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Based on McMurry, Organic Chemistry, Chapter 90
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Based on McMurry, Organic Chemistry, Chapter 91
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Based on McMurry, Organic Chemistry, Chapter 92
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